TapewireFind a company

person · Reporting owner

Pappas James C

Disclosed activity across 10 companies

Tapewire entity
22610
SEC CIK
0001462171

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DENNY'S CorpDENN · Entity 17734See Footnotes 1 and 2October 21, 2025November 04, 2025
FARMER BROTHERS COFARM · Entity 49843See Footnote 1October 12, 2023October 23, 2023
INNOVATIVE FOOD HOLDINGS INCIVFH · Entity 7870Director · 10% ownerJuly 31, 2026August 18, 2026
RED ROBIN GOURMET BURGERS INCRRGB · Entity 6468Director · 10% ownerMay 14, 2026May 15, 2026
TANDY LEATHER FACTORY INCTLFA · Entity 7615DirectorJune 07, 2022June 08, 2022
Track Group, Inc.TRCK · Entity 753310% ownerSeptember 30, 2026October 02, 2026
UNITED NATURAL FOODS INCUNFI · Entity 4293DirectorOctober 08, 2026October 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP455,717 Reported balance Holding disclosure · report date 2025-10-21 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 455,717

F1: This line item does not reflect a new or revised holding. Rather, it is being reported again in order to gain access to the electronic filing system. The purpose of this amendment to the Form 3 filed by the Reporting Persons on October 21, 2025 is to replace Footnote 2 set forth therein as provided in Footnote 2 herein. For the avoidance of doubt, the Reporting Persons have not engaged in any transactions in the securities of the Issuer since the initial Form 3 was triggered on October 17, 2025.

F2: As of October 21, 2025, the Schedule 13(d) group no longer collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Later in the day on October 21, 2025, another member of the Schedule 13(d) group engaged in additional transactions in securities of the Issuer that resulted in the Schedule 13(d) group once again collectively beneficially owning more than 10% of the Issuer's outstanding shares of Common Stock. Subsequently, on November 4, 2025, the Schedule 13(d) group was terminated, and the Reporting Persons are no longer members of a Schedule 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: This line item does not reflect a new or revised holding. Rather, it is being reported again in order to gain access to the electronic filing system. The purpose of this amendment to the Form 3 filed by the Reporting Persons on October 21, 2025 is to replace Footnote 2 set forth therein as provided in Footnote 2 herein. For the avoidance of doubt, the Reporting Persons have not engaged in any transactions in the securities of the Issuer since the initial Form 3 was triggered on October 17, 2025.

F2: As of October 21, 2025, the Schedule 13(d) group no longer collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Later in the day on October 21, 2025, another member of the Schedule 13(d) group engaged in additional transactions in securities of the Issuer that resulted in the Schedule 13(d) group once again collectively beneficially owning more than 10% of the Issuer's outstanding shares of Common Stock. Subsequently, on November 4, 2025, the Schedule 13(d) group was terminated, and the Reporting Persons are no longer members of a Schedule 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP671,955 Reported balance Holding disclosure · report date 2023-10-12 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 671,955

F1: This Form 3 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Common StockSEC Table I · non-derivativeIndirectBy: Managed Accounts of JCP Investment Management, LLC320,871 Reported balance Holding disclosure · report date 2023-10-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 320,871

F1: This Form 3 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

F3: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par valueSEC Table I · non-derivativeIndirectBy: Managed Accounts of JCP Investment Management, LLC1,513,001 Reported balance After 2026-07-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-07-31 · Other · Disposed 105,491 · Balance 1,513,001

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3: Represents shares of Common Stock that JCP Management relinquished control over that were previously held in a JCP Account.

F2: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Common Stock, $0.0001 par valueSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP8,796,230 Reported balance Holding disclosure · report date 2026-07-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 8,796,230

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F4: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

F3: Represents shares of Common Stock that JCP Management relinquished control over that were previously held in a JCP Account.

F4: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

RED ROBIN GOURMET BURGERS INC

Report date May 14, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect83,608 Reported balance After 2026-05-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 31,662 · Balance 83,608

F1: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions.

