Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | EVP and General Counsel | August 14, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,407 |
Reported balance
After 2026-08-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-14 · Sale · Disposed 7,652 · Balance 14,407 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.00 to $125.10 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2: Following the transaction reported on this Form 4, Ann Kappler continues to hold 14,407 shares directly and 909 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 15,446 restricted stock units and 68,395 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 909 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 909 F3: Amount reported has been adjusted to include 10 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between March 31, 2026, and June 30, 2026, based on a plan statement dated June 30, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B). |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.00 to $125.10 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2: Following the transaction reported on this Form 4, Ann Kappler continues to hold 14,407 shares directly and 909 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 15,446 restricted stock units and 68,395 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F3: Amount reported has been adjusted to include 10 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between March 31, 2026, and June 30, 2026, based on a plan statement dated June 30, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2024 Filed Feb 16, 2024 00:16 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 6,031 | $105.24 | $634,702.44 |
DisclosureSEC source: 0001127602-24-005265 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,592 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:16 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 15,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005265 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 1,648 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008441 · form4.xml · derivative · entry 7 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,298 Underlying: Common Stock · 1,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 1,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008441 · form4.xml · derivative · entry 6 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791 Underlying: Common Stock · 1,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 508 | $100.00 | $50,800.00 |
DisclosureSEC source: 0001127602-23-008441 · form4.xml · nonDerivative · entry 4 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,247 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008441 · form4.xml · nonDerivative · entry 3 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 553 | $100.00 | $55,300.00 |
DisclosureSEC source: 0001127602-23-008441 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,694 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008441 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2020 Performance Share · Derivative | 3,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005567 · form4.xml · derivative · entry 6 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2023 Performance Shares · Derivative | 19,972 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005567 · form4.xml · derivative · entry 5 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,972 Underlying: Common Stock · 19,972 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2023 Restricted Stock Units · Derivative | 6,658 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005567 · form4.xml · derivative · entry 4 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,658 Underlying: Common Stock · 6,658 shares Expires not disclosed F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,188 | $103.27 | $122,684.76 |
DisclosureSEC source: 0001127602-23-005567 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,964 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 3,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005567 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 14:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2015 Employee Stock Option (Right to Buy) · Derivative | 1,516 | $0.00 Strike: $78.08 | $0.00 |
DisclosureSEC source: 0001127602-22-026301 · form4.xml · derivative · entry 8 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,516 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2016. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 14:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2014 Employee Stock Option (Right to Buy) · Derivative | 223 | $0.00 Strike: $78.61 | $0.00 |
DisclosureSEC source: 0001127602-22-026301 · form4.xml · derivative · entry 7 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 223 shares Expires 2024-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on April 15, 2015. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 14:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 1,516 | $108.65 | $164,713.40 |
DisclosureSEC source: 0001127602-22-026301 · form4.xml · nonDerivative · entry 5 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,779 F1 · balance_after: Following the transaction reported on this Form 4, Ann Kappler continues to hold 9,779 shares directly and 749 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 16,836 vested stock options, 1,127 unvested stock options, 8,528 restricted stock units and 34,711 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 14:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,516 | $78.08 | $118,369.28 |
DisclosureSEC source: 0001127602-22-026301 · form4.xml · nonDerivative · entry 4 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 14:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 223 | $108.65 | $24,228.95 |
DisclosureSEC source: 0001127602-22-026301 · form4.xml · nonDerivative · entry 3 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,779 Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 14:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 223 | $78.61 | $17,530.03 |
DisclosureSEC source: 0001127602-22-026301 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 14:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 1,870 | $108.60 | $203,082.00 |
DisclosureSEC source: 0001127602-22-026301 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,779 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 1,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007600 · form4.xml · derivative · entry 4 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,582 Underlying: Common Stock · 1,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 498 | $111.66 | $55,606.68 |
DisclosureSEC source: 0001127602-22-007600 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,649 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007600 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2019 Performance Shares · Derivative | 3,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004323 · form4.xml · derivative · entry 6 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2022 Performance Shares · Derivative | 14,836 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004323 · form4.xml · derivative · entry 5 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,836 Underlying: Common Stock · 14,836 shares Expires not disclosed F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2022 Restricted Stock Units · Derivative | 4,946 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004323 · form4.xml · derivative · entry 4 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,946 Underlying: Common Stock · 4,946 shares Expires not disclosed F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 980 | $121.33 | $118,903.40 |
DisclosureSEC source: 0001127602-22-004323 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,356 F3 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 3,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004323 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2018 Performance Shares · Derivative | 1,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005266 · form4.xml · derivative · entry 6 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,354 Underlying: Common Stock · 1,354 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2021 Performance Shares · Derivative | 16,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005266 · form4.xml · derivative · entry 5 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,119 Underlying: Common Stock · 16,119 shares Expires not disclosed F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2021 Restricted Stock Units · Derivative | 5,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005266 · form4.xml · derivative · entry 4 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,373 Underlying: Common Stock · 5,373 shares Expires not disclosed F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,019 | $81.43 | $82,977.17 |
DisclosureSEC source: 0001127602-21-005266 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,022 F3 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005266 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.