Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cboe Global Markets, Inc.CBOE · Entity 3134 | EXECUTIVE VP, CFO & TREASURER | February 17, 2023 | February 22, 2023 |
| SS&C Technologies Holdings IncSSNC · Entity 3276 | EVP & CFO | August 15, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cboe Global Markets, Inc.
Report date February 17, 2023 · Filed February 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,577 |
Ending reported balance
After 2023-02-21 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2023-02-17 · Sale · Disposed 4,701 · Balance 9,577 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022. Row 2 · 2023-02-19 · Exercise / conversion · Acquired 2,028 · Balance 11,605 Row 3 · 2023-02-19 · Tax withholding · Disposed 899 · Balance 10,706 Row 4 · 2023-02-19 · Exercise / conversion · Acquired 2,983 · Balance 13,689 Row 5 · 2023-02-19 · Tax withholding · Disposed 1,322 · Balance 12,367 Row 6 · 2023-02-19 · Exercise / conversion · Acquired 2,167 · Balance 14,534 Row 7 · 2023-02-19 · Tax withholding · Disposed 960 · Balance 13,574 Row 8 · 2023-02-21 · Sale · Disposed 3,997 · Balance 9,577 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-02-19 · Exercise / conversion · Disposed 2,028 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,983 |
Reported balance
After 2023-02-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-02-19 · Exercise / conversion · Disposed 2,983 · Balance 2,983 F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,336 |
Reported balance
After 2023-02-19 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-02-19 · Exercise / conversion · Disposed 2,167 · Balance 4,336 F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F5: The restricted stock units vest in three equal annual installments, which began on February 19, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,965 |
Reported balance
After 2023-02-19 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-02-19 · Grant · Acquired 6,965 · Balance 6,965 F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F6: The restricted stock units vest in three equal annual installments beginning on February 19, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.
F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2021.
F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2022.
F5: The restricted stock units vest in three equal annual installments, which began on February 19, 2023.
F6: The restricted stock units vest in three equal annual installments beginning on February 19, 2024.
SS&C Technologies Holdings Inc
Report date August 15, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 114,312 |
Ending reported balance
After 2026-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-15 · Exercise / conversion · Acquired 40,170 · Balance 132,249 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2026-08-15 · Tax withholding · Disposed 17,937 · Balance 114,312 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-15 · Exercise / conversion · Disposed 40,170 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On August 15, 2023, the reporting person was granted 115,474 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 1,679 dividend equivalent rights accrued with respect to the underlying restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On August 15, 2023, the reporting person was granted 115,474 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 1,679 dividend equivalent rights accrued with respect to the underlying restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bats Global Markets, Inc.
Report date February 28, 2017 · Filed March 02, 2017
Section 16 reporting ended · disclosed 2017-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 1
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 198,546 · Balance 0 F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). F2: Includes: 5,450 shares of restricted Common Stock that are scheduled to vest 12/1/2017; 10,946 shares of restricted Common Stock that are scheduled to vest 12/1/2018; 15,930 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 7,066 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 78,827 shares of restricted Common Stock that are scheduled to vest 1/13/2020. F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio").
F2: Includes: 5,450 shares of restricted Common Stock that are scheduled to vest 12/1/2017; 10,946 shares of restricted Common Stock that are scheduled to vest 12/1/2018; 15,930 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 7,066 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 78,827 shares of restricted Common Stock that are scheduled to vest 1/13/2020.
