Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXON ENTERPRISE, INC.AXON · Entity 567 | COO & CFO | August 13, 2026 | August 17, 2026 |
| Aurora Innovation, Inc.AUR · Entity 3489 | Director | October 01, 2026 | October 02, 2026 |
| Sonos IncSONO · Entity 1773 | Chief Financial Officer | August 15, 2022 | August 17, 2022 |
| Transphorm, Inc.NONE · Entity 15192 | Director | February 12, 2020 | March 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXON ENTERPRISE, INC.
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 121,685.322 |
Ending reported balance
After 2026-08-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-13 · Tax withholding · Disposed 8,708.157 · Balance 91,125.322 F1: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Row 2 · 2026-08-16 · Grant · Acquired 30,560 · Balance 121,685.322 F2: The transaction consists of performance-based restricted stock units (collectively, "XSUs") granted on December 22, 2023 pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions for the fourth tranche of XSUs (the "Tranche") were certified by the issuer's Compensation Committee of the Board of Directors on August 16, 2026 as having been met. The Tranche will vest on December 1, 2026, subject to continued employment through such date. Following the vesting, the shares deliverable for the Tranche are subject to a minimum holding period until the earlier of (i) December 31, 2030 and (ii) the date on which a subsequent tranche of XSUs vests, excluding shares withheld or sold to cover applicable taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units.
F2: The transaction consists of performance-based restricted stock units (collectively, "XSUs") granted on December 22, 2023 pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions for the fourth tranche of XSUs (the "Tranche") were certified by the issuer's Compensation Committee of the Board of Directors on August 16, 2026 as having been met. The Tranche will vest on December 1, 2026, subject to continued employment through such date. Following the vesting, the shares deliverable for the Tranche are subject to a minimum holding period until the earlier of (i) December 31, 2030 and (ii) the date on which a subsequent tranche of XSUs vests, excluding shares withheld or sold to cover applicable taxes.
Aurora Innovation, Inc.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 451,392 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 3,419 · Balance 451,392 F1: The reporting person previously elected to convert their cash retainer as an outside director into fully vested restricted stock units. The reported securities represent shares of the Issuer's Class A common stock determined by dividing the amount of the third quarter cash retainer the reporting person has earned as of September 30, 2026, by the average closing stock price of the Issuer's Class A common stock during the 20 trading-day period ending 5 business days before the grant date of October 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person previously elected to convert their cash retainer as an outside director into fully vested restricted stock units. The reported securities represent shares of the Issuer's Class A common stock determined by dividing the amount of the third quarter cash retainer the reporting person has earned as of September 30, 2026, by the average closing stock price of the Issuer's Class A common stock during the 20 trading-day period ending 5 business days before the grant date of October 1, 2026.
Sonos Inc
Report date August 15, 2022 · Filed August 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 193,684 |
Ending reported balance
After 2022-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-15 · Exercise / conversion · Acquired 36,383 · Balance 211,724 F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Row 2 · 2022-08-15 · Tax withholding · Disposed 18,040 · Balance 193,684 F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 133,035 |
Reported balance
After 2022-08-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-15 · Exercise / conversion · Disposed 36,383 · Balance 133,035 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
F4: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
Transphorm, Inc.