Common StockSEC Table I · non-derivativeIndirectBy: Managed Accounts of JCP Investment Management, LLC1,084,104 Reported balance Holding disclosure · report date 2026-05-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,084,104

F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

F4: Represents shares of Common Stock held in certain accounts (the "JCP Accounts") managed by JCP Investment Management, LLC ("JCP Management"). JCP Management, as the investment manager of JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Common StockSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP776,564 Reported balance Holding disclosure · report date 2026-05-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 776,564

F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

F5: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions.

F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

F4: Represents shares of Common Stock held in certain accounts (the "JCP Accounts") managed by JCP Investment Management, LLC ("JCP Management"). JCP Management, as the investment manager of JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

F5: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

TANDY LEATHER FACTORY INC

Report date June 07, 2022 · Filed June 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table I · non-derivativeDirect2,800 Reported balance After 2022-06-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-06-07 · Grant · Acquired 2,800 · Balance 2,800

F1: These securities will each convert into one share of the issuer's common stock, 25% on the first four anniversaries of the grant date, subject to the recipient's ongoing service to the issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: These securities will each convert into one share of the issuer's common stock, 25% on the first four anniversaries of the grant date, subject to the recipient's ongoing service to the issuer on each vesting date.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectBy: Managed Accounts of JCP Investment Management, LLC1,937,302 Reported balance After 2026-09-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-09-30 · Purchase · Acquired 384,021 · Balance 1,937,302

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3: On September 30, 2026, JCP Management, on behalf of a JCP Account, entered into a securities purchase agreement pursuant to which it agreed to purchase certain securities of the Issuer. This transaction is expected to close in the near future.

F2: Represents securities of the Issuer held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the securities held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the securities held in the JCP Accounts.

Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP15,310,723 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,310,723

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4: Represents securities of the Issuer owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the securities owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the securities owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the securities owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the securities owned directly by JCP Partnership.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities of the Issuer held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the securities held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the securities held in the JCP Accounts.

F3: On September 30, 2026, JCP Management, on behalf of a JCP Account, entered into a securities purchase agreement pursuant to which it agreed to purchase certain securities of the Issuer. This transaction is expected to close in the near future.

F4: Represents securities of the Issuer owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the securities owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the securities owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the securities owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the securities owned directly by JCP Partnership.

UNITED NATURAL FOODS INC

Report date October 08, 2026 · Filed October 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,882 Reported balance After 2026-10-08 transaction · row 1
1 source row

Row 1 · 2026-10-08 · Grant · Acquired 4,197 · Balance 28,882

F1: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated Equity Incentive Plan and will fully vest on October 8, 2027. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

Common StockSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP293,144 Reported balance Holding disclosure · report date 2026-10-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 293,144

F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP Investment Partnership, LP ("JCP"), may be deemed the beneficial owner of the 293,144 shares of Common Stock owned by JCP. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed the beneficial owner of the 293,144 shares of Common Stock owned by JCP. Mr. Pappas, as the sole member of JCP Holdings may be deemed the beneficial owner of the 293,144 shares of common stock held by JCP.

Common StockSEC Table I · non-derivativeIndirectBy: Managed Accounts of JCP Investment Management, LLC194,178 Reported balance Holding disclosure · report date 2026-10-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 194,178

F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4: JCP Investment Management, LLC ("JCP Management"), as the investment manager of JCP and certain separately managed accounts (the "JCP Accounts"), may be deemed the beneficial owner of the 194,178 shares of common stock owned by JCP and held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed the beneficial owner of the 194,178 shares of common stock held in the JCP Accounts.

Filing footnotes · ownership attribution and instrument terms

F1: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated Equity Incentive Plan and will fully vest on October 8, 2027. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP Investment Partnership, LP ("JCP"), may be deemed the beneficial owner of the 293,144 shares of Common Stock owned by JCP. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed the beneficial owner of the 293,144 shares of Common Stock owned by JCP. Mr. Pappas, as the sole member of JCP Holdings may be deemed the beneficial owner of the 293,144 shares of common stock held by JCP.

