Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cboe Global Markets, Inc.CBOE · Entity 3134 | EXECUTIVE VP, CFO & TREASURER | February 17, 2023 | February 22, 2023 |
| SS&C Technologies Holdings IncSSNC · Entity 3276 | EVP & CFO | August 15, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cboe Global Markets, Inc.
Report date February 17, 2023 · Filed February 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,577 |
Ending reported balance
After 2023-02-21 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2023-02-17 · Sale · Disposed 4,701 · Balance 9,577 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022. Row 2 · 2023-02-19 · Exercise / conversion · Acquired 2,028 · Balance 11,605 Row 3 · 2023-02-19 · Tax withholding · Disposed 899 · Balance 10,706 Row 4 · 2023-02-19 · Exercise / conversion · Acquired 2,983 · Balance 13,689 Row 5 · 2023-02-19 · Tax withholding · Disposed 1,322 · Balance 12,367 Row 6 · 2023-02-19 · Exercise / conversion · Acquired 2,167 · Balance 14,534 Row 7 · 2023-02-19 · Tax withholding · Disposed 960 · Balance 13,574 Row 8 · 2023-02-21 · Sale · Disposed 3,997 · Balance 9,577 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-02-19 · Exercise / conversion · Disposed 2,028 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,983 |
Reported balance
After 2023-02-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-02-19 · Exercise / conversion · Disposed 2,983 · Balance 2,983 F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,336 |
Reported balance
After 2023-02-19 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-02-19 · Exercise / conversion · Disposed 2,167 · Balance 4,336 F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F5: The restricted stock units vest in three equal annual installments, which began on February 19, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,965 |
Reported balance
After 2023-02-19 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-02-19 · Grant · Acquired 6,965 · Balance 6,965 F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F6: The restricted stock units vest in three equal annual installments beginning on February 19, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.
F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2021.
F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2022.
F5: The restricted stock units vest in three equal annual installments, which began on February 19, 2023.
F6: The restricted stock units vest in three equal annual installments beginning on February 19, 2024.
SS&C Technologies Holdings Inc
Report date August 15, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 114,312 |
Ending reported balance
After 2026-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-15 · Exercise / conversion · Acquired 40,170 · Balance 132,249 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2026-08-15 · Tax withholding · Disposed 17,937 · Balance 114,312 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-15 · Exercise / conversion · Disposed 40,170 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On August 15, 2023, the reporting person was granted 115,474 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 1,679 dividend equivalent rights accrued with respect to the underlying restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On August 15, 2023, the reporting person was granted 115,474 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 1,679 dividend equivalent rights accrued with respect to the underlying restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bats Global Markets, Inc.
Report date February 28, 2017 · Filed March 02, 2017
Section 16 reporting ended · disclosed 2017-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 1
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 198,546 · Balance 0 F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). F2: Includes: 5,450 shares of restricted Common Stock that are scheduled to vest 12/1/2017; 10,946 shares of restricted Common Stock that are scheduled to vest 12/1/2018; 15,930 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 7,066 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 78,827 shares of restricted Common Stock that are scheduled to vest 1/13/2020. F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio").
F2: Includes: 5,450 shares of restricted Common Stock that are scheduled to vest 12/1/2017; 10,946 shares of restricted Common Stock that are scheduled to vest 12/1/2018; 15,930 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 7,066 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 78,827 shares of restricted Common Stock that are scheduled to vest 1/13/2020.
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2022 Filed Feb 23, 2022 23:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001557 · edgar.xml · derivative · entry 7 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2020. Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 23:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 875 | $118.81 | $103,958.75 |
DisclosureSEC source: 0001179110-22-001557 · edgar.xml · nonDerivative · entry 6 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,801 Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 23:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,983 | $118.81 | $354,410.23 |
DisclosureSEC source: 0001179110-22-001557 · edgar.xml · nonDerivative · entry 5 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 23:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 829 | $118.81 | $98,493.49 |
DisclosureSEC source: 0001179110-22-001557 · edgar.xml · nonDerivative · entry 4 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,693 Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 23:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,028 | $118.81 | $240,946.68 |
DisclosureSEC source: 0001179110-22-001557 · edgar.xml · nonDerivative · entry 3 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 23:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 669 | $118.81 | $79,483.89 |
DisclosureSEC source: 0001179110-22-001557 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,494 Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 23:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,281 | $118.81 | $271,005.61 |
DisclosureSEC source: 0001179110-22-001557 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 805 | $121.30 | $97,646.50 |
DisclosureSEC source: 0001179110-22-001098 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,882 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantCommon Stock | 2,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001098 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,687 F1 · kind: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSU") that were awarded to the Reporting Person on February 19, 2019. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2019 to December 31, 2021 as determined by the Compensation Committee on February 9, 2022. Read SEC document |
| November 03, 2021 Filed Nov 12, 2021 13:41 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GiftCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010072 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,053 Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:59 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 300 | $121.12 | $36,336.00 |
DisclosureSEC source: 0001179110-21-007079 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,091 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.10 to $121.13. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:59 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 2,726 | $120.75 | $329,164.50 |
DisclosureSEC source: 0001179110-21-007079 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,391 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.07 to $121.04. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 20:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 1,954 | $120.00 | $234,480.00 |
DisclosureSEC source: 0001179110-21-006975 · edgar.xml · nonDerivative · entry 8 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,117 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 120 | $119.81 | $14,377.20 |
DisclosureSEC source: 0001179110-21-006975 · edgar.xml · nonDerivative · entry 7 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,071 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.77 to $120.00. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 3,747 | $118.80 | $445,143.60 |
DisclosureSEC source: 0001179110-21-006975 · edgar.xml · nonDerivative · entry 6 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,191 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.53 to $119.32. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 4,468 | $118.28 | $528,475.04 |