Report date February 12, 2020 · Filed March 12, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2024 Filed Aug 16, 2024 20:41 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 748 | $373.40 | $279,303.20 |
DisclosureSEC source: 0001415889-24-021465 · form4-08162024_080833.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 109,374 F1 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2024. F3 · price: The transaction was executed in multiple trades at prices ranging from $373.02 to $373.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 20:41 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 100 | $367.16 | $36,715.53 |
DisclosureSEC source: 0001415889-24-021465 · form4-08162024_080833.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 110,122 F1 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2024. F2 · price: The transaction was executed in multiple trades at prices ranging from $367.15 to $367.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 26, 2024 Filed Jun 27, 2024 21:01 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 1,272 | $292.88 | $372,543.36 |
DisclosureSEC source: 0001415889-24-018345 · form4-06272024_090646.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,222 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| May 23, 2024 Filed May 24, 2024 21:22 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass A Common Stock | 74,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-24-000118 · wk-form4_1716585737.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,497 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 23, 2025 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 23, 2024, in each case, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 20:40 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 1,298 | $319.14 | $414,243.72 |
DisclosureSEC source: 0001415889-24-009336 · form4-03282024_080354.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,494 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 20:47 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 3,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008290 · form4-03182024_080359.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,792 F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2022 Stock Incentive Plan. The grant will vest in full on September 7, 2024. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 00:00 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 1,173 | $258.11 | $302,763.03 |
DisclosureSEC source: 0001415889-23-016969 · form4-12272023_111253.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,579 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:18 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 700 | $251.31 | $175,919.03 |
DisclosureSEC source: 0001415889-23-016587 · form4-12182023_091248.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 110,752 F1 · kind: This sale of shares received upon settlement of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2023. F3 · price: The transaction was executed in multiple trades at prices ranging from $251.31 to $251.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:18 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,300 | $250.09 | $1,075,371.95 |
DisclosureSEC source: 0001415889-23-016587 · form4-12182023_091248.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,452 F1 · kind: This sale of shares received upon settlement of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2023. F2 · price: The transaction was executed in multiple trades at prices ranging from $250.00 to $250.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:37 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,101 | $226.13 | $248,970.56 |
DisclosureSEC source: 0001415889-23-015349 · form4-11212023_091159.xml · nonDerivative · entry 4 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 115,752 F1 · kind: This sale of shares received upon settlement of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2023. F5 · price: The transaction was executed in multiple trades at prices ranging from $226.07 to $226.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:37 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,899 | $225.46 | $879,079.85 |
DisclosureSEC source: 0001415889-23-015349 · form4-11212023_091159.xml · nonDerivative · entry 3 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 116,853 F1 · kind: This sale of shares received upon settlement of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2023. F4 · price: The transaction was executed in multiple trades at prices ranging from $225.00 to $225.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 21:37 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,185 | $224.18 | $489,833.74 |
DisclosureSEC source: 0001415889-23-015349 · form4-11212023_091159.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 120,752 F1 · kind: This sale of shares received upon settlement of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2023. F3 · price: The transaction was executed in multiple trades at prices ranging from $223.82 to $224.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 21:37 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,815 | $223.49 | $629,126.60 |
DisclosureSEC source: 0001415889-23-015349 · form4-11212023_091159.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 122,937 F1 · kind: This sale of shares received upon settlement of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2023. F2 · price: The transaction was executed in multiple trades at prices ranging from $222.77 to $223.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 26, 2023 Filed Sep 28, 2023 20:06 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 14,923 | $189.61 | $2,829,550.03 |
DisclosureSEC source: 0001415889-23-013626 · form4-09282023_080958.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,752 F2 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of Restricted Stock Units. Read SEC document |
| September 26, 2023 Filed Sep 28, 2023 20:06 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 21,318 | $189.61 | $4,042,105.98 |
DisclosureSEC source: 0001415889-23-013626 · form4-09282023_080958.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,675 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranches 10, 11, and 12 of the XSPP (eXponential Stock Performance Plan) for which the performance conditions were determined to have been certified by the Compensation Committee on March 9, 2023 and May 18, 2023. The remainder of the shares are subject to a 2.5 year minimum holding period from the goal attainment dates. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 21:34 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 24,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-013120 · form4-09082023_090946.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,993 F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2022 Stock Incentive Plan. The grant will vest 6,167 shares on September 7, 2024, 1,542 shares on August 13, 2025, and 16,446 shares on August 13, 2026. Read SEC document |
| May 26, 2023 Filed May 30, 2023 12:59 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass A Common Stock | 159,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000098 · wk-form4_1685451545.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,422 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 26, 2024 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 26, 2023, in each case, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:40 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 28,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-008518 · form4-05222023_080529.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · CFO & CBO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,838 F1 · kind: The transaction consists of performance-based restricted stock units granted on September 26, 2022, for the achievement of tranches 11 and 12 of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for these tranches will vest on September 26, 2023. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld to cover taxes. Read SEC document |
| May 17, 2023 Filed May 17, 2023 23:51 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | PurchaseCommon Stock | 250 | $200.00 | $50,000.00 |