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2026 Filed Aug 18, 2026 20:05 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionRestricted Stock Units · Derivative | 40,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-355409 · ownership.xml · derivative · entry 3 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 15, 2023, the reporting person was granted 115,474 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 1,679 dividend equivalent rights accrued with respect to the underlying restricted stock units. F2 · derivative.expiration_date: On August 15, 2023, the reporting person was granted 115,474 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 1,679 dividend equivalent rights accrued with respect to the underlying restricted stock units. Read SEC document |
| August 15, 2026 Filed Aug 18, 2026 20:05 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Tax withholdingCommon Stock | 17,937 | $81.50 | $1,461,865.50 |
DisclosureSEC source: 0001193125-26-355409 · ownership.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,312 Read SEC document |
| August 15, 2026 Filed Aug 18, 2026 20:05 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 40,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-355409 · ownership.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 22, 2026 Filed Feb 23, 2026 23:03 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionRestricted Stock Units · Derivative | 5,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-064513 · ownership.xml · derivative · entry 3 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,165 Underlying: Common Stock · 5,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: On February 22, 2024, the reporting person was granted 15,495 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 139 dividend equivalent rights accrued with respect to the underlying restricted stock units. F2 · shares: On February 22, 2024, the reporting person was granted 15,495 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 139 dividend equivalent rights accrued with respect to the underlying restricted stock units. F2 · derivative.exercise_date: On February 22, 2024, the reporting person was granted 15,495 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 139 dividend equivalent rights accrued with respect to the underlying restricted stock units. F2 · derivative.expiration_date: On February 22, 2024, the reporting person was granted 15,495 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 139 dividend equivalent rights accrued with respect to the underlying restricted stock units. Read SEC document |
| February 22, 2026 Filed Feb 23, 2026 23:03 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Tax withholdingCommon Stock | 2,369 | $71.38 | $169,099.22 |
DisclosureSEC source: 0001193125-26-064513 · ownership.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,079 Read SEC document |
| February 22, 2026 Filed Feb 23, 2026 23:03 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 5,304 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-064513 · ownership.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 14, 2026 Filed Feb 19, 2026 01:47 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionRestricted Stock Units · Derivative | 3,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-057817 · ownership.xml · derivative · entry 9 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,520 Underlying: Common Stock · 3,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_price: On February 14, 2025, the reporting person was granted 11,280 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 46 dividend equivalent rights accrued with respect to the underlying restricted stock units. F5 · shares: On February 14, 2025, the reporting person was granted 11,280 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 46 dividend equivalent rights accrued with respect to the underlying restricted stock units. F5 · derivative.exercise_date: On February 14, 2025, the reporting person was granted 11,280 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 46 dividend equivalent rights accrued with respect to the underlying restricted stock units. F5 · derivative.expiration_date: On February 14, 2025, the reporting person was granted 11,280 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 46 dividend equivalent rights accrued with respect to the underlying restricted stock units. Read SEC document |
| February 14, 2026 Filed Feb 19, 2026 01:47 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Tax withholdingCommon Stock | 1,780 | $72.09 | $128,320.20 |
DisclosureSEC source: 0001193125-26-057817 · ownership.xml · nonDerivative · entry 4 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,144 Read SEC document |
| February 14, 2026 Filed Feb 19, 2026 01:47 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 3,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-057817 · ownership.xml · nonDerivative · entry 3 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 13, 2026 Filed Feb 19, 2026 01:47 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantRestricted Stock Units · Derivative | 13,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-057817 · ownership.xml · derivative · entry 8 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,872 Underlying: Common Stock · 13,872 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_price: The Restricted Stock Units vest 1/3 on each of February 13, 2027, 2028 and 2029. F4 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of February 13, 2027, 2028 and 2029. F4 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of February 13, 2027, 2028 and 2029. Read SEC document |
| February 13, 2026 Filed Feb 19, 2026 01:47 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantStock Option (right to buy) · Derivative | 65,232 | $0.00 Strike: $72.09 | $0.00 |
DisclosureSEC source: 0001193125-26-057817 · ownership.xml · derivative · entry 7 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,232 Underlying: Common Stock · 65,232 shares Expires 2036-02-13 F3 · derivative.exercise_date: Represents a time-vesting stock option, which vests as to one quarter on February 13, 2027 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant. Read SEC document |
