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TUAN SHERMAN

Disclosed activity across 1 company

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22413
SEC CIK
0001126026

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Super Micro Computer, Inc.SMCI · Entity 3204DirectorAugust 14, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Super Micro Computer, Inc.

Report date August 14, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.84 · Expires 2036-08-14Direct10,125 Reported balance After 2026-08-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-14 · Grant · Acquired 10,125 · Balance 10,125

F1: The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of stock options will fully vest and become exercisable on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2026 to the last day of service.

Common StockSEC Table I · non-derivativeDirect207,156 Reported balance Holding disclosure · report date 2026-08-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 207,156

Filing footnotes · ownership attribution and instrument terms

F1: The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of stock options will fully vest and become exercisable on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2026 to the last day of service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 18, 2026 20:49 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantStock Option (right to buy) · Derivative 10,125 $0.00 Strike: $39.84 $0.00
Disclosure

SEC source: 0001126026-26-000001 · wk-form4_1787086142.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,125

Underlying: Common Stock · 10,125 shares

Expires 2036-08-14

F1 · derivative.exercise_date: The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of stock options will fully vest and become exercisable on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2026 to the last day of service.

Read SEC document
November 26, 2025 Filed Dec 1, 2025 21:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 48,630 $33.00 $1,604,790.00
Disclosure

SEC source: 0001126026-25-000007 · wk-form4_1764625178.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,156

Read SEC document
August 08, 2025 Filed Aug 12, 2025 21:47 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantStock Option (right to buy) · Derivative 9,048 $0.00 Strike: $44.60 $0.00
Disclosure

SEC source: 0001126026-25-000005 · wk-form4_1755035228.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,048

Underlying: Common Stock · 9,048 shares

Expires 2030-08-08

F1 · derivative.exercise_date: The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2026. The total number of stock options will fully vest and become exercisable on June 30, 2026; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2026, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2025 to the last day of service.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:00 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 3,160 $0.00 $0.00
Disclosure

SEC source: 0001126026-25-000003 · wk-form4_1751493614.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · shares: This RSU was previously reported on August 13, 2025 as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024.

F3 · derivative.exercise_date: The restricted stock units were granted with respect to the Reporting Person's continued service to SMCI in fiscal 2025. The restricted stock units fully vested on June 30, 2025. Vested units are settled in shares of common stock.

F3 · derivative.expiration_date: The restricted stock units were granted with respect to the Reporting Person's continued service to SMCI in fiscal 2025. The restricted stock units fully vested on June 30, 2025. Vested units are settled in shares of common stock.

F2 · derivative.underlying_shares: This RSU was previously reported on August 13, 2025 as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:00 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 3,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001126026-25-000003 · wk-form4_1751493614.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 22:15 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001758554-24-000091 · wk-form4_1730499307.xml · derivative · entry 3

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

F3 · shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

F3 · derivative.underlying_shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 22:15 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 2,964 $33.07 $98,019.48
Disclosure

SEC source: 0001758554-24-000091 · wk-form4_1730499307.xml · nonDerivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,626

F2 · security: These transactions reflect Mr. Tuan's exercise of a stock option granted in 2015 which expires soon. No shares were sold into (or otherwise entered) the public market, and Mr. Tuan did not receive any cash proceeds from this transaction. Instead, the Company withheld shares to pay the exercise price. All withheld shares were retained by the Company. Of the 25,000 shares subject to the option, Mr. Tuan retained 22,036 shares after a total of 2,964 shares were withheld.

F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 22:15 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 25,000 $3.92 $97,975.00
Disclosure

SEC source: 0001758554-24-000091 · wk-form4_1730499307.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:23 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 316 $0.00 $0.00
Disclosure

SEC source: 0001758554-24-000075 · wk-form4_1723584190.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316

Underlying: Common Stock · 316 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:16 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 946 $0.00 $0.00
Disclosure

SEC source: 0001758554-24-000056 · wk-form4_1719954986.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2024. The total number of restricted stock units fully vested on June 30, 2024. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2024. The total number of restricted stock units fully vested on June 30, 2024. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:16 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 946 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-24-000056 · wk-form4_1719954986.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 1,100 $875.69 $963,260.98
Disclosure

SEC source: 0001758554-24-000029 · wk-form4_1709591669.xml · nonDerivative · entry 5

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,113

F4 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $875.06 to $876.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,023 $874.65 $1,769,423.83
Disclosure

SEC source: 0001758554-24-000029 · wk-form4_1709591669.xml · nonDerivative · entry 4

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,213

F3 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $874.06 to $875.01, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 752 $873.43 $656,816.73
Disclosure

SEC source: 0001758554-24-000029 · wk-form4_1709591669.xml · nonDerivative · entry 3

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,236

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $873.02 to $874.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 125 $872.00 $109,000.00
Disclosure

SEC source: 0001758554-24-000029 · wk-form4_1709591669.xml · nonDerivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,988

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 1,000 $871.38 $871,382.00
Disclosure

SEC source: 0001758554-24-000029 · wk-form4_1709591669.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,113

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $871.00 to $871.81, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 500 $252.18 $126,087.50
Disclosure

SEC source: 0001758554-23-000134 · wk-form4_1701984962.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,113

F1 · kind: The Reporting Person was a selling shareholder pursuant to a registered offering of shares on Form S-3 filed by the issuer (Registration Statement No. 333-275819).