DisclosureSEC source: 0001415889-23-008233 · form4-05172023_110535.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · CFO & CBO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,174 Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 20:45 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 14,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004760 · form4-03132023_080312.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · CFO & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,924 F1 · kind: The transaction consists of performance-based restricted stock units granted on September 26, 2022, for the achievement of tranche ten of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche will vest on September 26, 2023. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld to cover taxes. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 00:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 28,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-010014 · form4-09282022_050908.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · CFO & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,592 F2 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2022 Stock Inducement Plan. The grant will vest one third on September 26, 2023 and then in 8 equal quarterly installments thereafter. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 00:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 66,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-010014 · form4-09282022_050908.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · CFO & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,214 F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2022 Stock Inducement Plan. The grant will vest 20,638 shares each on September 26, 2023 and 2024 and 24,938 shares on September 26, 2025. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:23 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 36,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006165 · primarydocument.xml · derivative · entry 3 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,035 Underlying: Common Stock · 36,383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:23 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 18,040 | $17.11 | $308,664.40 |
DisclosureSEC source: 0001562180-22-006165 · primarydocument.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,684 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:23 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 36,383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-006165 · primarydocument.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| May 20, 2022 Filed May 20, 2022 20:15 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass A Common Stock | 52,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-22-000058 · wf-form4_165307770178043.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,242 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 20, 2023 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 20, 2022, in each case, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:51 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 36,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004143 · primarydocument.xml · derivative · entry 3 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,418 Underlying: Common Stock · 36,383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:51 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 18,040 | $22.64 | $408,425.60 |
DisclosureSEC source: 0001562180-22-004143 · primarydocument.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,341 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:51 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 36,383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-004143 · primarydocument.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:08 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 36,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001574 · primarydocument.xml · derivative · entry 3 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,801 Underlying: Common Stock · 36,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:08 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 13,240 | $28.44 | $376,545.60 |
DisclosureSEC source: 0001562180-22-001574 · primarydocument.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,998 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:08 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 36,381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-001574 · primarydocument.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:53 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 33,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007125 · primarydocument.xml · derivative · entry 4 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,182 Underlying: Common Stock · 33,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:53 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 38,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007125 · primarydocument.xml · derivative · entry 3 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,176 Underlying: Common Stock · 38,219 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F4 · derivative.exercise_date: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the. Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the. Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:53 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 16,855 | $34.52 | $581,834.60 |
DisclosureSEC source: 0001562180-21-007125 · primarydocument.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,857 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:53 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 33,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-007125 · primarydocument.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 21:45 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 55,000 | $41.16 | $2,264,036.50 |
DisclosureSEC source: 0001562180-21-005368 · primarydocument.xml · nonDerivative · entry 3 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,718 F4 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $40.74 to $42.48 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:45 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 33,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005368 · primarydocument.xml · derivative · entry 4 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,957 Underlying: Common Stock · 33,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:45 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 16,855 | $38.14 | $642,849.70 |
DisclosureSEC source: 0001562180-21-005368 · primarydocument.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,718 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:45 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 33,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-005368 · primarydocument.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:42 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 33,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003525 · primarydocument.xml · derivative · entry 3 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,951 Underlying: Common Stock · 33,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:42 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 16,855 | $33.88 | $571,047.40 |
DisclosureSEC source: 0001562180-21-003525 · primarydocument.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,579 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:42 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 33,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-003525 · primarydocument.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:53 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 33,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001228 · primarydocument.xml · derivative · entry 3 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,945 Underlying: Common Stock · 33,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of RSUs previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:53 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 13,040 | $35.48 | $462,659.20 |
DisclosureSEC source: 0001562180-21-001228 · primarydocument.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,440 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:53 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 33,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001228 · primarydocument.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of RSUs previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:42 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 33,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006736 · primarydocument.xml · derivative · entry 3 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,939 Underlying: Common Stock · 33,993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:42 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 16,854 | $16.62 | $280,113.48 |
DisclosureSEC source: 0001562180-20-006736 · primarydocument.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,486 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:42 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 33,993 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-006736 · primarydocument.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:56 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 33,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005565 · primarydocument.xml · derivative · entry 3 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,932 Underlying: Common Stock · 33,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.