F4: JCP Investment Management, LLC ("JCP Management"), as the investment manager of JCP and certain separately managed accounts (the "JCP Accounts"), may be deemed the beneficial owner of the 194,178 shares of common stock owned by JCP and held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed the beneficial owner of the 194,178 shares of common stock held in the JCP Accounts.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

JAMBA, INC.

Report date September 13, 2018 · Filed September 13, 2018

Section 16 reporting ended · disclosed 2018-09-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-09-13 transaction · row 3
2 source rows · reconciled sequence

Row 1 · 2018-09-13 · Other · Disposed 12,903 · Balance 10,436

Row 3 · 2018-09-13 · Disposition to issuer · Disposed 10,436 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP0 Reported balance After 2018-09-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-09-13 · Other · Disposed 407,133 · Balance 0

F1: Shares owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and as the sole member of JCP Investment Holdings, LLC, the general partner of JCP Investment Partners, LP, which serves as the general partner of JCP Partnership, may be deemed to beneficially own the shares owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and as the sole member of JCP Investment Holdings, LLC, the general partner of JCP Investment Partners, LP, which serves as the general partner of JCP Partnership, may be deemed to beneficially own the shares owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

US GEOTHERMAL INC

Report date April 24, 2018 · Filed April 27, 2018

Section 16 reporting ended · disclosed 2018-04-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.08 · Expires 2022-03-28Direct0 Reported balance After 2018-04-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-04-24 · Disposition to issuer · Disposed 8,000 · Balance 0

F2: The reporting person received $10,960 as consideration for cancellation of the options pursuant to the Ormat Merger.

F1: Reflects grant date; the options were subject to a vesting schedule and were 75% vested as of the effective date of a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.32 · Expires 2021-09-30Direct0 Reported balance After 2018-04-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-04-24 · Disposition to issuer · Disposed 16,666 · Balance 0

F3: Adjusted to reflect 6:1 stock consolidation effective November 10, 2016.

F4: The reporting person received $18,832.58 as consideration for cancellation of the options pursuant to the Ormat Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects grant date; the options were subject to a vesting schedule and were 75% vested as of the effective date of a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger").

F2: The reporting person received $10,960 as consideration for cancellation of the options pursuant to the Ormat Merger.

F3: Adjusted to reflect 6:1 stock consolidation effective November 10, 2016.

F4: The reporting person received $18,832.58 as consideration for cancellation of the options pursuant to the Ormat Merger.

Section 16 reporting ended · disclosed 2022-06-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP401,407 Reported balance After 2022-06-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-06-09 · Sale · Disposed 11,518 · Balance 401,407

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy: JCP Asset Partnership VI, LP418,214 Reported balance After 2022-06-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2022-06-09 · Sale · Disposed 12,000 · Balance 418,214

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3: Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy: Managed Account of JCP Investment Management, LLC16,795 Reported balance After 2022-06-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2022-06-09 · Sale · Disposed 482 · Balance 16,795

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F4: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

F3: Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI.

F4: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2019 Filed Mar 4, 2019 13:18 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005865 · doc1.xml · derivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901

Underlying: COMMON STOCK, PAR VALUE $0.0024 · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These RSUs do not expire.

F1 · derivative.expiration_date: These RSUs do not expire.

Read SEC document
February 23, 2019 Filed Mar 4, 2019 13:18 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 Exercise / conversionCOMMON STOCK, PV $0.0024 450 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005865 · doc1.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 14:24 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 OtherCOMMON STOCK, $0.0024 PAR VALUE 111,137 $0.00 $0.00
Disclosure

SEC source: 0000921895-18-003211 · form408569032_12062018.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 859,197

F3 · kind: Represents a pro rata distribution of shares from JCP II Master to its partners and an in-kind contribution by such partners of such shares to JCP Partnership. The transfer of shares from JCP II Master to JCP Partnership was accomplished in-kind without the exchange of consideration. Following the pro rata distribution, JCP II Master no longer beneficially owned any shares.

