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person · Reporting owner

Kumar Mukul

Disclosed activity across 1 company

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22177
SEC CIK
0001833462

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364PRESIDENT, ENGINEERINGOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect125,041 Ending reported balance After 2026-10-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 19,974 · Balance 132,919

Row 2 · 2026-10-02 · Sale · Disposed 7,176 · Balance 125,743

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Row 3 · 2026-10-02 · Sale · Disposed 702 · Balance 125,041

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,279 Reported balance After 2026-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-10-01 · Exercise / conversion · Disposed 4,280 · Balance 4,279

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct20,072 Reported balance After 2026-10-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-10-01 · Exercise / conversion · Disposed 4,014 · Balance 20,072

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct29,883 Reported balance After 2026-10-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-01 · Exercise / conversion · Disposed 3,320 · Balance 29,883

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct108,681 Reported balance After 2026-10-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-10-01 · Exercise / conversion · Disposed 8,360 · Balance 108,681

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

F3: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

F7: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2022 Filed Jul 7, 2022 01:06 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 2,248 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041414 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 01:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040950 · doc4.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,551

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 01:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040950 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:02 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038367 · doc4.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,900

Underlying: Class A Common Stock · 8,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:02 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 8,300 $18.04 $149,707.93
Disclosure

SEC source: 0001209191-22-038367 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.54 to $18.53 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:02 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038367 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:47 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,250 $19.27 $24,084.50
Disclosure

SEC source: 0001209191-22-034274 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: These securities were acquired by the Reporting Person on May 31, 2022 pursuant to the Issuer's employee stock purchase plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.16 to $19.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2022 Filed May 18, 2022 01:08 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029897 · doc4.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,200

Underlying: Class A Common Stock · 8,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
May 16, 2022 Filed May 18, 2022 01:08 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,514 $21.97 $33,261.67
Disclosure

SEC source: 0001209191-22-029897 · doc4.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.82 to $22.37 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
May 16, 2022 Filed May 18, 2022 01:08 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,786 $21.42 $145,328.30
Disclosure

SEC source: 0001209191-22-029897 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,909

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.82 to $21.81 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
May 16, 2022 Filed May 18, 2022 01:08 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029897 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:17 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024927 · doc4.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,500

Underlying: Class A Common Stock · 8,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:17 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,351 $24.06 $32,508.03
Disclosure

SEC source: 0001209191-22-024927 · doc4.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.94 to $24.20 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:17 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,949 $23.59 $163,954.71
Disclosure

SEC source: 0001209191-22-024927 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,746

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.94 to $23.93 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:17 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024927 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 01:20 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 357 $28.01 $9,999.57
Disclosure

SEC source: 0001833462-22-000012 · wf-form4_164912161412398.xml · nonDerivative · entry 5

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $28.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 01:20 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 655 $27.59 $18,071.45
Disclosure

SEC source: 0001833462-22-000012 · wf-form4_164912161412398.xml · nonDerivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,752

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.88 to $27.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 01:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,247 $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000012 · wf-form4_164912161412398.xml · derivative · entry 7

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,710

Underlying: Class A Common Stock · 2,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

F8 · derivative.expiration_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 01:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 2,247 $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000012 · wf-form4_164912161412398.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 01:20 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 475 $26.27 $12,478.25
Disclosure

SEC source: 0001833462-22-000012 · wf-form4_164912161412398.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.12 to $26.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 01:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000012 · wf-form4_164912161412398.xml · derivative · entry 6

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,606

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F6 · derivative.exercise_date: The restricted stock units vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The restricted stock units vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 01:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000012 · wf-form4_164912161412398.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:38 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000010 · wf-form4_164763951629149.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,800

Underlying: Class A Common Stock · 8,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:38 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 591 $21.72 $12,836.52
Disclosure

SEC source: 0001833462-22-000010 · wf-form4_164763951629149.xml · nonDerivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.72 to $21.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:38 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 5,822 $21.25 $123,717.50
Disclosure

SEC source: 0001833462-22-000010 · wf-form4_164763951629149.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.70 to $21.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:38 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,887 $20.22 $38,155.14
Disclosure

