Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DENNY'S CorpDENN · Entity 17734 | See Footnotes 1 and 2 | October 21, 2025 | November 04, 2025 |
| FARMER BROTHERS COFARM · Entity 49843 | See Footnote 1 | October 12, 2023 | October 23, 2023 |
| INNOVATIVE FOOD HOLDINGS INCIVFH · Entity 7870 | Director · 10% owner | July 31, 2026 | August 18, 2026 |
| RED ROBIN GOURMET BURGERS INCRRGB · Entity 6468 | Director · 10% owner | May 14, 2026 | May 15, 2026 |
| TANDY LEATHER FACTORY INCTLFA · Entity 7615 | Director | June 07, 2022 | June 08, 2022 |
| Track Group, Inc.TRCK · Entity 7533 | 10% owner | September 30, 2026 | October 02, 2026 |
| UNITED NATURAL FOODS INCUNFI · Entity 4293 | Director | October 08, 2026 | October 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DENNY'S Corp
Report date October 21, 2025 · Filed November 04, 2025 · Amendment
Jointly reported with JCP Investment Management, LLC, JCP Investment Partnership, LP, JCP Investment Partners, LP, JCP Investment Holdings, LLC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy: JCP Investment Partnership, LP | 455,717 |
Reported balance
Holding disclosure · report date 2025-10-21 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 455,717 F1: This line item does not reflect a new or revised holding. Rather, it is being reported again in order to gain access to the electronic filing system. The purpose of this amendment to the Form 3 filed by the Reporting Persons on October 21, 2025 is to replace Footnote 2 set forth therein as provided in Footnote 2 herein. For the avoidance of doubt, the Reporting Persons have not engaged in any transactions in the securities of the Issuer since the initial Form 3 was triggered on October 17, 2025. F2: As of October 21, 2025, the Schedule 13(d) group no longer collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Later in the day on October 21, 2025, another member of the Schedule 13(d) group engaged in additional transactions in securities of the Issuer that resulted in the Schedule 13(d) group once again collectively beneficially owning more than 10% of the Issuer's outstanding shares of Common Stock. Subsequently, on November 4, 2025, the Schedule 13(d) group was terminated, and the Reporting Persons are no longer members of a Schedule 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This line item does not reflect a new or revised holding. Rather, it is being reported again in order to gain access to the electronic filing system. The purpose of this amendment to the Form 3 filed by the Reporting Persons on October 21, 2025 is to replace Footnote 2 set forth therein as provided in Footnote 2 herein. For the avoidance of doubt, the Reporting Persons have not engaged in any transactions in the securities of the Issuer since the initial Form 3 was triggered on October 17, 2025.
F2: As of October 21, 2025, the Schedule 13(d) group no longer collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Later in the day on October 21, 2025, another member of the Schedule 13(d) group engaged in additional transactions in securities of the Issuer that resulted in the Schedule 13(d) group once again collectively beneficially owning more than 10% of the Issuer's outstanding shares of Common Stock. Subsequently, on November 4, 2025, the Schedule 13(d) group was terminated, and the Reporting Persons are no longer members of a Schedule 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.
FARMER BROTHERS CO
Report date October 12, 2023 · Filed October 23, 2023
Jointly reported with JCP Investment Management, LLC, JCP Investment Partnership, LP, JCP Investment Partners, LP, JCP Investment Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: JCP Investment Partnership, LP | 671,955 |
Reported balance
Holding disclosure · report date 2023-10-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 671,955 F1: This Form 3 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F2: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. |
| Common StockSEC Table I · non-derivative | IndirectBy: Managed Accounts of JCP Investment Management, LLC | 320,871 |
Reported balance
Holding disclosure · report date 2023-10-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 320,871 F1: This Form 3 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
F3: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.
INNOVATIVE FOOD HOLDINGS INC
Report date July 31, 2026 · Filed August 18, 2026
Jointly reported with JCP Investment Management, LLC, JCP Investment Partnership, LP, JCP Investment Partners, LP, JCP Investment Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | IndirectBy: Managed Accounts of JCP Investment Management, LLC | 1,513,001 |
Reported balance
After 2026-07-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-07-31 · Other · Disposed 105,491 · Balance 1,513,001 F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3: Represents shares of Common Stock that JCP Management relinquished control over that were previously held in a JCP Account. F2: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. |
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | IndirectBy: JCP Investment Partnership, LP | 8,796,230 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,796,230 F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F4: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.
