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Pantelick Steven

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23306
SEC CIK
0001833465

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364CHIEF FINANCIAL OFFICEROctober 05, 2026October 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date October 05, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect10,353 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Sale · Disposed 22,173 · Balance 10,353

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026.

F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026.

F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2025 Filed Jun 4, 2025 21:57 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,000 $12.07 $48,262.80
Disclosure

SEC source: 0001415889-25-015635 · form4-06042025_090658.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,026

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024.

F3 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $11.83 to $12.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
June 03, 2025 Filed Jun 4, 2025 21:57 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015635 · form4-06042025_090658.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:26 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012240 · form4-05072025_080500.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 305,488

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:26 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,000 $9.83 $39,308.00
Disclosure

SEC source: 0001415889-25-012240 · form4-05072025_080500.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,026

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024.

F3 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $9.73 to $9.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:26 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012240 · form4-05072025_080500.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
April 03, 2025 Filed Apr 3, 2025 23:20 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 18,384 $8.45 $155,427.53
Disclosure

SEC source: 0001415889-25-010073 · form4-04032025_110420.xml · nonDerivative · entry 4

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,026

F4 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024.

F5 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $8.33 to $8.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 03, 2025 Filed Apr 3, 2025 23:20 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010073 · form4-04032025_110420.xml · nonDerivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 23:20 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 12,061 $9.31 $112,255.35
Disclosure

SEC source: 0001415889-25-010073 · form4-04032025_110420.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,410

F1 · kind: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on April 2, 2025 and April 3, 2025 at prices ranging from $8.95 to $9.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:20 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010073 · form4-04032025_110420.xml · derivative · entry 9

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 309,488

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 7,407 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010073 · form4-04032025_110420.xml · derivative · entry 8

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,103

Underlying: Class A Common Stock · 7,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F11 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 8,955 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010073 · form4-04032025_110420.xml · derivative · entry 7

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,506

Underlying: Class A Common Stock · 8,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F10 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 9,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010073 · form4-04032025_110420.xml · derivative · entry 6

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,823

Underlying: Class A Common Stock · 9,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 5,057 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010073 · form4-04032025_110420.xml · derivative · entry 5

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,169

Underlying: Class A Common Stock · 5,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 30,965 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010073 · form4-04032025_110420.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 23:50 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006721 · form4-03042025_110312.xml · derivative · entry 5

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 313,488

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 23:50 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,000 $10.61 $42,426.00
Disclosure

SEC source: 0001415889-25-006721 · form4-03042025_110312.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,506

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024.

F3 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $10.28 to $10.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 23:50 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006721 · form4-03042025_110312.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
February 18, 2025 Filed Mar 4, 2025 23:50 UTC PubMatic, Inc. PUBM · Entity 364 GrantStock Option (Right to buy Class A Common Stock) · Derivative 118,510 $0.00 Strike: $15.65 $0.00
Disclosure

SEC source: 0001415889-25-006721 · form4-03042025_110312.xml · derivative · entry 4

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 118,510

Underlying: Class A Common Stock · 118,510 shares

Expires 2035-02-17

F7 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2025, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 18, 2025 Filed Mar 4, 2025 23:50 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Units · Derivative 118,510 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006721 · form4-03042025_110312.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 118,510

Underlying: Class A Common Stock · 118,510 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F5 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:42 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003136 · form4-02052025_090200.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 317,488

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:42 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,000 $15.14 $60,575.20
Disclosure

SEC source: 0001415889-25-003136 · form4-02052025_090200.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,506

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024.

F3 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $14.70 to $15.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:42 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003136 · form4-02052025_090200.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 21:27 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000769 · form4-01062025_090153.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 321,488

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 21:27 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 19,779 $15.15 $299,578.67
Disclosure

SEC source: 0001415889-25-000769 · form4-01062025_090153.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,506

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024.

