Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Multi-Manager Alternative FundNONE · Entity 1485 | Director of Fund's Adviser | April 01, 2019 | June 14, 2019 |
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP · Entity 11973 | Director of Fund's Adviser | April 01, 2019 | June 14, 2019 |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051 | Director of Fund's Adviser | April 01, 2019 | June 14, 2019 |
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Director | April 01, 2019 | April 11, 2019 |
| ALLIANCEBERNSTEIN L.P.NONE · Entity 66568 | Director | April 01, 2019 | April 12, 2019 |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874 | Director of Fund's Adviser | April 01, 2019 | June 14, 2019 |
| AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083 | Executive Vice President | June 28, 2017 | June 30, 2017 |
| Equitable Holdings, Inc.EQH · Entity 3405 | Chief Operating Officer | August 17, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Multi-Manager Alternative Fund
Report date April 01, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Report date April 01, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Report date April 01, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date April 01, 2019 · Filed April 11, 2019
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN L.P.
Report date April 01, 2019 · Filed April 12, 2019
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Report date April 01, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
AMERICAN INTERNATIONAL GROUP, INC.
Report date June 28, 2017 · Filed June 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2017 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,449 |
Reported balance
After 2017-06-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-06-28 · Grant · Acquired 41 · Balance 8,449 F1: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 70,408 |
Reported balance
After 2017-06-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-06-28 · Grant · Acquired 348 · Balance 70,408 F2: These securities are dividend equivalent rights in the form of Restricted Stock Units with respect to Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The Restricted Stock Units vest in March 2019, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.
F2: These securities are dividend equivalent rights in the form of Restricted Stock Units with respect to Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The Restricted Stock Units vest in March 2019, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.
Equitable Holdings, Inc.
Report date August 17, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,019.4132 |
Last balance in matching sequence
After 2026-08-17 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rowsRow 1 · 2026-08-17 · Exercise / conversion · Acquired 9,359 · Balance 79,378.4132 F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. Row 2 · 2026-08-17 · Sale · Disposed 4,659 · Balance 74,719.4132 F3: This transaction was executed in multiple trades at prices ranging from $51.02 to $51.995. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. Row 3 · 2026-08-17 · Sale · Disposed 4,200 · Balance 70,519.4132 F4: This transaction was executed in multiple trades at prices ranging from $52.02 to $53.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. Row 4 · 2026-08-17 · Sale · Disposed 500 · Balance 70,019.4132 F5: This transaction was executed in multiple trades at prices ranging from $53.03 to $53.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. Row 5 · 2026-08-17 · Sale · Disposed 2,459 · Balance 67,560.4132 F6: This transaction was executed in multiple trades at prices ranging from $51.02 to $51.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. Row 6 · 2026-08-17 · Sale · Disposed 2,241 · Balance 65,319.4132 F4: This transaction was executed in multiple trades at prices ranging from $52.02 to $53.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. Row 7 · 2026-08-17 · Sale · Disposed 300 · Balance 65,019.4132 F7: This transaction was executed in multiple trades at prices ranging from $53.04 to $53.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F2: Total includes RSUs. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.34 · Expires 2028-03-01 | Direct | 0 |
Reported balance
After 2026-08-17 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-17 · Exercise / conversion · Disposed 9,359 · Balance 0 F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025. F8: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019 |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.
F2: Total includes RSUs.
F3: This transaction was executed in multiple trades at prices ranging from $51.02 to $51.995. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $52.02 to $53.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $53.03 to $53.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $51.02 to $51.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $53.04 to $53.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2025 Filed May 16, 2025 20:50 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 6,666 | $52.91 | $352,704.06 |
DisclosureSEC source: 0001628280-25-026308 · wk-form4_1747428647.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,980.32 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $52.6400 to $53.4000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:52 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 6,666 | $47.57 | $317,101.62 |
DisclosureSEC source: 0001628280-25-018033 · wk-form4_1744836741.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 101,646.32 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $47.2700 to $48.2000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 21:07 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 4,133 | $52.13 | $215,444.61 |
DisclosureSEC source: 0001628280-25-013518 · wk-form4_1742332055.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 108,312.32 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $51.7400 to $52.3700. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 21:07 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 2,533 | $51.27 | $129,873.50 |
DisclosureSEC source: 0001628280-25-013518 · wk-form4_1742332055.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 112,445.32 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $50.7200 to $51.6900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 20:50 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 228.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-012846 · wk-form4_1741985409.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,978.32 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:29 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 26,085 | $55.02 | $1,435,196.70 |
DisclosureSEC source: 0001628280-25-009988 · wk-form4_1741127352.xml · nonDerivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,749.49 F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:29 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 51,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-009988 · wk-form4_1741127352.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,834.49 F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2022 through December 31, 2024. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:29 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 14,560 | $55.02 | $801,091.20 |
DisclosureSEC source: 0001628280-25-009988 · wk-form4_1741127352.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,738.49 F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 21:56 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 6,666 | $55.38 | $369,170.41 |
DisclosureSEC source: 0001628280-25-006423 · wk-form4_1740002208.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 104,298.49 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $55.0400 to $55.7100. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 22:33 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 18,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-006126 · wk-form4_1739917988.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,964.49 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 22:36 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 6,666 | $54.65 | $364,277.57 |
DisclosureSEC source: 0001628280-25-001758 · wk-form4_1737067003.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,209.49 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.0800 to $52.0400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 6,666 | $47.31 | $315,355.79 |
DisclosureSEC source: 0001628280-24-051719 · wk-form4_1734474646.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,875.49 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $46.8900 to $47.5400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 22:49 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 295.24 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-133385 · ownership.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,541.49 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 21:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 6,666 | $47.53 | $316,854.98 |
DisclosureSEC source: 0000950170-24-125519 · ownership.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 105,246.25 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $47.3100 to $47.8200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 21:49 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 360.41 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-097261 · ownership.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,912.25 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. Read SEC document |
| July 15, 2024 Filed Jul 17, 2024 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 9,969 | $43.09 | $429,589.13 |