F3: Represents shares of Common Stock that JCP Management relinquished control over that were previously held in a JCP Account.
F4: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
RED ROBIN GOURMET BURGERS INC
Report date May 14, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,608 |
Reported balance
After 2026-05-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 31,662 · Balance 83,608 F1: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders. F2: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions. |
| Common StockSEC Table I · non-derivative | IndirectBy: Managed Accounts of JCP Investment Management, LLC | 1,084,104 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,084,104 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. F4: Represents shares of Common Stock held in certain accounts (the "JCP Accounts") managed by JCP Investment Management, LLC ("JCP Management"). JCP Management, as the investment manager of JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. |
| Common StockSEC Table I · non-derivative | IndirectBy: JCP Investment Partnership, LP | 776,564 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 776,564 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. F5: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.
F2: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions.
F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F4: Represents shares of Common Stock held in certain accounts (the "JCP Accounts") managed by JCP Investment Management, LLC ("JCP Management"). JCP Management, as the investment manager of JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.
F5: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
TANDY LEATHER FACTORY INC
Report date June 07, 2022 · Filed June 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 2,800 |
Reported balance
After 2022-06-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-06-07 · Grant · Acquired 2,800 · Balance 2,800 F1: These securities will each convert into one share of the issuer's common stock, 25% on the first four anniversaries of the grant date, subject to the recipient's ongoing service to the issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities will each convert into one share of the issuer's common stock, 25% on the first four anniversaries of the grant date, subject to the recipient's ongoing service to the issuer on each vesting date.
Track Group, Inc.
Report date September 30, 2026 · Filed October 02, 2026
Jointly reported with JCP Investment Management, LLC, JCP Investment Partnership, LP, JCP Investment Partners, LP, JCP Investment Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy: Managed Accounts of JCP Investment Management, LLC | 1,937,302 |
Reported balance
After 2026-09-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-30 · Purchase · Acquired 384,021 · Balance 1,937,302 F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: On September 30, 2026, JCP Management, on behalf of a JCP Account, entered into a securities purchase agreement pursuant to which it agreed to purchase certain securities of the Issuer. This transaction is expected to close in the near future. F2: Represents securities of the Issuer held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the securities held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the securities held in the JCP Accounts. |
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy: JCP Investment Partnership, LP | 15,310,723 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,310,723 F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Represents securities of the Issuer owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the securities owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the securities owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the securities owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the securities owned directly by JCP Partnership. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents securities of the Issuer held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the securities held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the securities held in the JCP Accounts.
F3: On September 30, 2026, JCP Management, on behalf of a JCP Account, entered into a securities purchase agreement pursuant to which it agreed to purchase certain securities of the Issuer. This transaction is expected to close in the near future.
F4: Represents securities of the Issuer owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the securities owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the securities owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the securities owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the securities owned directly by JCP Partnership.
UNITED NATURAL FOODS INC
Report date October 08, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,882 |
Reported balance
After 2026-10-08 transaction · row 1
1 source rowRow 1 · 2026-10-08 · Grant · Acquired 4,197 · Balance 28,882 F1: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated Equity Incentive Plan and will fully vest on October 8, 2027. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. |
| Common StockSEC Table I · non-derivative | IndirectBy: JCP Investment Partnership, LP | 293,144 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 293,144 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3: JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP Investment Partnership, LP ("JCP"), may be deemed the beneficial owner of the 293,144 shares of Common Stock owned by JCP. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed the beneficial owner of the 293,144 shares of Common Stock owned by JCP. Mr. Pappas, as the sole member of JCP Holdings may be deemed the beneficial owner of the 293,144 shares of common stock held by JCP. |
| Common StockSEC Table I · non-derivative | IndirectBy: Managed Accounts of JCP Investment Management, LLC | 194,178 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 194,178 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F4: JCP Investment Management, LLC ("JCP Management"), as the investment manager of JCP and certain separately managed accounts (the "JCP Accounts"), may be deemed the beneficial owner of the 194,178 shares of common stock owned by JCP and held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed the beneficial owner of the 194,178 shares of common stock held in the JCP Accounts. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated Equity Incentive Plan and will fully vest on October 8, 2027. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3: JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP Investment Partnership, LP ("JCP"), may be deemed the beneficial owner of the 293,144 shares of Common Stock owned by JCP. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed the beneficial owner of the 293,144 shares of Common Stock owned by JCP. Mr. Pappas, as the sole member of JCP Holdings may be deemed the beneficial owner of the 293,144 shares of common stock held by JCP.