Read SEC document
August 30, 2023 Filed Sep 1, 2023 20:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 1,000 $272.00 $272,000.00
Disclosure

SEC source: 0001758554-23-000105 · wk-form4_1693600590.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,613

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:41 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 946 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000102 · wk-form4_1693255255.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 946

Underlying: Common Stock · 946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2024. The total number of restricted stock units will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of units will vest based upon service from July 1, 2023 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2024. The total number of restricted stock units will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of units will vest based upon service from July 1, 2023 to the last day of service. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:47 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 3,917 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000066 · wk-form4_1688590041.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units fully vested on June 30, 2023. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units fully vested on June 30, 2023. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:47 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 3,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-23-000066 · wk-form4_1688590041.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 21:49 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 1,000 $87.00 $87,000.00
Disclosure

SEC source: 0001758554-23-000025 · wf-form4_167606573159871.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,696

Read SEC document
November 08, 2022 Filed Nov 9, 2022 21:28 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 421 $78.01 $32,841.92
Disclosure

SEC source: 0001758554-22-000093 · wf-form4_166802929335778.xml · nonDerivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,696

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.04, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 21:28 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 4,579 $77.48 $354,793.28
Disclosure

SEC source: 0001758554-22-000093 · wf-form4_166802929335778.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,117

F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.00 to $78.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:49 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $39.19 $0.00
Disclosure

SEC source: 0001758554-22-000068 · wf-form4_166215176156275.xml · derivative · entry 3

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:49 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,500 $65.21 $163,024.00
Disclosure

SEC source: 0001758554-22-000068 · wf-form4_166215176156275.xml · nonDerivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,696

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:49 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 2,500 $39.19 $97,975.00
Disclosure

SEC source: 0001758554-22-000068 · wf-form4_166215176156275.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 21:18 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 3,917 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000054 · wf-form4_165964783156013.xml · derivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917

Underlying: Common Stock · 3,917 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units will fully vest on June 30, 2023; provided, however, in the event service ends before June 30, 2023, a pro rata number of units will vest based upon service from July 1, 2022 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units will fully vest on June 30, 2023; provided, however, in the event service ends before June 30, 2023, a pro rata number of units will vest based upon service from July 1, 2022 to the last day of service. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:20 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 5,807 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000051 · wf-form4_165705600533676.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units fully vested on June 30, 2022. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units fully vested on June 30, 2022. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:20 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 5,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000051 · wf-form4_165705600533676.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:37 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $31.38 $0.00
Disclosure

SEC source: 0001758554-22-000037 · wf-form4_165281975517072.xml · derivative · entry 5

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is fully vested and exercisable.

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May 13, 2022 Filed May 17, 2022 20:37 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $20.37 $0.00
Disclosure

SEC source: 0001758554-22-000037 · wf-form4_165281975517072.xml · derivative · entry 4

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2030-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is fully vested and exercisable.

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May 13, 2022 Filed May 17, 2022 20:37 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 10,000 $51.95 $519,514.00
Disclosure

SEC source: 0001758554-22-000037 · wf-form4_165281975517072.xml · nonDerivative · entry 3

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.52 to $52.22, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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May 13, 2022 Filed May 17, 2022 20:37 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 5,000 $20.37 $101,850.00
Disclosure

SEC source: 0001758554-22-000037 · wf-form4_165281975517072.xml · nonDerivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:37 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 5,000 $31.38 $156,900.00
Disclosure

SEC source: 0001758554-22-000037 · wf-form4_165281975517072.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $26.60 $0.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · derivative · entry 9

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionStock Option (right to buy) · Derivative 4,604 $0.00 Strike: $21.86 $0.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · derivative · entry 8

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,604 shares

Expires 2024-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,000 $39.00 $195,000.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · nonDerivative · entry 6

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 5,000 $26.60 $133,000.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · nonDerivative · entry 5

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 4,604 $39.00 $179,556.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · nonDerivative · entry 4

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 4,604 $21.86 $100,643.44
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · nonDerivative · entry 3

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionStock Option (right to buy) · Derivative 396 $0.00 Strike: $21.86 $0.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · derivative · entry 7

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,604

Underlying: Common Stock · 396 shares

Expires 2024-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 396 $39.00 $15,444.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · nonDerivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 396 $21.86 $8,656.56
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:42 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,697 $46.26 $124,761.33
Disclosure

SEC source: 0001300264-21-000001 · wf-form4_163649411329386.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.15 to $46.40, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 21:14 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,000 $35.43 $177,145.50
Disclosure

SEC source: 0001758554-21-000076 · wf-form4_163053082709126.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,586

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.35 to $35.49, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:12 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 5,807 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000065 · wf-form4_162819785729776.xml · derivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,807

Underlying: Common Stock · 5,807 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units will fully vest on June 30, 2022; provided, however, in the event service ends before June 30, 2022, a pro rata number of units will vest based upon service from July 1, 2021 to the last day of service.. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units will fully vest on June 30, 2022; provided, however, in the event service ends before June 30, 2022, a pro rata number of units will vest based upon service from July 1, 2021 to the last day of service.. Vested units are settled in shares of common stock.

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June 30, 2021 Filed Jul 2, 2021 21:07 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 8,289 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000053 · wf-form4_162526002820021.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:07 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 8,289 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000053 · wf-form4_162526002820021.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:18 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 21,600 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000044 · wf-form4_162085787509577.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.