DisclosureSEC source: 0000950170-24-084317 · ownership.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,551.84 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $42.6200 to $43.3200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 20:50 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 9,969 | $39.62 | $394,991.72 |
DisclosureSEC source: 0000950170-24-074319 · ownership.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 121,520.84 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $39.4300 to $39.9300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 341.37 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-072024 · ownership.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,489.84 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes Restricted Stock Units and 55.63 previously unreported dividend equivalents earned on portions of the Reporting Person's 2021, 2022 and 2023 Long Term Incentive Compensation stock grants which vested on February 28, 2023 and February 28, 2024 and which were inadvertently excluded from Form 4s previously filed by the Reporting Person. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:34 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 9,969 | $40.42 | $402,944.99 |
DisclosureSEC source: 0000950170-24-061718 · ownership.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 131,092.85 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $40.3000 to $40.6000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| April 15, 2024 Filed Apr 16, 2024 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 2,206 | $36.90 | $81,409.34 |
DisclosureSEC source: 0000950170-24-044842 · ownership.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 141,061.85 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $36.6800 to $37.1800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| April 15, 2024 Filed Apr 16, 2024 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 7,763 | $36.05 | $279,829.76 |
DisclosureSEC source: 0000950170-24-044842 · ownership.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 143,267.85 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $35.6800 to $36.6600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:53 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 9,969 | $35.32 | $352,093.12 |
DisclosureSEC source: 0000950170-24-032888 · ownership.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 151,030.85 F1 · shares: The sale reported exercised on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $35.1500 to $35.5400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 377.7 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-027353 · ownership.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,999.85 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 9,969 | $34.28 | $341,724.36 |
DisclosureSEC source: 0000950170-24-024071 · ownership.xml · nonDerivative · entry 4 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 160,622.15 F5 · shares: The sale reported exercised on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023. F6 · price: This transaction was executed in multiple trades at prices ranging from $34.1000 to $34.4400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 10,173 | $34.18 | $347,713.14 |
DisclosureSEC source: 0000950170-24-024071 · ownership.xml · nonDerivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 170,591.15 F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 19,926 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-024071 · ownership.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 180,764.15 F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 14,462 | $34.18 | $494,311.16 |
DisclosureSEC source: 0000950170-24-024071 · ownership.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 160,838.15 F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 29,595 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-016505 · ownership.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,300.15 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2025. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 21:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 380.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057431 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,705.15 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 21:05 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 433.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045886 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,324.61 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 459.85 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037081 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,890.96 F4 · shares: Dividend equivalents accrued on RSUs previously awarded pursuant to Issuer's 2019 incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F3 · balance_after: Includes Restricted Stock Units ("RSUs"). Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 22:40 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 458.86 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016895 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,440.89 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:31 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 9,166 | $31.42 | $287,995.72 |
DisclosureSEC source: 0001209191-23-014849 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,982.03 F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 23:25 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 27,538 | $31.35 | $863,321.81 |
DisclosureSEC source: 0001209191-23-013860 · doc4.xml · nonDerivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,148.03 F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 23:25 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 53,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013860 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,686.03 F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2020 through December 31, 2022. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 23:25 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 2,842 | $31.35 | $89,097.27 |
DisclosureSEC source: 0001209191-23-013860 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,743.03 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 28,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010198 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,585.03 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three annual ratable installments beginning on February 28, 2024. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document |
| December 05, 2022 Filed Dec 8, 2022 00:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 330.63 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060262 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,908.03 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 332.23 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046333 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,577.4 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 16,000 | $30.01 | $480,161.60 |
DisclosureSEC source: 0001209191-22-045633 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,245.17 F1 · shares: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 341.01 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035155 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,245.17 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| May 26, 2022 Filed May 27, 2022 21:01 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 8,000 | $30.00 | $240,031.20 |
DisclosureSEC source: 0001209191-22-032615 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,904.16 F1 · shares: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes Restricted Stock Units. Read SEC document |
| April 18, 2022 Filed Apr 19, 2022 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 8,000 | $30.49 | $243,931.20 |
DisclosureSEC source: 0001209191-22-024822 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,904.16 F1 · shares: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.2500 to $30.7500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes Restricted Stock Units. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 8,000 | $31.74 | $253,916.80 |
DisclosureSEC source: 0001209191-22-020796 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,904.16 F1 · shares: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $31.4600 to $32.0600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes Restricted Stock Units. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 02:54 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 317.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017423 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,904.16 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:52 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 4,997 | $32.66 | $163,202.02 |
DisclosureSEC source: 0001209191-22-014224 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,586.66 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 22:52 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 3,881 | $33.09 | $128,422.29 |
DisclosureSEC source: 0001209191-22-014224 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,583.66 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 23,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011235 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,464.66 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three annual ratable installments beginning on February 28, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 44,508 | $33.94 | $1,510,601.52 |
DisclosureSEC source: 0001209191-22-010187 · doc4.xml · nonDerivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,335.66 F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 3,134 | $33.94 | $106,367.96 |
DisclosureSEC source: 0001209191-22-010187 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,755.66 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.