Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXON ENTERPRISE, INC.AXON · Entity 567 | COO & CFO | August 13, 2026 | August 17, 2026 |
| Aurora Innovation, Inc.AUR · Entity 3489 | Director | October 01, 2026 | October 02, 2026 |
| Sonos IncSONO · Entity 1773 | Chief Financial Officer | August 15, 2022 | August 17, 2022 |
| Transphorm, Inc.NONE · Entity 15192 | Director | February 12, 2020 | March 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXON ENTERPRISE, INC.
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 121,685.322 |
Ending reported balance
After 2026-08-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-13 · Tax withholding · Disposed 8,708.157 · Balance 91,125.322 F1: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Row 2 · 2026-08-16 · Grant · Acquired 30,560 · Balance 121,685.322 F2: The transaction consists of performance-based restricted stock units (collectively, "XSUs") granted on December 22, 2023 pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions for the fourth tranche of XSUs (the "Tranche") were certified by the issuer's Compensation Committee of the Board of Directors on August 16, 2026 as having been met. The Tranche will vest on December 1, 2026, subject to continued employment through such date. Following the vesting, the shares deliverable for the Tranche are subject to a minimum holding period until the earlier of (i) December 31, 2030 and (ii) the date on which a subsequent tranche of XSUs vests, excluding shares withheld or sold to cover applicable taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units.
F2: The transaction consists of performance-based restricted stock units (collectively, "XSUs") granted on December 22, 2023 pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions for the fourth tranche of XSUs (the "Tranche") were certified by the issuer's Compensation Committee of the Board of Directors on August 16, 2026 as having been met. The Tranche will vest on December 1, 2026, subject to continued employment through such date. Following the vesting, the shares deliverable for the Tranche are subject to a minimum holding period until the earlier of (i) December 31, 2030 and (ii) the date on which a subsequent tranche of XSUs vests, excluding shares withheld or sold to cover applicable taxes.
Aurora Innovation, Inc.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 451,392 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 3,419 · Balance 451,392 F1: The reporting person previously elected to convert their cash retainer as an outside director into fully vested restricted stock units. The reported securities represent shares of the Issuer's Class A common stock determined by dividing the amount of the third quarter cash retainer the reporting person has earned as of September 30, 2026, by the average closing stock price of the Issuer's Class A common stock during the 20 trading-day period ending 5 business days before the grant date of October 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person previously elected to convert their cash retainer as an outside director into fully vested restricted stock units. The reported securities represent shares of the Issuer's Class A common stock determined by dividing the amount of the third quarter cash retainer the reporting person has earned as of September 30, 2026, by the average closing stock price of the Issuer's Class A common stock during the 20 trading-day period ending 5 business days before the grant date of October 1, 2026.
Sonos Inc
Report date August 15, 2022 · Filed August 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 193,684 |
Ending reported balance
After 2022-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-15 · Exercise / conversion · Acquired 36,383 · Balance 211,724 F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Row 2 · 2022-08-15 · Tax withholding · Disposed 18,040 · Balance 193,684 F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 133,035 |
Reported balance
After 2022-08-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-15 · Exercise / conversion · Disposed 36,383 · Balance 133,035 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
F4: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
Transphorm, Inc.
Report date February 12, 2020 · Filed March 12, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2020 Filed Aug 19, 2020 22:56 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 16,855 | $14.04 | $236,644.20 |
DisclosureSEC source: 0001562180-20-005565 · primarydocument.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,347 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:56 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 33,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-005565 · primarydocument.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:11 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 135,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003759 · primarydocument.xml · derivative · entry 3 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,926 Underlying: Common Stock · 135,975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: One quarter of the RSUs vested on May 15, 2020, and 1/16th of the RSUs will vest on each quarterly anniversary there after, beginning on August 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F4 · derivative.expiration_date: One quarter of the RSUs vested on May 15, 2020, and 1/16th of the RSUs will vest on each quarterly anniversary there after, beginning on August 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:11 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 53,767 | $9.08 | $488,204.36 |
DisclosureSEC source: 0001562180-20-003759 · primarydocument.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,208 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:11 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 135,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003759 · primarydocument.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:12 UTC | Sonos Inc SONO · Entity 1773 | GrantEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $10.59 | $0.00 |
DisclosureSEC source: 0001562180-19-002954 · primarydocument.xml · derivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2029-05-14 F3 · derivative.exercise_date: The stock option will vest as to 1/4 of the total number of shares subject to the stock option on May 15, 2020, and thereafter will vest as to 1/16 of the total number of shares subject to the stock option in equal quarterly installments beginning on August 15, 2020, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The stock option is subject to double-trigger acceleration. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:12 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 543,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002954 · primarydocument.xml · derivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,901 Underlying: Common Stock · 543,901 shares Expires 2029-05-14 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F2 · derivative.exercise_date: 1/4 of the RSUs will vest on May 15, 2020, and 1/16 of the RSUs will vest on each quarterly anniversary thereafter beginning on August 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.