Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Multi-Manager Alternative FundNONE · Entity 1485 | Director of Fund's Adviser | April 01, 2019 | June 14, 2019 |
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP · Entity 11973 | Director of Fund's Adviser | April 01, 2019 | June 14, 2019 |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051 | Director of Fund's Adviser | April 01, 2019 | June 14, 2019 |
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Director | April 01, 2019 | April 11, 2019 |
| ALLIANCEBERNSTEIN L.P.NONE · Entity 66568 | Director | April 01, 2019 | April 12, 2019 |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874 | Director of Fund's Adviser | April 01, 2019 | June 14, 2019 |
| AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083 | Executive Vice President | June 28, 2017 | June 30, 2017 |
| Equitable Holdings, Inc.EQH · Entity 3405 | Chief Operating Officer | August 17, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Multi-Manager Alternative Fund
Report date April 01, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Report date April 01, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Report date April 01, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date April 01, 2019 · Filed April 11, 2019
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN L.P.
Report date April 01, 2019 · Filed April 12, 2019
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Report date April 01, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
AMERICAN INTERNATIONAL GROUP, INC.
Report date June 28, 2017 · Filed June 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2017 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,449 |
Reported balance
After 2017-06-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-06-28 · Grant · Acquired 41 · Balance 8,449 F1: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 70,408 |
Reported balance
After 2017-06-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-06-28 · Grant · Acquired 348 · Balance 70,408 F2: These securities are dividend equivalent rights in the form of Restricted Stock Units with respect to Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The Restricted Stock Units vest in March 2019, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.
F2: These securities are dividend equivalent rights in the form of Restricted Stock Units with respect to Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The Restricted Stock Units vest in March 2019, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.
Equitable Holdings, Inc.
Report date August 17, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,019.4132 |
Last balance in matching sequence
After 2026-08-17 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rowsRow 1 · 2026-08-17 · Exercise / conversion · Acquired 9,359 · Balance 79,378.4132 F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. Row 2 · 2026-08-17 · Sale · Disposed 4,659 · Balance 74,719.4132 F3: This transaction was executed in multiple trades at prices ranging from $51.02 to $51.995. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. Row 3 · 2026-08-17 · Sale · Disposed 4,200 · Balance 70,519.4132 F4: This transaction was executed in multiple trades at prices ranging from $52.02 to $53.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. Row 4 · 2026-08-17 · Sale · Disposed 500 · Balance 70,019.4132 F5: This transaction was executed in multiple trades at prices ranging from $53.03 to $53.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. Row 5 · 2026-08-17 · Sale · Disposed 2,459 · Balance 67,560.4132 F6: This transaction was executed in multiple trades at prices ranging from $51.02 to $51.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. Row 6 · 2026-08-17 · Sale · Disposed 2,241 · Balance 65,319.4132 F4: This transaction was executed in multiple trades at prices ranging from $52.02 to $53.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. Row 7 · 2026-08-17 · Sale · Disposed 300 · Balance 65,019.4132 F7: This transaction was executed in multiple trades at prices ranging from $53.04 to $53.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.34 · Expires 2028-03-01 | Direct | 0 |
Reported balance
After 2026-08-17 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-17 · Exercise / conversion · Disposed 9,359 · Balance 0 F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F8: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019 |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.
F2: Total includes RSUs.
F3: This transaction was executed in multiple trades at prices ranging from $51.02 to $51.995. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $52.02 to $53.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $53.03 to $53.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $51.02 to $51.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $53.04 to $53.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2022 Filed Feb 3, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001209191-22-006773 · doc4.xml · derivative · entry 4 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,833 Underlying: Common Stock · 15,000 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F5 · derivative.exercise_date: The options vested/vest in three installments beginning on March 1, 2021. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 5,880 | $34.51 | $202,937.62 |
DisclosureSEC source: 0001209191-22-006773 · doc4.xml · nonDerivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,889.66 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $34.3300 to $34.6300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 9,120 | $33.78 | $308,111.90 |
DisclosureSEC source: 0001209191-22-006773 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,769.66 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $33.3300 to $34.3200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 15,000 | $21.34 | $320,100.00 |
DisclosureSEC source: 0001209191-22-006773 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,889.66 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:35 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001209191-22-001035 · doc4.xml · derivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,833 Underlying: Common Stock · 15,000 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · derivative.exercise_date: The options vested/vest in three installments beginning on March 1, 2021. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:35 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 15,000 | $33.25 | $498,738.00 |
DisclosureSEC source: 0001209191-22-001035 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,889.66 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $33.1200 to $33.4700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:35 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 15,000 | $21.34 | $320,100.00 |
DisclosureSEC source: 0001209191-22-001035 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,889.66 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 297.45 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068523 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,889.66 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,465 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001209191-21-067560 · doc4.xml · derivative · entry 6 HURD JEFFREY J · CIK 0001486195 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,833 Underlying: Common Stock · 11,465 shares Expires 2028-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F6 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on March 1, 2019. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,535 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-21-067560 · doc4.xml · derivative · entry 5 HURD JEFFREY J · CIK 0001486195 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,298 Underlying: Common Stock · 3,535 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F5 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on February 14, 2020. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 9,372 | $32.11 | $300,889.00 |
DisclosureSEC source: 0001209191-21-067560 · doc4.xml · nonDerivative · entry 4 HURD JEFFREY J · CIK 0001486195 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,592.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 5,628 | $31.07 | $174,845.64 |
DisclosureSEC source: 0001209191-21-067560 · doc4.xml · nonDerivative · entry 3 HURD JEFFREY J · CIK 0001486195 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,964.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.5800 to $31.5600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 11,465 | $21.34 | $244,663.10 |
DisclosureSEC source: 0001209191-21-067560 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,592.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 3,535 | $18.74 | $66,245.90 |
DisclosureSEC source: 0001209191-21-067560 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,127.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-21-062387 · doc4.xml · derivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,833 Underlying: Common Stock · 15,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on February 14, 2020. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 15,000 | $33.95 | $509,215.50 |