SEC source: 0001833462-22-000010 · wf-form4_164763951629149.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,993

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.67 to $20.66 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:38 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,300 $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000010 · wf-form4_164763951629149.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 22:58 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000008 · wf-form4_164513870167508.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,100

Underlying: Class A Common Stock · 8,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 22:58 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 555 $30.04 $16,672.20
Disclosure

SEC source: 0001833462-22-000008 · wf-form4_164513870167508.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.97 to $30.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 22:58 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,745 $29.60 $229,252.00
Disclosure

SEC source: 0001833462-22-000008 · wf-form4_164513870167508.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.97 to $29.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 22:58 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,300 $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000008 · wf-form4_164513870167508.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:28 UTC PubMatic, Inc. PUBM · Entity 364 GrantStock Option (Right to buy Class A Common Stock) · Derivative 23,334 $0.00 Strike: $26.27 $0.00
Disclosure

SEC source: 0001833462-22-000006 · wf-form4_164435567637478.xml · derivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,334

Underlying: Class A Common Stock · 23,334 shares

Expires 2022-02-03

F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on April 1, 2022, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:28 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Unit · Derivative 35,957 $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000006 · wf-form4_164435567637478.xml · derivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,957

Underlying: Class A Common Stock · 35,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 18, 2022 Filed Jan 21, 2022 11:05 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000004 · wf-form4_164276308697942.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,400

Underlying: Class A Common Stock · 8,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
January 18, 2022 Filed Jan 21, 2022 11:05 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 700 $26.00 $18,200.00
Disclosure

SEC source: 0001833462-22-000004 · wf-form4_164276308697942.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.91 to $26.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

Read SEC document
January 18, 2022 Filed Jan 21, 2022 11:05 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,600 $25.23 $191,748.00
Disclosure

SEC source: 0001833462-22-000004 · wf-form4_164276308697942.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.91 to $25.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
January 18, 2022 Filed Jan 21, 2022 11:05 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,300 $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000004 · wf-form4_164276308697942.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 02:48 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 234 $34.57 $8,089.38
Disclosure

SEC source: 0001833462-22-000002 · wf-form4_164135090633795.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The saleswere to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.57 to $34.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 02:48 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 241 $34.06 $8,208.46
Disclosure

SEC source: 0001833462-22-000002 · wf-form4_164135090633795.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The saleswere to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.51 to $34.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:48 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000002 · wf-form4_164135090633795.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,661

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F5 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:48 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001833462-22-000002 · wf-form4_164135090633795.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2021 Filed Dec 18, 2021 01:56 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000017 · wf-form4_163979256712828.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,700

Underlying: Class A Common Stock · 8,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
December 16, 2021 Filed Dec 18, 2021 01:56 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 300 $35.85 $10,755.00
Disclosure

SEC source: 0001833462-21-000017 · wf-form4_163979256712828.xml · nonDerivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.82 to $35.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

Read SEC document
December 16, 2021 Filed Dec 18, 2021 01:56 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,651 $35.20 $163,715.20
Disclosure

SEC source: 0001833462-21-000017 · wf-form4_163979256712828.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.77 to $35.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

Read SEC document
December 16, 2021 Filed Dec 18, 2021 01:56 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,349 $34.21 $114,569.29
Disclosure

SEC source: 0001833462-21-000017 · wf-form4_163979256712828.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,951

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.74 to $34.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
December 16, 2021 Filed Dec 18, 2021 01:56 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,300 $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000017 · wf-form4_163979256712828.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 01:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 565 $25.25 $14,266.25
Disclosure

SEC source: 0001833462-21-000014 · wf-form4_163339836845679.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.85 to $25.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 01:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 490 $25.47 $12,480.30
Disclosure

SEC source: 0001833462-21-000014 · wf-form4_163339836845679.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.38 to $25.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 01:46 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000014 · wf-form4_163339836845679.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,716

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. On January 29, 2021, the Reporting Person was granted 16,881 RSUs. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 2, 2021.

F6 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 01:46 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000014 · wf-form4_163339836845679.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.