TapewireFind a company

person · Reporting owner

Kumar Mukul

Disclosed activity across 1 company

Tapewire entity
22177
SEC CIK
0001833462

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364PRESIDENT, ENGINEERINGOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect125,041 Ending reported balance After 2026-10-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 19,974 · Balance 132,919

Row 2 · 2026-10-02 · Sale · Disposed 7,176 · Balance 125,743

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Row 3 · 2026-10-02 · Sale · Disposed 702 · Balance 125,041

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,279 Reported balance After 2026-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-10-01 · Exercise / conversion · Disposed 4,280 · Balance 4,279

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct20,072 Reported balance After 2026-10-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-10-01 · Exercise / conversion · Disposed 4,014 · Balance 20,072

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct29,883 Reported balance After 2026-10-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-01 · Exercise / conversion · Disposed 3,320 · Balance 29,883

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct108,681 Reported balance After 2026-10-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-10-01 · Exercise / conversion · Disposed 8,360 · Balance 108,681

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

F3: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: RSUs do not expire; they either vest or are canceled prior to the vesting date.

F7: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2025 Filed Oct 3, 2025 22:59 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833462-25-000003 · form4-10032025_101052.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,247

Underlying: Class A Common Stock · 2,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 22:59 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 13,861 $0.00 $0.00
Disclosure

SEC source: 0001833462-25-000003 · form4-10032025_101052.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2025 Filed Jul 3, 2025 22:42 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 5,366 $12.56 $67,414.67
Disclosure

SEC source: 0001415889-25-019375 · form4-07032025_100732.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,960

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $12.23 to $12.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:42 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019375 · form4-07032025_100732.xml · derivative · entry 6

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,484

Underlying: Class A Common Stock · 3,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:42 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,014 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019375 · form4-07032025_100732.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,143

Underlying: Class A Common Stock · 4,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:42 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019375 · form4-07032025_100732.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,676

Underlying: Class A Common Stock · 4,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:42 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019375 · form4-07032025_100732.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,495

Underlying: Class A Common Stock · 2,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:42 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 13,861 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019375 · form4-07032025_100732.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 23:26 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 5,401 $9.31 $50,268.73
Disclosure

SEC source: 0001415889-25-010086 · form4-04032025_110459.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,465

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on April 2, 2025 and April 3, 2025 at prices ranging from $8.95 to $9.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:26 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,320 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010086 · form4-04032025_110459.xml · derivative · entry 6

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,805

Underlying: Class A Common Stock · 3,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:26 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,015 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010086 · form4-04032025_110459.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,157

Underlying: Class A Common Stock · 4,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:26 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010086 · form4-04032025_110459.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,955

Underlying: Class A Common Stock · 4,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:26 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010086 · form4-04032025_110459.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,742

Underlying: Class A Common Stock · 2,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:26 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 13,861 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010086 · form4-04032025_110459.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:33 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 88,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007430 · form4-03072025_090322.xml · derivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,600

Underlying: Class A Common Stock · 88,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:33 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 88,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001415889-25-007430 · form4-03072025_090322.xml · derivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,000

Underlying: Class B Common Stock · 88,000 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested.

Read SEC document
February 18, 2025 Filed Mar 4, 2025 02:39 UTC PubMatic, Inc. PUBM · Entity 364 GrantStock Option (Right to buy Class A Common Stock) · Derivative 53,125 $0.00 Strike: $15.65 $0.00
Disclosure

SEC source: 0001415889-25-006337 · form4-03042025_020310.xml · derivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,125

Underlying: Class A Common Stock · 53,125 shares

Expires 2035-02-17

F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2025, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 18, 2025 Filed Mar 4, 2025 02:39 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Units · Derivative 53,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006337 · form4-03042025_020310.xml · derivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,125

Underlying: Class A Common Stock · 53,125 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 10, 2025 Filed Feb 11, 2025 23:11 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003629 · form4-02112025_110237.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,600

Underlying: Class A Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
February 10, 2025 Filed Feb 11, 2025 23:11 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,000 $16.51 $115,539.90
Disclosure

SEC source: 0001415889-25-003629 · form4-02112025_110237.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,005

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $16.50 to $16.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 10, 2025 Filed Feb 11, 2025 23:11 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003629 · form4-02112025_110237.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 22:26 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,480 $14.84 $66,472.90
Disclosure

SEC source: 0001415889-25-000588 · form4-01032025_100142.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,005

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $14.61 to $15.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:26 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,014 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000588 · form4-01032025_100142.xml · derivative · entry 7

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,172

Underlying: Class A Common Stock · 4,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:26 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000588 · form4-01032025_100142.xml · derivative · entry 6

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,234

Underlying: Class A Common Stock · 4,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:26 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000588 · form4-01032025_100142.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,989

Underlying: Class A Common Stock · 2,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:26 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 10,542 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000588 · form4-01032025_100142.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 22:26 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000588 · form4-01032025_100142.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 22:26 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000588 · form4-01032025_100142.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:01 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029574 · form4-12172024_091238.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,600

Underlying: Class A Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:01 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,000 $16.52 $115,605.70
Disclosure

SEC source: 0001415889-24-029574 · form4-12172024_091238.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,888

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $16.50 to $16.555, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:01 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029574 · form4-12172024_091238.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 22:54 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028308 · form4-12042024_101224.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,600

Underlying: Class A Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 22:54 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,000 $16.54 $115,805.90
Disclosure

SEC source: 0001415889-24-028308 · form4-12042024_101224.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,888

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $16.50 to $16.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 22:54 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028308 · form4-12042024_101224.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:17 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 21,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026950 · form4-11152024_091103.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,600

Underlying: Class A Common Stock · 21,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:17 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,141 $17.74 $73,461.34
Disclosure

SEC source: 0001415889-24-026950 · form4-11152024_091103.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,888

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2024.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:17 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 16,859 $16.72 $281,847.08
Disclosure

SEC source: 0001415889-24-026950 · form4-11152024_091103.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,029

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $16.50 to $17.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:17 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026950 · form4-11152024_091103.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 23:45 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,079 $14.52 $59,245.03
Disclosure

SEC source: 0001415889-24-024700 · form4-10032024_111059.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,888

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on October 2, 2024 and October 3, 2024 at prices ranging from $14.32 to $14.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:53 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 412 $14.87 $6,125.41
Disclosure

SEC source: 0001415889-24-024499 · form4-10022024_101040.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,427

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: . The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $14.82 to $14.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:45 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,014 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024700 · form4-10032024_111059.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,186

Underlying: Class A Common Stock · 4,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:45 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024700 · form4-10032024_111059.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,514

Underlying: Class A Common Stock · 4,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:45 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024700 · form4-10032024_111059.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,237

Underlying: Class A Common Stock · 2,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:45 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 10,540 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024700 · form4-10032024_111059.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:53 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024499 · form4-10022024_101040.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,055

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:53 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024499 · form4-10022024_101040.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2024 Filed Jul 17, 2024 20:14 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019660 · form4-07172024_080706.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,600

Underlying: Class A Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
July 16, 2024 Filed Jul 17, 2024 20:14 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 8,000 $21.85 $174,828.00
Disclosure

SEC source: 0001415889-24-019660 · form4-07172024_080706.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,784

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2024.

Read SEC document
July 16, 2024 Filed Jul 17, 2024 20:14 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019660 · form4-07172024_080706.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 21:31 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,330 $20.41 $88,393.92
Disclosure

SEC source: 0001415889-24-019248 · form4-07032024_090747.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · PRESIDENT, ENGINEERING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,784

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $20.12 to $20.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.