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Kumar Mukul

Disclosed activity across 1 company

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22177
SEC CIK
0001833462

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364PRESIDENT, ENGINEERINGOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect125,041 Ending reported balance After 2026-10-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 19,974 · Balance 132,919

Row 2 · 2026-10-02 · Sale · Disposed 7,176 · Balance 125,743

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Row 3 · 2026-10-02 · Sale · Disposed 702 · Balance 125,041

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,279 Reported balance After 2026-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-10-01 · Exercise / conversion · Disposed 4,280 · Balance 4,279

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct20,072 Reported balance After 2026-10-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-10-01 · Exercise / conversion · Disposed 4,014 · Balance 20,072

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct29,883 Reported balance After 2026-10-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-01 · Exercise / conversion · Disposed 3,320 · Balance 29,883

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct108,681 Reported balance After 2026-10-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-10-01 · Exercise / conversion · Disposed 8,360 · Balance 108,681

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

F3: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

F7: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 2, 2024 22:03 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 440 $19.90 $8,754.81
Disclosure

SEC source: 0001415889-24-019014 · form4-07022024_100702.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,573

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: . The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $19.76 to $19.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:31 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,015 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019248 · form4-07032024_090747.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,200

Underlying: Class A Common Stock · 4,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:31 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019248 · form4-07032024_090747.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,793

Underlying: Class A Common Stock · 4,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:31 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019248 · form4-07032024_090747.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,484

Underlying: Class A Common Stock · 2,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:31 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 10,541 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019248 · form4-07032024_090747.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 22:03 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019014 · form4-07022024_100702.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,110

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 22:03 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019014 · form4-07022024_100702.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 20:07 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017365 · form4-06182024_080659.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,600

Underlying: Class A Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 20:07 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 9,496 $21.08 $200,149.09
Disclosure

SEC source: 0001415889-24-017365 · form4-06182024_080659.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,958

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.79 and the highest price at which shares were sold was $21.37. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

F2 · balance_after: Includes 1,496 shares of Class A Common Stock acquired by the Reporting Person on May 31, 2024 pursuant to the Issuer's employee stock purchase plan.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 20:07 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017365 · form4-06182024_080659.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F2 · balance_after: Includes 1,496 shares of Class A Common Stock acquired by the Reporting Person on May 31, 2024 pursuant to the Issuer's employee stock purchase plan.

Read SEC document
May 16, 2024 Filed May 20, 2024 20:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013738 · form4-05202024_080513.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,600

Underlying: Class A Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
May 16, 2024 Filed May 20, 2024 20:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,000 $23.02 $161,159.60
Disclosure

SEC source: 0001415889-24-013738 · form4-05202024_080513.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,958

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $22.67 and the highest price at which shares were sold was $23.48. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
May 16, 2024 Filed May 20, 2024 20:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013738 · form4-05202024_080513.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
April 16, 2024 Filed Apr 18, 2024 00:33 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011078 · form4-04182024_120420.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 112,600

Underlying: Class A Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
April 16, 2024 Filed Apr 18, 2024 00:33 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,000 $21.64 $151,491.20
Disclosure

SEC source: 0001415889-24-011078 · form4-04182024_120420.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,958

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $21.32 and the highest price at which shares were sold was $21.81. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 16, 2024 Filed Apr 18, 2024 00:33 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011078 · form4-04182024_120420.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 23:37 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 475 $23.64 $11,227.39
Disclosure

SEC source: 0001415889-24-009866 · form4-04022024_110400.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,162

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $23.52 to $23.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:50 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,014 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010119 · form4-04032024_090452.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,215

Underlying: Class A Common Stock · 4,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:50 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010119 · form4-04032024_090452.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,072

Underlying: Class A Common Stock · 4,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:50 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010119 · form4-04032024_090452.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,731

Underlying: Class A Common Stock · 2,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:50 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,745 $23.16 $109,916.50
Disclosure

SEC source: 0001415889-24-010119 · form4-04032024_090452.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,958

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $22.675 to $23.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:50 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 10,541 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010119 · form4-04032024_090452.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 23:37 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009866 · form4-04022024_110400.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,165

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 23:37 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009866 · form4-04022024_110400.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:05 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006761 · form4-03052024_100303.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,600

Underlying: Class A Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:05 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,000 $21.11 $147,744.10
Disclosure

SEC source: 0001415889-24-006761 · form4-03052024_100303.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,582

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.58 and the highest price at which shares were sold was $21.55. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:05 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006761 · form4-03052024_100303.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 23:33 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 49,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005755 · form4-02282024_110203.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,600

Underlying: Class A Common Stock · 49,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 23:33 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,114 $21.14 $44,681.93
Disclosure

SEC source: 0001415889-24-005755 · form4-02282024_110203.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,582

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.79 and the highest price at which shares were sold was $21.61. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 23:33 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 46,886 $20.35 $953,937.87
Disclosure

SEC source: 0001415889-24-005755 · form4-02282024_110203.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,696

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $19.79 and the highest price at which shares were sold was $20.72. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 23:33 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 49,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005755 · form4-02282024_110203.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
January 26, 2024 Filed Feb 1, 2024 02:27 UTC PubMatic, Inc. PUBM · Entity 364 GrantStock Option (Right to buy Class A Common Stock) · Derivative 64,229 $0.00 Strike: $15.38 $0.00
Disclosure

SEC source: 0001209191-24-002516 · doc4.xml · derivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,229

Underlying: Class A Common Stock · 64,229 shares

Expires 2034-01-25

F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2024, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 26, 2024 Filed Feb 1, 2024 02:27 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Units · Derivative 64,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002516 · doc4.xml · derivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,229

Underlying: Class A Common Stock · 64,229 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 00:17 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,990 $15.96 $47,732.96
Disclosure

SEC source: 0001209191-24-000554 · doc4.xml · nonDerivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,582

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 00:17 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 476 $16.02 $7,626.61
Disclosure

SEC source: 0001209191-24-000554 · doc4.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,572

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000554 · doc4.xml · derivative · entry 7

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,352

Underlying: Class A Common Stock · 4,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000554 · doc4.xml · derivative · entry 6

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,978

Underlying: Class A Common Stock · 2,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 6,527 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000554 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000554 · doc4.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,220

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000554 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 21:45 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 59 $16.76 $988.72
Disclosure

SEC source: 0001209191-23-057236 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,466

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.62 to $16.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:45 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057236 · doc4.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs are fully vested.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:45 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Unit · Derivative 130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057236 · doc4.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130

Underlying: Class A Common Stock · 130 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs are fully vested.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:45 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057236 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2023 Filed Oct 4, 2023 01:08 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,414 $11.83 $40,395.13
Disclosure

SEC source: 0001209191-23-051772 · doc4.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,395

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.69 to $12.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:08 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051772 · doc4.xml · derivative · entry 6

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,631

Underlying: Class A Common Stock · 4,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:08 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051772 · doc4.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,226

Underlying: Class A Common Stock · 2,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:08 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 6,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051772 · doc4.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 4, 2023 01:08 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051772 · doc4.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,275

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
September 30, 2023 Filed Oct 4, 2023 01:08 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051772 · doc4.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.