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Kumar Mukul

Disclosed activity across 1 company

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22177
SEC CIK
0001833462

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364PRESIDENT, ENGINEERINGOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect125,041 Ending reported balance After 2026-10-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 19,974 · Balance 132,919

Row 2 · 2026-10-02 · Sale · Disposed 7,176 · Balance 125,743

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Row 3 · 2026-10-02 · Sale · Disposed 702 · Balance 125,041

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,279 Reported balance After 2026-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-10-01 · Exercise / conversion · Disposed 4,280 · Balance 4,279

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct20,072 Reported balance After 2026-10-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-10-01 · Exercise / conversion · Disposed 4,014 · Balance 20,072

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct29,883 Reported balance After 2026-10-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-01 · Exercise / conversion · Disposed 3,320 · Balance 29,883

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct108,681 Reported balance After 2026-10-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-10-01 · Exercise / conversion · Disposed 8,360 · Balance 108,681

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

F3: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

F7: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2023 Filed Aug 3, 2023 01:06 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 2,706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044312 · doc4.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,600

Underlying: Class A Common Stock · 2,706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 31, 2023 Filed Aug 3, 2023 01:06 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,000 $20.00 $80,000.00
Disclosure

SEC source: 0001209191-23-044312 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,228

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.

Read SEC document
July 31, 2023 Filed Aug 3, 2023 01:06 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 2,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044312 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 22:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 5,000 $19.18 $95,923.00
Disclosure

SEC source: 0001209191-23-042647 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,228

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.06 to $19.44 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 17, 2023 Filed Jul 20, 2023 00:25 UTC Amendment PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042826 · doc4a.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,306

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 17, 2023 Filed Jul 20, 2023 00:25 UTC Amendment PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 5,000 $19.18 $95,923.00
Disclosure

SEC source: 0001209191-23-042826 · doc4a.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,522

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.06 to $19.44 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 17, 2023 Filed Jul 20, 2023 00:25 UTC Amendment PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042826 · doc4a.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 01:18 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,436 $18.10 $62,199.16
Disclosure

SEC source: 0001209191-23-041414 · doc4.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,228

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 01, 2023 Filed Jul 6, 2023 01:18 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041414 · doc4.xml · derivative · entry 6

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,910

Underlying: Class A Common Stock · 4,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2023 Filed Jul 6, 2023 01:18 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041414 · doc4.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,473

Underlying: Class A Common Stock · 2,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2023 Filed Jul 6, 2023 01:18 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 6,527 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041414 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 01:18 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041414 · doc4.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,330

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 01:18 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041414 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:31 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,294 $18.12 $114,059.24
Disclosure

SEC source: 0001209191-23-034770 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,082

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 1,294 shares of Class A Common Stock acquired by the Reporting Person on May 31, 2023 pursuant to the Issuer's employee stock purchase plan.

Read SEC document
June 02, 2023 Filed Jul 20, 2023 00:26 UTC Amendment PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 6,294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042828 · doc4a.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,306

Underlying: Class A Common Stock · 6,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 02, 2023 Filed Jul 20, 2023 00:26 UTC Amendment PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,294 $18.12 $114,059.24
Disclosure

SEC source: 0001209191-23-042828 · doc4a.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,376

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F1 · balance_after: Includes 1,294 shares of Class A Common Stock acquired by the Reporting Person on May 31, 2023 pursuant to the Issuer's employee stock purchase plan.

Read SEC document
June 02, 2023 Filed Jul 20, 2023 00:26 UTC Amendment PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 6,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042828 · doc4a.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,294 shares of Class A Common Stock acquired by the Reporting Person on May 31, 2023 pursuant to the Issuer's employee stock purchase plan.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:20 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,414 $13.70 $46,774.19
Disclosure

SEC source: 0001209191-23-022699 · doc4.xml · nonDerivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,082

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.48 to $13.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022699 · doc4.xml · derivative · entry 7

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,190

Underlying: Class A Common Stock · 4,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022699 · doc4.xml · derivative · entry 6

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,720

Underlying: Class A Common Stock · 2,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 4,279 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022699 · doc4.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 2,248 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022699 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022699 · doc4.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,385

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022699 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:14 UTC PubMatic, Inc. PUBM · Entity 364 GrantStock Option (Right to buy Class A Common Stock) · Derivative 68,565 $0.00 Strike: $15.33 $0.00
Disclosure

SEC source: 0001209191-23-006460 · doc4.xml · derivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,565

Underlying: Class A Common Stock · 68,565 shares

Expires 2033-01-30

F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2023, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:14 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Units · Derivative 68,469 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006460 · doc4.xml · derivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,469

Underlying: Class A Common Stock · 68,469 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:06 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,488 $12.96 $19,278.53
Disclosure

SEC source: 0001209191-23-001303 · doc4.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,914

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.67 to $13.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:06 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001303 · doc4.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,968

Underlying: Class A Common Stock · 2,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:06 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 2,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001303 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:06 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,056 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001303 · doc4.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,440

Underlying: Class A Common Stock · 1,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:06 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001303 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2022 Filed Oct 7, 2022 01:22 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,413 $17.92 $25,320.96
Disclosure

SEC source: 0001209191-22-053022 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,099

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $17.72 and the highest price at which shares were sold was $18.10. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 01, 2022 Filed Oct 5, 2022 01:54 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052603 · doc4.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,215

Underlying: Class A Common Stock · 2,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2022 Filed Oct 5, 2022 01:54 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 2,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052603 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:54 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052603 · doc4.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,496

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F2 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:54 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052603 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 20:14 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046244 · doc4.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,600

Underlying: Class A Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 20:14 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,000 $22.53 $157,684.80
Disclosure

SEC source: 0001209191-22-046244 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,210

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.01 to $22.93 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 20:14 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046244 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 21:22 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045665 · doc4.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,600

Underlying: Class A Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 21:22 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 860 $22.88 $19,677.83
Disclosure

SEC source: 0001209191-22-045665 · doc4.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,210

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.81 to $22.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 21:22 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,140 $22.43 $137,735.55
Disclosure

SEC source: 0001209191-22-045665 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,070

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.79 to $22.77 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 21:22 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045665 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 21:03 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042718 · doc4.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,600

Underlying: Class A Common Stock · 8,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 21:03 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 100 $16.22 $1,622.00
Disclosure

SEC source: 0001209191-22-042718 · doc4.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,210

Read SEC document
July 18, 2022 Filed Jul 20, 2022 21:03 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 8,200 $15.61 $127,983.96
Disclosure

SEC source: 0001209191-22-042718 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.14 to $16.13 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 21:03 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042718 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2022 Filed Jul 8, 2022 00:53 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,012 $15.28 $15,465.08
Disclosure

SEC source: 0001209191-22-041526 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,210

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.05 to $15.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 01:23 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 476 $15.87 $7,552.98
Disclosure

SEC source: 0001209191-22-040950 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,974

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 01, 2022 Filed Jul 7, 2022 01:06 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041414 · doc4.xml · derivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,462

Underlying: Class A Common Stock · 2,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F2 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.