DisclosureSEC source: 0001179110-21-006975 · edgar.xml · nonDerivative · entry 5 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,938 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.53 to $118.52. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 307 | $115.71 | $35,522.97 |
DisclosureSEC source: 0001179110-21-006975 · edgar.xml · nonDerivative · entry 4 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,406 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.62 to $115.87. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 978 | $115.22 | $112,685.16 |
DisclosureSEC source: 0001179110-21-006975 · edgar.xml · nonDerivative · entry 3 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,713 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.59 to $115.47. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 400 | $113.92 | $45,568.00 |
DisclosureSEC source: 0001179110-21-006975 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,691 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.58 to $114.48. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 25, 2021 Filed Jun 23, 2021 20:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GiftCommon Stock | 275 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-006975 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,091 Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 8,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002168 · edgar.xml · derivative · entry 10 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,949 Underlying: Common Stock · 8,949 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2022. F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2022. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002168 · edgar.xml · derivative · entry 9 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,056 Underlying: Common Stock · 2,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2021. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002168 · edgar.xml · derivative · entry 8 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,281 Underlying: Common Stock · 2,281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2020. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 1,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002168 · edgar.xml · derivative · entry 7 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2019. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 594 | $96.22 | $57,154.68 |
DisclosureSEC source: 0001179110-21-002168 · edgar.xml · nonDerivative · entry 6 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,366 Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,027 | $96.22 | $195,037.94 |
DisclosureSEC source: 0001179110-21-002168 · edgar.xml · nonDerivative · entry 5 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 669 | $96.22 | $64,371.18 |
DisclosureSEC source: 0001179110-21-002168 · edgar.xml · nonDerivative · entry 4 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,933 Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,281 | $96.22 | $219,477.82 |
DisclosureSEC source: 0001179110-21-002168 · edgar.xml · nonDerivative · entry 3 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 299 | $96.22 | $28,769.78 |
DisclosureSEC source: 0001179110-21-002168 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,321 Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 1,020 | $96.22 | $98,144.40 |
DisclosureSEC source: 0001179110-21-002168 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:24 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 975 | $90.29 | $88,032.75 |
DisclosureSEC source: 0001179110-21-001627 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,600 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:24 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantCommon Stock | 3,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001627 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,575 F1 · kind: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSU") that were awarded to the Reporting Person on February 19, 2018. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2018 to December 31, 2020 as determined by the Compensation Committee on February 10, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:21 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 4,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002817 · edgar.xml · derivative · entry 6 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vest in whole on February 28, 2020. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:21 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002817 · edgar.xml · derivative · entry 5 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 28, 2018. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:21 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 2,204 | $114.00 | $251,256.00 |
DisclosureSEC source: 0001179110-20-002817 · edgar.xml · nonDerivative · entry 4 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,389 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:21 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 4,975 | $114.00 | $567,150.00 |
DisclosureSEC source: 0001179110-20-002817 · edgar.xml · nonDerivative · entry 3 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:21 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 919 | $114.00 | $104,766.00 |
DisclosureSEC source: 0001179110-20-002817 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,618 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:21 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,073 | $114.00 | $236,322.00 |
DisclosureSEC source: 0001179110-20-002817 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:29 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 6,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002023 · edgar.xml · derivative · entry 7 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,083 Underlying: Common Stock · 6,083 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2021. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:29 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002023 · edgar.xml · derivative · entry 6 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,562 Underlying: Common Stock · 2,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2020. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:29 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 1,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002023 · edgar.xml · derivative · entry 5 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020 Underlying: Common Stock · 1,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2019. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:29 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 1,011 | $120.44 | $121,764.84 |
DisclosureSEC source: 0001179110-20-002023 · edgar.xml · nonDerivative · entry 4 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,464 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:29 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,280 | $120.44 | $274,603.20 |
DisclosureSEC source: 0001179110-20-002023 · edgar.xml · nonDerivative · entry 3 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:29 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 452 | $120.44 | $54,438.88 |
DisclosureSEC source: 0001179110-20-002023 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,195 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:29 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 1,020 | $120.44 | $122,848.80 |
DisclosureSEC source: 0001179110-20-002023 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 21:23 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 15,000 | $120.00 | $1,800,000.00 |
DisclosureSEC source: 0001179110-20-000817 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,627 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:08 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 591 | $115.09 | $68,018.19 |
DisclosureSEC source: 0001179110-20-000585 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,627 Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:08 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 3,337 | $115.09 | $384,055.33 |
DisclosureSEC source: 0001179110-20-000585 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,218 Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 21:38 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 465 | $115.50 | $53,707.50 |
DisclosureSEC source: 0001179110-19-012918 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,555 Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 21:27 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 1,048 | $118.90 | $124,607.20 |
DisclosureSEC source: 0001179110-19-012244 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,020 F1 · balance_after: Reflects a decrease of one share to account for rounding of shares beneficially owned by the reporting person over time. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.