Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cboe Global Markets, Inc.CBOE · Entity 3134 | EXECUTIVE VP, CFO & TREASURER | February 17, 2023 | February 22, 2023 |
| SS&C Technologies Holdings IncSSNC · Entity 3276 | EVP & CFO | August 15, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cboe Global Markets, Inc.
Report date February 17, 2023 · Filed February 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,577 |
Ending reported balance
After 2023-02-21 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2023-02-17 · Sale · Disposed 4,701 · Balance 9,577 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022. Row 2 · 2023-02-19 · Exercise / conversion · Acquired 2,028 · Balance 11,605 Row 3 · 2023-02-19 · Tax withholding · Disposed 899 · Balance 10,706 Row 4 · 2023-02-19 · Exercise / conversion · Acquired 2,983 · Balance 13,689 Row 5 · 2023-02-19 · Tax withholding · Disposed 1,322 · Balance 12,367 Row 6 · 2023-02-19 · Exercise / conversion · Acquired 2,167 · Balance 14,534 Row 7 · 2023-02-19 · Tax withholding · Disposed 960 · Balance 13,574 Row 8 · 2023-02-21 · Sale · Disposed 3,997 · Balance 9,577 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-02-19 · Exercise / conversion · Disposed 2,028 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,983 |
Reported balance
After 2023-02-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-02-19 · Exercise / conversion · Disposed 2,983 · Balance 2,983 F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,336 |
Reported balance
After 2023-02-19 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-02-19 · Exercise / conversion · Disposed 2,167 · Balance 4,336 F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F5: The restricted stock units vest in three equal annual installments, which began on February 19, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,965 |
Reported balance
After 2023-02-19 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-02-19 · Grant · Acquired 6,965 · Balance 6,965 F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F6: The restricted stock units vest in three equal annual installments beginning on February 19, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.
F2: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2021.
F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2022.
F5: The restricted stock units vest in three equal annual installments, which began on February 19, 2023.
F6: The restricted stock units vest in three equal annual installments beginning on February 19, 2024.
SS&C Technologies Holdings Inc
Report date August 15, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 114,312 |
Ending reported balance
After 2026-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-15 · Exercise / conversion · Acquired 40,170 · Balance 132,249 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2026-08-15 · Tax withholding · Disposed 17,937 · Balance 114,312 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-15 · Exercise / conversion · Disposed 40,170 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On August 15, 2023, the reporting person was granted 115,474 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 1,679 dividend equivalent rights accrued with respect to the underlying restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On August 15, 2023, the reporting person was granted 115,474 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 1,679 dividend equivalent rights accrued with respect to the underlying restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bats Global Markets, Inc.
Report date February 28, 2017 · Filed March 02, 2017
Section 16 reporting ended · disclosed 2017-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 1
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 198,546 · Balance 0 F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). F2: Includes: 5,450 shares of restricted Common Stock that are scheduled to vest 12/1/2017; 10,946 shares of restricted Common Stock that are scheduled to vest 12/1/2018; 15,930 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 7,066 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 78,827 shares of restricted Common Stock that are scheduled to vest 1/13/2020. F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio").
F2: Includes: 5,450 shares of restricted Common Stock that are scheduled to vest 12/1/2017; 10,946 shares of restricted Common Stock that are scheduled to vest 12/1/2018; 15,930 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 7,066 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 78,827 shares of restricted Common Stock that are scheduled to vest 1/13/2020.