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 14:24 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 OtherCOMMON STOCK, $0.0024 PAR VALUE 111,137 $0.00 $0.00
Disclosure

SEC source: 0000921895-18-003211 · form408569032_12062018.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 0

F3 · kind: Represents a pro rata distribution of shares from JCP II Master to its partners and an in-kind contribution by such partners of such shares to JCP Partnership. The transfer of shares from JCP II Master to JCP Partnership was accomplished in-kind without the exchange of consideration. Following the pro rata distribution, JCP II Master no longer beneficially owned any shares.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 21:08 UTC JAMBA, INC. JMBA · Entity 163656 Disposition to issuerCommon Stock 10,436 $13.00 $135,668.00
Disclosure

SEC source: 0001540277-18-000036 · edgar.xml · nonDerivative · entry 3

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 13, 2018 Filed Sep 13, 2018 21:08 UTC JAMBA, INC. JMBA · Entity 163656 OtherCommon Stock 407,133 $13.00 $5,292,729.00
Disclosure

SEC source: 0001540277-18-000036 · edgar.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 0

F1 · ownership.nature: Shares owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and as the sole member of JCP Investment Holdings, LLC, the general partner of JCP Investment Partners, LP, which serves as the general partner of JCP Partnership, may be deemed to beneficially own the shares owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 21:08 UTC JAMBA, INC. JMBA · Entity 163656 OtherCommon Stock 12,903 $13.00 $167,739.00
Disclosure

SEC source: 0001540277-18-000036 · edgar.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,436

Read SEC document
June 26, 2018 Filed Jun 28, 2018 22:39 UTC JAMBA, INC. JMBA · Entity 163656 GrantCommon Stock 10,436 $0.00 $0.00
Disclosure

SEC source: 0001540277-18-000008 · edgar.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,339

F1 · shares: The securities reported in this column include 5,218 restricted stock units ("RSUs") for Reporting Person's board service during fiscal year 2018 which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held. The RSUs vest over a one year period in four equal installments, with 25% vesting on each three month period following the Company's 2018 annual stockholder meeting, or the date of the Company's 2019 annual stockholder meeting if the meeting is held before such date, subject to the Reporting Person's continued board service.

F2 · shares: The securities reported in this column include 5,218 shares of common stock issued for Reporting Person's board service during fiscal year 2017.

F3 · balance_after: The number of securities reported in this column includes 5,218 restricted stock units held by the Reporting Person as of the date of this filing.

Read SEC document
May 17, 2018 Filed May 21, 2018 22:40 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 20,000 $7.80 $156,000.00
Disclosure

SEC source: 0000921895-18-001773 · form408569032_05212018.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 111,137

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 14, 2018 Filed May 15, 2018 21:27 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 20,000 $7.88 $157,690.00
Disclosure

SEC source: 0000921895-18-001732 · form408569032_05152018.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 91,137

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 11, 2018 Filed May 15, 2018 21:27 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 4,000 $7.90 $31,600.00
Disclosure

SEC source: 0000921895-18-001732 · form408569032_05152018.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 71,137

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 09, 2018 Filed May 9, 2018 21:17 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 11,100 $7.57 $83,994.81
Disclosure

SEC source: 0000921895-18-001625 · form408569032_05092018.xml · nonDerivative · entry 3

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 67,137

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:17 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 10,000 $7.39 $73,910.00
Disclosure

SEC source: 0000921895-18-001625 · form408569032_05092018.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 56,037

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 07, 2018 Filed May 9, 2018 21:17 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 38,503 $7.40 $284,922.20
Disclosure

SEC source: 0000921895-18-001625 · form408569032_05092018.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 46,037

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
April 24, 2018 Filed Apr 27, 2018 13:28 UTC US GEOTHERMAL INC HTM · Entity 167224 Disposition to issuerStock Option (Right to Buy) · Derivative 16,666 Not disclosed Strike: $4.32 Not disclosed
Disclosure

SEC source: 0001140361-18-020032 · doc1.xml · derivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 16,666 shares

Expires 2021-09-30

F3 · derivative.exercise_price: Adjusted to reflect 6:1 stock consolidation effective November 10, 2016.