F4: JCP Investment Management, LLC ("JCP Management"), as the investment manager of JCP and certain separately managed accounts (the "JCP Accounts"), may be deemed the beneficial owner of the 194,178 shares of common stock owned by JCP and held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed the beneficial owner of the 194,178 shares of common stock held in the JCP Accounts.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JAMBA, INC.
Report date September 13, 2018 · Filed September 13, 2018
Section 16 reporting ended · disclosed 2018-09-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-09-13 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2018-09-13 · Other · Disposed 12,903 · Balance 10,436 Row 3 · 2018-09-13 · Disposition to issuer · Disposed 10,436 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy: JCP Investment Partnership, LP | 0 |
Reported balance
After 2018-09-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-09-13 · Other · Disposed 407,133 · Balance 0 F1: Shares owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and as the sole member of JCP Investment Holdings, LLC, the general partner of JCP Investment Partners, LP, which serves as the general partner of JCP Partnership, may be deemed to beneficially own the shares owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and as the sole member of JCP Investment Holdings, LLC, the general partner of JCP Investment Partners, LP, which serves as the general partner of JCP Partnership, may be deemed to beneficially own the shares owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
US GEOTHERMAL INC
Report date April 24, 2018 · Filed April 27, 2018
Section 16 reporting ended · disclosed 2018-04-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.08 · Expires 2022-03-28 | Direct | 0 |
Reported balance
After 2018-04-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-04-24 · Disposition to issuer · Disposed 8,000 · Balance 0 F2: The reporting person received $10,960 as consideration for cancellation of the options pursuant to the Ormat Merger. F1: Reflects grant date; the options were subject to a vesting schedule and were 75% vested as of the effective date of a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger"). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.32 · Expires 2021-09-30 | Direct | 0 |
Reported balance
After 2018-04-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-24 · Disposition to issuer · Disposed 16,666 · Balance 0 F3: Adjusted to reflect 6:1 stock consolidation effective November 10, 2016. F4: The reporting person received $18,832.58 as consideration for cancellation of the options pursuant to the Ormat Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects grant date; the options were subject to a vesting schedule and were 75% vested as of the effective date of a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger").
F2: The reporting person received $10,960 as consideration for cancellation of the options pursuant to the Ormat Merger.
F3: Adjusted to reflect 6:1 stock consolidation effective November 10, 2016.
F4: The reporting person received $18,832.58 as consideration for cancellation of the options pursuant to the Ormat Merger.
WESTWOOD HOLDINGS GROUP INC
Report date June 09, 2022 · Filed June 13, 2022
Jointly reported with JCP Investment Management, LLC, JCP Investment Partnership, LP, JCP Asset Partnership VI, LP, JCP Investment Partners, LP, JCP Investment Holdings, LLC
Section 16 reporting ended · disclosed 2022-06-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy: JCP Investment Partnership, LP | 401,407 |
Reported balance
After 2022-06-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-06-09 · Sale · Disposed 11,518 · Balance 401,407 F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F2: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy: JCP Asset Partnership VI, LP | 418,214 |
Reported balance
After 2022-06-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-06-09 · Sale · Disposed 12,000 · Balance 418,214 F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3: Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy: Managed Account of JCP Investment Management, LLC | 16,795 |
Reported balance
After 2022-06-09 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-06-09 · Sale · Disposed 482 · Balance 16,795 F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F4: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
F3: Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI.