| February 13, 2026 Filed Feb 19, 2026 01:47 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionPerformance Stock Units · Derivative | 73,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-057817 · ownership.xml · derivative · entry 6 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: The performance stock units were granted on August 15, 2023 and became eligible to vest upon certification by the Compensation Committee on February 13, 2026 that performance goals for the FY2023-FY2025 period were achieved at 200% of target.The number of securities reported in column 5 and 7 includes 1,263 dividend equivalent rights with respect to the underlying performance stock units (prior to adjustment for achievement of performance at 200% of target). F2 · derivative.exercise_date: The performance stock units were granted on August 15, 2023 and became eligible to vest upon certification by the Compensation Committee on February 13, 2026 that performance goals for the FY2023-FY2025 period were achieved at 200% of target.The number of securities reported in column 5 and 7 includes 1,263 dividend equivalent rights with respect to the underlying performance stock units (prior to adjustment for achievement of performance at 200% of target). F2 · derivative.expiration_date: The performance stock units were granted on August 15, 2023 and became eligible to vest upon certification by the Compensation Committee on February 13, 2026 that performance goals for the FY2023-FY2025 period were achieved at 200% of target.The number of securities reported in column 5 and 7 includes 1,263 dividend equivalent rights with respect to the underlying performance stock units (prior to adjustment for achievement of performance at 200% of target). Read SEC document |
| February 13, 2026 Filed Feb 19, 2026 01:47 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantPerformance Stock Units · Derivative | 73,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-057817 · ownership.xml · derivative · entry 5 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,588 Underlying: Common Stock · 73,588 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: The performance stock units were granted on August 15, 2023 and became eligible to vest upon certification by the Compensation Committee on February 13, 2026 that performance goals for the FY2023-FY2025 period were achieved at 200% of target.The number of securities reported in column 5 and 7 includes 1,263 dividend equivalent rights with respect to the underlying performance stock units (prior to adjustment for achievement of performance at 200% of target). F2 · shares: The performance stock units were granted on August 15, 2023 and became eligible to vest upon certification by the Compensation Committee on February 13, 2026 that performance goals for the FY2023-FY2025 period were achieved at 200% of target.The number of securities reported in column 5 and 7 includes 1,263 dividend equivalent rights with respect to the underlying performance stock units (prior to adjustment for achievement of performance at 200% of target). F2 · derivative.exercise_date: The performance stock units were granted on August 15, 2023 and became eligible to vest upon certification by the Compensation Committee on February 13, 2026 that performance goals for the FY2023-FY2025 period were achieved at 200% of target.The number of securities reported in column 5 and 7 includes 1,263 dividend equivalent rights with respect to the underlying performance stock units (prior to adjustment for achievement of performance at 200% of target). F2 · derivative.expiration_date: The performance stock units were granted on August 15, 2023 and became eligible to vest upon certification by the Compensation Committee on February 13, 2026 that performance goals for the FY2023-FY2025 period were achieved at 200% of target.The number of securities reported in column 5 and 7 includes 1,263 dividend equivalent rights with respect to the underlying performance stock units (prior to adjustment for achievement of performance at 200% of target). Read SEC document |
| February 13, 2026 Filed Feb 19, 2026 01:47 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Tax withholdingCommon Stock | 32,858 | $72.09 | $2,368,733.22 |
DisclosureSEC source: 0001193125-26-057817 · ownership.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,118 Read SEC document |
| February 13, 2026 Filed Feb 19, 2026 01:47 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 73,588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-057817 · ownership.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:42 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionRestricted Stock Units · Derivative | 39,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001537240-25-000004 · ownership.xml · derivative · entry 3 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,491 Underlying: Common Stock · 39,616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 15, 2023, the reporting person was granted 115,474 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 1,124 dividend equivalent rights accrued with respect to the underlying restricted stock units. F2 · derivative.expiration_date: On August 15, 2023, the reporting person was granted 115,474 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 1,124 dividend equivalent rights accrued with respect to the underlying restricted stock units. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:42 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Tax withholdingCommon Stock | 18,521 | $86.83 | $1,608,178.43 |
DisclosureSEC source: 0001537240-25-000004 · ownership.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,388 Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:42 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 39,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001537240-25-000004 · ownership.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 01:43 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Tax withholdingCommon Stock | 1,613 | $88.60 | $142,911.80 |