DisclosureSEC source: 0001209191-21-062387 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,592.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $33.6900 to $34.6899. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 15,000 | $18.74 | $281,100.00 |
DisclosureSEC source: 0001209191-21-062387 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,592.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-21-059820 · doc4.xml · derivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,833 Underlying: Common Stock · 15,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on February 14, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 15,000 | $30.02 | $450,316.50 |
DisclosureSEC source: 0001209191-21-059820 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,592.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 15,000 | $18.74 | $281,100.00 |
DisclosureSEC source: 0001209191-21-059820 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,592.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-21-054427 · doc4.xml · derivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,833 Underlying: Common Stock · 15,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on February 14, 2020. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 15,000 | $30.83 | $462,499.50 |
DisclosureSEC source: 0001209191-21-054427 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,592.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.7200 to $31.0700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 15,000 | $18.74 | $281,100.00 |
DisclosureSEC source: 0001209191-21-054427 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,592.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 313.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052950 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,592.21 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-21-049304 · doc4.xml · derivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,833 Underlying: Common Stock · 15,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on February 14, 2020. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 15,000 | $31.30 | $469,470.00 |
DisclosureSEC source: 0001209191-21-049304 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,278.71 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $31.0200 to $31.6100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 15,000 | $18.74 | $281,100.00 |
DisclosureSEC source: 0001209191-21-049304 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,278.71 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:10 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-21-044915 · doc4.xml · derivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,833 Underlying: Common Stock · 15,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on February 14, 2020. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:10 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 15,000 | $30.45 | $456,802.50 |
DisclosureSEC source: 0001209191-21-044915 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,278.71 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.3300 to $30.6600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:10 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 15,000 | $18.74 | $281,100.00 |
DisclosureSEC source: 0001209191-21-044915 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,278.71 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:16 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 299.62 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038888 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,278.71 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 20:28 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 9,789.22 | $32.39 | $317,072.84 |
DisclosureSEC source: 0001209191-21-022561 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,979.09 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 22, 2021 Filed Jun 14, 2023 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 19,990.22 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037081 · doc4.xml · derivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,990.22 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock. F6 · derivative.exercise_date: Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vested upon the attainment of certain performance metrics and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023 and were deemed vested on March 22, 2021. F6 · derivative.expiration_date: Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vested upon the attainment of certain performance metrics and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023 and were deemed vested on March 22, 2021. Read SEC document |
| March 22, 2021 Filed Jun 14, 2023 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 19,990.22 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037081 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,431.11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction is reported late owing to an administrative error. F2 · shares: Reflects the conversion of previously granted Performance Restricted Stock Units ("PRSUs") into shares of the Issuer's common stock in connection with the vesting of the units based on underlying performance metrics. F3 · balance_after: Includes Restricted Stock Units ("RSUs"). Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 20:13 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 55,500 | $32.84 | $1,822,353.60 |
DisclosureSEC source: 0001209191-21-022329 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,768.31 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.7200 to $32.9550. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes RSUs. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:34 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 106.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020176 · doc4.xml · derivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,990.22 Underlying: Common Stock · 106.3 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:34 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 278.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020176 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,268.31 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 35,557.66 | $30.26 | $1,075,974.79 |
DisclosureSEC source: 0001209191-21-015814 · doc4.xml · nonDerivative · entry 4 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,989.94 F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 72,608.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015814 · doc4.xml · nonDerivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,547.6 F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2018 through December 31, 2020. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 3,642.59 | $30.26 | $110,224.77 |
DisclosureSEC source: 0001209191-21-015814 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,938.94 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 3,641.19 | $29.57 | $107,669.99 |
DisclosureSEC source: 0001209191-21-015814 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,581.53 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 28,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012314 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,222.72 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 17, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 3,012.63 | $27.35 | $82,395.43 |
DisclosureSEC source: 0001209191-21-011235 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,517.72 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 14, 2021 Filed Feb 16, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 90,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010187 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,843.66 F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2019 through December 31, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 14:45 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 127.36 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061376 · doc4.xml · derivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,883.92 Underlying: Common Stock · 127.36 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 14:45 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 299.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061376 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,530.35 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 20:09 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 158.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047479 · doc4.xml · derivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,756.56 Underlying: Common Stock · 158.5 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 20:09 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 372.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047479 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,230.98 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 149.47 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035588 · doc4.xml · derivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,598.06 Underlying: Common Stock · 149.47 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 351.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035588 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,858.42 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.