F4: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2019 Filed Mar 4, 2019 13:18 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005865 · doc1.xml · derivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901 Underlying: COMMON STOCK, PAR VALUE $0.0024 · 450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These RSUs do not expire. F1 · derivative.expiration_date: These RSUs do not expire. Read SEC document |
| February 23, 2019 Filed Mar 4, 2019 13:18 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | Exercise / conversionCOMMON STOCK, PV $0.0024 | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005865 · doc1.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:24 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | OtherCOMMON STOCK, $0.0024 PAR VALUE | 111,137 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-003211 · form408569032_12062018.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 859,197 F3 · kind: Represents a pro rata distribution of shares from JCP II Master to its partners and an in-kind contribution by such partners of such shares to JCP Partnership. The transfer of shares from JCP II Master to JCP Partnership was accomplished in-kind without the exchange of consideration. Following the pro rata distribution, JCP II Master no longer beneficially owned any shares. F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:24 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | OtherCOMMON STOCK, $0.0024 PAR VALUE | 111,137 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-003211 · form408569032_12062018.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 0 F3 · kind: Represents a pro rata distribution of shares from JCP II Master to its partners and an in-kind contribution by such partners of such shares to JCP Partnership. The transfer of shares from JCP II Master to JCP Partnership was accomplished in-kind without the exchange of consideration. Following the pro rata distribution, JCP II Master no longer beneficially owned any shares. F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2018 Filed Sep 13, 2018 21:08 UTC | JAMBA, INC. JMBA · Entity 163656 | Disposition to issuerCommon Stock | 10,436 | $13.00 | $135,668.00 |
DisclosureSEC source: 0001540277-18-000036 · edgar.xml · nonDerivative · entry 3 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 13, 2018 Filed Sep 13, 2018 21:08 UTC | JAMBA, INC. JMBA · Entity 163656 | OtherCommon Stock | 407,133 | $13.00 | $5,292,729.00 |
DisclosureSEC source: 0001540277-18-000036 · edgar.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 0 F1 · ownership.nature: Shares owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and as the sole member of JCP Investment Holdings, LLC, the general partner of JCP Investment Partners, LP, which serves as the general partner of JCP Partnership, may be deemed to beneficially own the shares owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2018 Filed Sep 13, 2018 21:08 UTC | JAMBA, INC. JMBA · Entity 163656 | OtherCommon Stock | 12,903 | $13.00 | $167,739.00 |
DisclosureSEC source: 0001540277-18-000036 · edgar.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,436 Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 22:39 UTC | JAMBA, INC. JMBA · Entity 163656 | GrantCommon Stock | 10,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001540277-18-000008 · edgar.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,339 F1 · shares: The securities reported in this column include 5,218 restricted stock units ("RSUs") for Reporting Person's board service during fiscal year 2018 which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held. The RSUs vest over a one year period in four equal installments, with 25% vesting on each three month period following the Company's 2018 annual stockholder meeting, or the date of the Company's 2019 annual stockholder meeting if the meeting is held before such date, subject to the Reporting Person's continued board service. F2 · shares: The securities reported in this column include 5,218 shares of common stock issued for Reporting Person's board service during fiscal year 2017. F3 · balance_after: The number of securities reported in this column includes 5,218 restricted stock units held by the Reporting Person as of the date of this filing. Read SEC document |
| May 17, 2018 Filed May 21, 2018 22:40 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 20,000 | $7.80 | $156,000.00 |
DisclosureSEC source: 0000921895-18-001773 · form408569032_05212018.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 111,137 F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 14, 2018 Filed May 15, 2018 21:27 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 20,000 | $7.88 | $157,690.00 |
DisclosureSEC source: 0000921895-18-001732 · form408569032_05152018.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 91,137 F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 11, 2018 Filed May 15, 2018 21:27 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 4,000 | $7.90 | $31,600.00 |
DisclosureSEC source: 0000921895-18-001732 · form408569032_05152018.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 71,137 F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 09, 2018 Filed May 9, 2018 21:17 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 11,100 | $7.57 | $83,994.81 |
DisclosureSEC source: 0000921895-18-001625 · form408569032_05092018.xml · nonDerivative · entry 3 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 67,137 F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 08, 2018 Filed May 9, 2018 21:17 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 10,000 | $7.39 | $73,910.00 |
DisclosureSEC source: 0000921895-18-001625 · form408569032_05092018.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 56,037 F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 07, 2018 Filed May 9, 2018 21:17 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 38,503 | $7.40 | $284,922.20 |