DisclosureSEC source: 0000950170-25-027182 · ownership.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,293 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 01:43 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 5,239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-027182 · ownership.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 22, 2025 Filed Feb 26, 2025 01:43 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionRestricted Stock Units · Derivative | 5,239 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027182 · ownership.xml · derivative · entry 3 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,330 Underlying: Common Stock · 5,239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 22, 2024, the reporting person was granted 15,495 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in column 5 and 7 include 74 dividend equivalent rights accrued with respect to the underlying restricted stock units. F2 · derivative.expiration_date: On February 22, 2024, the reporting person was granted 15,495 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in column 5 and 7 include 74 dividend equivalent rights accrued with respect to the underlying restricted stock units. F2 · derivative.underlying_shares: On February 22, 2024, the reporting person was granted 15,495 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in column 5 and 7 include 74 dividend equivalent rights accrued with respect to the underlying restricted stock units. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:00 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantRestricted Stock Units · Derivative | 11,280 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-023317 · ownership.xml · derivative · entry 2 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,280 Underlying: Common Stock · 11,280 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units vest 1/3 on each of February 14, 2026, 2027 and 2028. F2 · shares: The Restricted Stock Units vest 1/3 on each of February 14, 2026, 2027 and 2028. F2 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of February 14, 2026, 2027 and 2028. F2 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of February 14, 2026, 2027 and 2028. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:00 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantStock Option (right to buy) · Derivative | 49,505 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0000950170-25-023317 · ownership.xml · derivative · entry 1 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,505 Underlying: Common Stock · 49,505 shares Expires 2035-02-14 F1 · shares: Represents a time-vesting stock option, which vests as to one quarter on February 14, 2026 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant. F1 · derivative.exercise_date: Represents a time-vesting stock option, which vests as to one quarter on February 14, 2026 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 22:53 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionRestricted Stock Units · Derivative | 39,114 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-098744 · ownership.xml · derivative · entry 3 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,983 Underlying: Common Stock · 39,114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 15, 2023, the reporting person was granted 115,474 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 623 dividend equivalent rights accrued with respect to the underlying restricted stock units. F2 · derivative.expiration_date: On August 15, 2023, the reporting person was granted 115,474 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 623 dividend equivalent rights accrued with respect to the underlying restricted stock units. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 22:53 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Tax withholdingCommon Stock | 17,447 | $72.40 | $1,263,162.80 |
DisclosureSEC source: 0000950170-24-098744 · ownership.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,667 Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 22:53 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 39,114 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-098744 · ownership.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 22:41 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantRestricted Stock Units · Derivative | 15,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003952 · doc4.xml · derivative · entry 2 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,495 Underlying: Common Stock · 15,495 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027. F2 · shares: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027. F2 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027. F2 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 22:41 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantStock Option (right to buy) · Derivative | 58,310 | $0.00 Strike: $64.54 | $0.00 |
DisclosureSEC source: 0001209191-24-003952 · doc4.xml · derivative · entry 1 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,310 Underlying: Common Stock · 58,310 shares Expires 2034-02-22 F1 · shares: Represents a time-vesting stock option, which vests as to one quarter on February 22, 2025 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant. F1 · derivative.exercise_date: Represents a time-vesting stock option, which vests as to one quarter on February 22, 2025 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:15 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantRestricted Stock Units · Derivative | 115,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046255 · doc4.xml · derivative · entry 2 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,474 Underlying: Common Stock · 115,474 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units vest 1/3 on each of August 15, 2024, 2025 and 2026. F2 · shares: The Restricted Stock Units vest 1/3 on each of August 15, 2024, 2025 and 2026. F2 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of August 15, 2024, 2025 and 2026. F2 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of August 15, 2024, 2025 and 2026. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:15 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantStock Option (right to buy) · Derivative | 61,882 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001209191-23-046255 · doc4.xml · derivative · entry 1 Schell Brian N · CIK 0001537240 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,882 Underlying: Common Stock · 61,882 shares Expires 2033-08-15 F1 · shares: One quarter vests on August 15, 2024 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant. F1 · derivative.exercise_date: One quarter vests on August 15, 2024 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 21:51 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 3,997 | $129.00 | $515,613.00 |