F3 · shares: Adjusted to reflect 6:1 stock consolidation effective November 10, 2016.

F4 · price: The reporting person received $18,832.58 as consideration for cancellation of the options pursuant to the Ormat Merger.

Read SEC document
April 24, 2018 Filed Apr 27, 2018 13:28 UTC US GEOTHERMAL INC HTM · Entity 167224 Disposition to issuerStock Option (Right to Buy) · Derivative 8,000 Not disclosed Strike: $4.08 Not disclosed
Disclosure

SEC source: 0001140361-18-020032 · doc1.xml · derivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires 2022-03-28

F2 · price: The reporting person received $10,960 as consideration for cancellation of the options pursuant to the Ormat Merger.

F1 · derivative.exercise_date: Reflects grant date; the options were subject to a vesting schedule and were 75% vested as of the effective date of a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger").

Read SEC document
March 14, 2018 Filed Mar 15, 2018 22:13 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 1 $7.45 $7.45
Disclosure

SEC source: 0000921895-18-000989 · form408569032_03152018.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 7,534

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 22:13 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 248 $7.45 $1,847.60
Disclosure

SEC source: 0000921895-18-000989 · form408569032_03152018.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 7,533

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:52 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 793 $8.30 $6,581.90
Disclosure

SEC source: 0000921895-17-002331 · form408569032_09192017.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 7,285

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:29 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 5,000 $8.30 $41,500.00
Disclosure

SEC source: 0000921895-17-002257 · form408569032_08312017.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 6,492

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
August 28, 2017 Filed Aug 28, 2017 21:16 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 1,392 $8.30 $11,553.60
Disclosure

SEC source: 0000921895-17-002243 · form408569032_08282017.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 1,492

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
August 24, 2017 Filed Aug 28, 2017 21:16 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 100 $8.25 $825.00
Disclosure

SEC source: 0000921895-17-002243 · form408569032_08282017.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP

Disclosed balance after: 100

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 21:04 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 2 $8.50 $17.00
Disclosure

SEC source: 0000921895-17-001755 · form408569032_06082017.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 748,060

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:56 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 1,716 $8.49 $14,569.01
Disclosure

SEC source: 0000921895-17-001699 · form408569032_06022017.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 748,058

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:56 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 5,108 $8.41 $42,968.50
Disclosure

SEC source: 0000921895-17-001699 · form408569032_06022017.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 746,342

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 12, 2017 Filed May 12, 2017 22:43 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 1,600 $8.50 $13,597.44
Disclosure

SEC source: 0000921895-17-001483 · form408569032_05122012.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 741,234

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:43 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 10,280 $8.40 $86,398.26
Disclosure

SEC source: 0000921895-17-001483 · form408569032_05122012.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 739,634

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 21:37 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 744 $8.20 $6,100.80
Disclosure

SEC source: 0000921895-17-001000 · form408569032_04102017.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 729,354

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 21:37 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 989 $8.20 $8,109.80
Disclosure

SEC source: 0000921895-17-001000 · form408569032_04102017.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 728,610

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
April 05, 2017 Filed Apr 5, 2017 22:04 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 1,487 $8.20 $12,193.40
Disclosure

SEC source: 0000921895-17-000930 · form408569032_04052017.xml · nonDerivative · entry 3

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 727,621

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 22:04 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 3,863 $8.19 $31,625.61
Disclosure

SEC source: 0000921895-17-000930 · form408569032_04052017.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 726,134

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 22:04 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 4,009 $8.10 $32,472.90
Disclosure

SEC source: 0000921895-17-000930 · form408569032_04052017.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 722,271

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 30, 2017 Filed Mar 30, 2017 22:04 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 6,806 $8.19 $55,749.31
Disclosure