DisclosureSEC source: 0000921895-18-001625 · form408569032_05092018.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 46,037 F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| April 24, 2018 Filed Apr 27, 2018 13:28 UTC | US GEOTHERMAL INC HTM · Entity 167224 | Disposition to issuerStock Option (Right to Buy) · Derivative | 16,666 | Not disclosed Strike: $4.32 | Not disclosed |
DisclosureSEC source: 0001140361-18-020032 · doc1.xml · derivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 16,666 shares Expires 2021-09-30 F3 · derivative.exercise_price: Adjusted to reflect 6:1 stock consolidation effective November 10, 2016. F3 · shares: Adjusted to reflect 6:1 stock consolidation effective November 10, 2016. F4 · price: The reporting person received $18,832.58 as consideration for cancellation of the options pursuant to the Ormat Merger. Read SEC document |
| April 24, 2018 Filed Apr 27, 2018 13:28 UTC | US GEOTHERMAL INC HTM · Entity 167224 | Disposition to issuerStock Option (Right to Buy) · Derivative | 8,000 | Not disclosed Strike: $4.08 | Not disclosed |
DisclosureSEC source: 0001140361-18-020032 · doc1.xml · derivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 8,000 shares Expires 2022-03-28 F2 · price: The reporting person received $10,960 as consideration for cancellation of the options pursuant to the Ormat Merger. F1 · derivative.exercise_date: Reflects grant date; the options were subject to a vesting schedule and were 75% vested as of the effective date of a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger"). Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 22:13 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 1 | $7.45 | $7.45 |
DisclosureSEC source: 0000921895-18-000989 · form408569032_03152018.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 7,534 F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 22:13 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 248 | $7.45 | $1,847.60 |
DisclosureSEC source: 0000921895-18-000989 · form408569032_03152018.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 7,533 F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 20:52 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 793 | $8.30 | $6,581.90 |
DisclosureSEC source: 0000921895-17-002331 · form408569032_09192017.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 7,285 F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 20:29 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 5,000 | $8.30 | $41,500.00 |
DisclosureSEC source: 0000921895-17-002257 · form408569032_08312017.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 6,492 F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 21:16 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 1,392 | $8.30 | $11,553.60 |
DisclosureSEC source: 0000921895-17-002243 · form408569032_08282017.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 1,492 F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 21:16 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 100 | $8.25 | $825.00 |
DisclosureSEC source: 0000921895-17-002243 · form408569032_08282017.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership II, Master Fund LP Disclosed balance after: 100 F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership II, Master Fund LP ("JCP II Master"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP II Master, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP II Master's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP II Master for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:04 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 2 | $8.50 | $17.00 |
DisclosureSEC source: 0000921895-17-001755 · form408569032_06082017.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 748,060 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:56 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 1,716 | $8.49 | $14,569.01 |
DisclosureSEC source: 0000921895-17-001699 · form408569032_06022017.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 748,058 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:56 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 5,108 | $8.41 | $42,968.50 |
DisclosureSEC source: 0000921895-17-001699 · form408569032_06022017.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 746,342 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 12, 2017 Filed May 12, 2017 22:43 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 1,600 | $8.50 | $13,597.44 |
DisclosureSEC source: 0000921895-17-001483 · form408569032_05122012.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 741,234 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:43 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 10,280 | $8.40 | $86,398.26 |
DisclosureSEC source: 0000921895-17-001483 · form408569032_05122012.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 739,634 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 21:37 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 744 | $8.20 | $6,100.80 |
DisclosureSEC source: 0000921895-17-001000 · form408569032_04102017.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 729,354 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:37 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 989 | $8.20 | $8,109.80 |
DisclosureSEC source: 0000921895-17-001000 · form408569032_04102017.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 728,610 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| April 05, 2017 Filed Apr 5, 2017 22:04 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 1,487 | $8.20 | $12,193.40 |
DisclosureSEC source: 0000921895-17-000930 · form408569032_04052017.xml · nonDerivative · entry 3 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 727,621 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 22:04 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 3,863 | $8.19 | $31,625.61 |
DisclosureSEC source: 0000921895-17-000930 · form408569032_04052017.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 726,134 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 22:04 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 4,009 | $8.10 | $32,472.90 |