DisclosureSEC source: 0001415889-23-003002 · form4-02222023_090229.xml · nonDerivative · entry 8 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,577 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 21:51 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 6,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-003002 · form4-02222023_090229.xml · derivative · entry 12 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,965 Underlying: Common Stock · 6,965 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F6 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2024. F6 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2024. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 21:51 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-003002 · form4-02222023_090229.xml · derivative · entry 11 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,336 Underlying: Common Stock · 2,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2023. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 21:51 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-003002 · form4-02222023_090229.xml · derivative · entry 10 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,983 Underlying: Common Stock · 2,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2022. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 21:51 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-003002 · form4-02222023_090229.xml · derivative · entry 9 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2021. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 21:51 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 960 | $129.09 | $123,926.40 |
DisclosureSEC source: 0001415889-23-003002 · form4-02222023_090229.xml · nonDerivative · entry 7 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,574 Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 21:51 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,167 | $129.09 | $279,738.03 |
DisclosureSEC source: 0001415889-23-003002 · form4-02222023_090229.xml · nonDerivative · entry 6 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 21:51 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 1,322 | $129.09 | $170,656.98 |
DisclosureSEC source: 0001415889-23-003002 · form4-02222023_090229.xml · nonDerivative · entry 5 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,367 Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 21:51 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,983 | $129.09 | $385,075.47 |
DisclosureSEC source: 0001415889-23-003002 · form4-02222023_090229.xml · nonDerivative · entry 4 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 21:51 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 899 | $129.09 | $116,051.91 |
DisclosureSEC source: 0001415889-23-003002 · form4-02222023_090229.xml · nonDerivative · entry 3 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,706 Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 21:51 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,028 | $129.09 | $261,794.52 |
DisclosureSEC source: 0001415889-23-003002 · form4-02222023_090229.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:51 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 4,701 | $125.96 | $592,137.96 |
DisclosureSEC source: 0001415889-23-003002 · form4-02222023_090229.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,577 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 4,013 | $126.88 | $509,169.44 |
DisclosureSEC source: 0001415889-23-002285 · form4-02102023_090214.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,278 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantCommon Stock | 8,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002285 · form4-02102023_090214.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,291 F1 · kind: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSU") that were awarded to the Reporting Person on February 19, 2020. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2020 to December 31, 2022 as determined by the Compensation Committee on February 8, 2023. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 1,829 | $130.00 | $237,770.00 |
DisclosureSEC source: 0001415889-22-011158 · form4-11082022_091117.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,341 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:08 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 7,303 | $117.11 | $855,254.33 |
DisclosureSEC source: 0001415889-22-010348 · form4-10052022_011043.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,170 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 21:33 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GiftCommon Stock | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009544 · form4-09122022_020909.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EXECUTIVE VP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,473 Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 23:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 6,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001557 · edgar.xml · derivative · entry 10 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,503 Underlying: Common Stock · 6,503 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2023. F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2023. Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 23:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001557 · edgar.xml · derivative · entry 9 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,966 Underlying: Common Stock · 2,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2022. Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 23:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001557 · edgar.xml · derivative · entry 8 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,028 Underlying: Common Stock · 2,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.