SEC source: 0000921895-17-000878 · form408569032_03302017.xml · nonDerivative · entry 3

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 718,262

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 22:04 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 17,142 $8.11 $139,083.33
Disclosure

SEC source: 0000921895-17-000878 · form408569032_03302017.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 711,456

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 22:04 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 11,206 $8.08 $90,545.60
Disclosure

SEC source: 0000921895-17-000878 · form408569032_03302017.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 694,314

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 28, 2017 Filed Apr 5, 2017 16:28 UTC US GEOTHERMAL INC HTM · Entity 167224 GrantDirector Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001140361-17-014923 · doc1.xml · derivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Shares · 8,000 shares

Expires 2022-03-28

F1 · derivative.exercise_date: The option vests as follows: 25% on 3/28/2017; 25% on 9/28/2017; 25% on 3/28/2018; 25% on 9/28/2018.

Read SEC document
March 27, 2017 Filed Mar 27, 2017 21:41 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 9,335 $8.00 $74,680.00
Disclosure

SEC source: 0000921895-17-000849 · form408569032_03272017.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 683,108

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 21:41 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 27,250 $7.87 $214,509.28
Disclosure

SEC source: 0000921895-17-000849 · form408569032_03272017.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 673,773

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 22, 2017 Filed Mar 22, 2017 21:22 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 11,867 $7.89 $93,687.59
Disclosure

SEC source: 0000921895-17-000794 · form408569032_03222017.xml · nonDerivative · entry 3

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 646,523

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 21:22 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 10,721 $7.80 $83,623.80
Disclosure

SEC source: 0000921895-17-000794 · form408569032_03222017.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 634,656

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 21:22 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 24,800 $7.79 $193,246.56
Disclosure

SEC source: 0000921895-17-000794 · form408569032_03222017.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 623,935

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 15, 2017 Filed Mar 15, 2017 22:43 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 7,839 $7.30 $57,220.00
Disclosure

SEC source: 0000921895-17-000717 · form408569001_03152017.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 599,135

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 22:43 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 474,570 $7.25 $3,440,632.50
Disclosure

SEC source: 0000921895-17-000717 · form408569001_03152017.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 591,296

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:27 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 GrantCOMMON STOCK, $0.0024 PAR VALUE 1,801 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-000498 · form408569001_02232017.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,801

F2 · shares: Represents shares of restricted stock granted under the Issuer's 2013 Restricted Stock Plan, 25% of which vest on each of the next four anniversaries of the grant date, with the first installment to be exercisable on the first 12 month anniversary of the grant date.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 22:11 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 6,691 $7.64 $51,120.58
Disclosure

SEC source: 0000921895-16-006337 · form408569001_12142016.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 116,726

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 20:53 UTC Amendment TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 1,927 $7.58 $14,612.25
Disclosure

SEC source: 0000921895-16-006332 · form4a08569001_12142016.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 110,035

F3 · shares: These shares of Common Stock purchased on December 9, 2016 were omitted from Mr. Pappas' original Form 4 filed on December 12, 2016.

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 21:37 UTC TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 108,108 $7.58 $819,458.64
Disclosure

SEC source: 0001140361-16-089381 · doc1.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,108

Read SEC document
December 08, 2016 Filed Dec 14, 2016 20:53 UTC Amendment TANDY LEATHER FACTORY INC TLF · Entity 7615 PurchaseCOMMON STOCK, $0.0024 PAR VALUE 108,108 $7.58 $819,458.64
Disclosure

SEC source: 0000921895-16-006332 · form4a08569001_12142016.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 108,108

F2 · ownership.direct: The 108,108 shares of Common Stock purchased on December 8, 2016 were incorrectly reported as being directly owned by Mr. Pappas. Such shares were purchased by JCP Partnership.

F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:49 UTC US GEOTHERMAL INC HTM · Entity 167224 GrantCommon Shares · Derivative 100,000 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001140361-16-081693 · doc1.xml · derivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2021-09-30

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.