DisclosureSEC source: 0000921895-17-000930 · form408569032_04052017.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 722,271 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 30, 2017 Filed Mar 30, 2017 22:04 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 6,806 | $8.19 | $55,749.31 |
DisclosureSEC source: 0000921895-17-000878 · form408569032_03302017.xml · nonDerivative · entry 3 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 718,262 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 22:04 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 17,142 | $8.11 | $139,083.33 |
DisclosureSEC source: 0000921895-17-000878 · form408569032_03302017.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 711,456 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 22:04 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 11,206 | $8.08 | $90,545.60 |
DisclosureSEC source: 0000921895-17-000878 · form408569032_03302017.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 694,314 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 28, 2017 Filed Apr 5, 2017 16:28 UTC | US GEOTHERMAL INC HTM · Entity 167224 | GrantDirector Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001140361-17-014923 · doc1.xml · derivative · entry 1 Pappas James C · CIK 0001462171 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Shares · 8,000 shares Expires 2022-03-28 F1 · derivative.exercise_date: The option vests as follows: 25% on 3/28/2017; 25% on 9/28/2017; 25% on 3/28/2018; 25% on 9/28/2018. Read SEC document |
| March 27, 2017 Filed Mar 27, 2017 21:41 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 9,335 | $8.00 | $74,680.00 |
DisclosureSEC source: 0000921895-17-000849 · form408569032_03272017.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 683,108 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 21:41 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 27,250 | $7.87 | $214,509.28 |
DisclosureSEC source: 0000921895-17-000849 · form408569032_03272017.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 673,773 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 21:22 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 11,867 | $7.89 | $93,687.59 |
DisclosureSEC source: 0000921895-17-000794 · form408569032_03222017.xml · nonDerivative · entry 3 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 646,523 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 21:22 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 10,721 | $7.80 | $83,623.80 |
DisclosureSEC source: 0000921895-17-000794 · form408569032_03222017.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 634,656 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 21:22 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 24,800 | $7.79 | $193,246.56 |
DisclosureSEC source: 0000921895-17-000794 · form408569032_03222017.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 623,935 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:43 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 7,839 | $7.30 | $57,220.00 |
DisclosureSEC source: 0000921895-17-000717 · form408569001_03152017.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 599,135 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 22:43 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 474,570 | $7.25 | $3,440,632.50 |
DisclosureSEC source: 0000921895-17-000717 · form408569001_03152017.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 591,296 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:27 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | GrantCOMMON STOCK, $0.0024 PAR VALUE | 1,801 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-000498 · form408569001_02232017.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,801 F2 · shares: Represents shares of restricted stock granted under the Issuer's 2013 Restricted Stock Plan, 25% of which vest on each of the next four anniversaries of the grant date, with the first installment to be exercisable on the first 12 month anniversary of the grant date. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:11 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 6,691 | $7.64 | $51,120.58 |
DisclosureSEC source: 0000921895-16-006337 · form408569001_12142016.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 116,726 F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2016 Filed Dec 14, 2016 20:53 UTC Amendment | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 1,927 | $7.58 | $14,612.25 |
DisclosureSEC source: 0000921895-16-006332 · form4a08569001_12142016.xml · nonDerivative · entry 2 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 110,035 F3 · shares: These shares of Common Stock purchased on December 9, 2016 were omitted from Mr. Pappas' original Form 4 filed on December 12, 2016. F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:37 UTC | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 108,108 | $7.58 | $819,458.64 |
DisclosureSEC source: 0001140361-16-089381 · doc1.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,108 Read SEC document |
| December 08, 2016 Filed Dec 14, 2016 20:53 UTC Amendment | TANDY LEATHER FACTORY INC TLF · Entity 7615 | PurchaseCOMMON STOCK, $0.0024 PAR VALUE | 108,108 | $7.58 | $819,458.64 |
DisclosureSEC source: 0000921895-16-006332 · form4a08569001_12142016.xml · nonDerivative · entry 1 Pappas James C · CIK 0001462171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: JCP Investment Partnership, LP Disclosed balance after: 108,108 F2 · ownership.direct: The 108,108 shares of Common Stock purchased on December 8, 2016 were incorrectly reported as being directly owned by Mr. Pappas. Such shares were purchased by JCP Partnership. F1 · ownership.nature: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:49 UTC | US GEOTHERMAL INC HTM · Entity 167224 | GrantCommon Shares · Derivative | 100,000 | $0.00 Strike: $0.72 | $0.00 |
DisclosureSEC source: 0001140361-16-081693 · doc1.xml · derivative · entry 1 Pappas James C · CIK 0001462171 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2021-09-30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.