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2019 Filed Jun 4, 2019 20:18 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 10,000 | $108.47 | $1,084,700.00 |
DisclosureSEC source: 0001179110-19-007105 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,069 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:26 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003045 · edgar.xml · derivative · entry 3 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,073 Underlying: Common Stock · 2,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 28, 2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:26 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 919 | $95.91 | $88,141.29 |
DisclosureSEC source: 0001179110-19-003045 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,069 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:26 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,073 | $95.91 | $198,821.43 |
DisclosureSEC source: 0001179110-19-003045 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:26 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003043 · edgar.xml · derivative · entry 3 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,073 Underlying: Common Stock · 2,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 28, 2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:26 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 919 | $95.91 | $88,141.29 |
DisclosureSEC source: 0001179110-19-003043 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,069 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:26 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,073 | $95.91 | $198,821.43 |
DisclosureSEC source: 0001179110-19-003043 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:15 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 6,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002229 · edgar.xml · derivative · entry 4 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,842 Underlying: Common Stock · 6,842 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2020. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2020. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:15 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 1,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002229 · edgar.xml · derivative · entry 3 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,040 Underlying: Common Stock · 1,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:15 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 452 | $94.16 | $42,560.32 |
DisclosureSEC source: 0001179110-19-002229 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,915 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:15 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 1,019 | $94.16 | $95,949.04 |
DisclosureSEC source: 0001179110-19-002229 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2019 Filed Jan 15, 2019 22:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 505 | $91.39 | $46,151.95 |
DisclosureSEC source: 0001179110-19-000732 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,348 Read SEC document |
| January 13, 2019 Filed Jan 15, 2019 22:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 3,095 | $91.39 | $282,852.05 |
DisclosureSEC source: 0001179110-19-000732 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,853 Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 465 | $100.89 | $46,913.85 |
DisclosureSEC source: 0001179110-18-014099 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,948 Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 21:08 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 1,048 | $107.62 | $112,785.76 |
DisclosureSEC source: 0001179110-18-013399 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,413 Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 21:08 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 1,080 | $107.62 | $116,229.60 |
DisclosureSEC source: 0001179110-18-013399 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,461 Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:37 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 5,000 | $108.30 | $541,500.00 |
DisclosureSEC source: 0001179110-18-007245 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,541 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:45 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003361 · edgar.xml · derivative · entry 3 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,146 Underlying: Common Stock · 2,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 28, 2018. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:45 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 919 | $112.01 | $102,937.19 |
DisclosureSEC source: 0001179110-18-003361 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,541 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:45 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,073 | $112.01 | $232,196.73 |
DisclosureSEC source: 0001179110-18-003361 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:26 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 3,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002523 · edgar.xml · derivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,059 Underlying: Common Stock · 3,059 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2019. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2019. Read SEC document |
| January 13, 2018 Filed Jan 16, 2018 23:23 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 591 | $131.51 | $77,722.41 |
DisclosureSEC source: 0001179110-18-000895 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,387 Read SEC document |
| January 13, 2018 Filed Jan 16, 2018 23:23 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 3,719 | $131.51 | $489,085.69 |
DisclosureSEC source: 0001179110-18-000895 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · Executive VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,978 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 15:16 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | Disposition to issuerCommon Stock | 198,546 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003552 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). F2 · shares: Includes: 5,450 shares of restricted Common Stock that are scheduled to vest 12/1/2017; 10,946 shares of restricted Common Stock that are scheduled to vest 12/1/2018; 15,930 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 7,066 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 78,827 shares of restricted Common Stock that are scheduled to vest 1/13/2020. F1 · price: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 22:12 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | GrantCommon Stock | 8,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001007 · edgar.xml · nonDerivative · entry 2 Schell Brian N · CIK 0001537240 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,546 F3 · shares: Includes 8,987 shares of unvested restricted stock that vest ratably over the next three years. F1 · balance_after: Includes 538 shares acquired under the Bats Global Markets, Inc. 2016 Employee Stock Purchase Plan (ESPP) for the offering period July 1, 2016 through December 31, 2016. In accordance with the ESPP, the shares were purchased at 90% of the closing price of the Issuer's common stock on July 1, 2016. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 22:12 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | Tax withholdingCommon Stock | 7,828 | $33.76 | $264,273.28 |
DisclosureSEC source: 0001179110-17-001007 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,559 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted shares granted to the reporting person under the Issuer's Third Amended and Restated 2012 Equity Incentive Plan. F1 · balance_after: Includes 538 shares acquired under the Bats Global Markets, Inc. 2016 Employee Stock Purchase Plan (ESPP) for the offering period July 1, 2016 through December 31, 2016. In accordance with the ESPP, the shares were purchased at 90% of the closing price of the Issuer's common stock on July 1, 2016. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:58 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | GrantCommon Stock | 7,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-033207 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,849 F1 · shares: Includes 7,066 shares of unvested restricted stock that vests ratably over three years. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:30 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | Tax withholdingCommon Stock | 8,643 | $31.95 | $276,143.85 |
DisclosureSEC source: 0001179110-16-032402 · edgar.xml · nonDerivative · entry 1 Schell Brian N · CIK 0001537240 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,783 F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted shares granted to the reporting person under the Issuer's Third Amended and Restated 2012 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.