F3 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $14.87 to $15.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 21:27 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000769 · form4-01062025_090153.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:24 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 10,040 $14.84 $148,970.51
Disclosure

SEC source: 0001415889-25-000620 · form4-01032025_110108.xml · nonDerivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,285

F1 · kind: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $14.61 to $15.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 8,955 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000620 · form4-01032025_110108.xml · derivative · entry 7

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,461

Underlying: Class A Common Stock · 8,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 9,547 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000620 · form4-01032025_110108.xml · derivative · entry 6

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,369

Underlying: Class A Common Stock · 9,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 5,056 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000620 · form4-01032025_110108.xml · derivative · entry 5

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,226

Underlying: Class A Common Stock · 5,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 23,558 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000620 · form4-01032025_110108.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 23:24 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000620 · form4-01032025_110108.xml · derivative · entry 4

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: . The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 23:24 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000620 · form4-01032025_110108.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:58 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028312 · form4-12042024_101241.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 325,488

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:58 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,000 $16.56 $66,226.40
Disclosure

SEC source: 0001415889-24-028312 · form4-12042024_101241.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,506

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024.

F3 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $16.39 to $16.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:58 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028312 · form4-12042024_101241.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 22:07 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026252 · form4-11062024_101121.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 329,488

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 22:07 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,000 $14.45 $57,801.20
Disclosure

SEC source: 0001415889-24-026252 · form4-11062024_101121.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,506

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024.

F3 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $14.33 to $14.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 22:07 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026252 · form4-11062024_101121.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
October 04, 2024 Filed Oct 7, 2024 20:51 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 9,462 $2.97 $28,102.14
Disclosure

SEC source: 0001415889-24-024825 · form4-10072024_081056.xml · derivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,488

Underlying: Class A Common Stock · 9,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
October 04, 2024 Filed Oct 7, 2024 20:51 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 9,462 $0.00 Strike: $2.97 $0.00
Disclosure

SEC source: 0001415889-24-024825 · form4-10072024_081056.xml · derivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,663

Underlying: Class B Common Stock · 9,462 shares

Expires 2029-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
October 03, 2024 Filed Oct 3, 2024 23:35 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 12,831 $14.31 $183,620.59
Disclosure

SEC source: 0001415889-24-024690 · form4-10032024_111018.xml · nonDerivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,506

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024.

F4 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $14.225 to $14.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 20:53 UTC Amendment PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024828 · form4a-10072024_081018.xml · derivative · entry 8

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 324,026

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 20:53 UTC Amendment PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 16,831 $14.32 $241,024.97
Disclosure

SEC source: 0001415889-24-024828 · form4a-10072024_081018.xml · nonDerivative · entry 4

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,506

F4 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024.

F5 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $14.22 to $14.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 20:53 UTC Amendment PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024828 · form4a-10072024_081018.xml · nonDerivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 23:35 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 11,841 $14.52 $171,983.42
Disclosure

SEC source: 0001415889-24-024690 · form4-10032024_111018.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,337

F1 · kind: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on October 2, 2024 and October 3, 2024 at prices ranging from $14.32 to $14.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
October 02, 2024 Filed Oct 7, 2024 20:53 UTC Amendment PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 11,841 $14.52 $171,983.42
Disclosure

SEC source: 0001415889-24-024828 · form4a-10072024_081018.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,337

F1 · kind: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on October 2, 2024 and October 3, 2024 at prices ranging from $14.32 to $14.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:56 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,147 $14.87 $17,053.02
Disclosure

SEC source: 0001415889-24-024503 · form4-10022024_101031.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,620

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: . The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $14.82 to $14.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:35 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 8,955 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024690 · form4-10032024_111018.xml · derivative · entry 6

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,416

Underlying: Class A Common Stock · 8,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:35 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 9,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024690 · form4-10032024_111018.xml · derivative · entry 5

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,916

Underlying: Class A Common Stock · 9,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:35 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 5,057 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024690 · form4-10032024_111018.xml · derivative · entry 4

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,282

Underlying: Class A Common Stock · 5,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.