Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Evanston Multi-Alpha FundNONE · Entity 1409 | Independent Trustee | August 13, 2026 | August 18, 2026 |
| Octagon XAI CLO Income Fund[NONE] · Entity 39721 | Trustee | February 16, 2024 | February 26, 2024 |
| XAI Floating Rate & Alternative Income TrustXFLT · Entity 5990 | Trustee | September 10, 2018 | September 13, 2018 |
| XAI Madison Equity Premium Income FundMCN · Entity 6653 | Trustee | December 02, 2024 | December 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Evanston Multi-Alpha Fund
Report date August 13, 2026 · Filed August 18, 2026
This filing explicitly reported no securities owned.
Octagon XAI CLO Income Fund
Report date February 16, 2024 · Filed February 26, 2024
This filing explicitly reported no securities owned.
XAI Floating Rate & Alternative Income Trust
Report date September 10, 2018 · Filed September 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 30,000 |
Ending reported balance
After 2018-09-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-09-10 · Purchase · Acquired 1,045 · Balance 29,100 Row 2 · 2018-09-10 · Purchase · Acquired 900 · Balance 30,000 |
XAI Madison Equity Premium Income Fund
Report date December 02, 2024 · Filed December 02, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2018 Filed Sep 13, 2018 16:13 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 1,955 | $9.89 | $19,334.95 |
DisclosureSEC source: 0001706902-18-000005 · primary_doc.xml · nonDerivative · entry 3 Cupps Danielle · CIK 0001706902 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,055 Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 16:13 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 100 | $9.85 | $985.00 |
DisclosureSEC source: 0001706902-18-000005 · primary_doc.xml · nonDerivative · entry 2 Cupps Danielle · CIK 0001706902 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,100 Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 16:13 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 2,000 | $9.89 | $19,780.00 |
DisclosureSEC source: 0001706902-18-000005 · primary_doc.xml · nonDerivative · entry 1 Cupps Danielle · CIK 0001706902 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 18:11 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 201 | $9.89 | $1,987.89 |
DisclosureSEC source: 0001706902-18-000004 · primary_doc.xml · nonDerivative · entry 2 Cupps Danielle · CIK 0001706902 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 18:11 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 1,799 | $9.93 | $17,862.27 |
DisclosureSEC source: 0001706902-18-000004 · primary_doc.xml · nonDerivative · entry 1 Cupps Danielle · CIK 0001706902 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,799 Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 21:04 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 2,000 | $9.88 | $19,758.00 |
DisclosureSEC source: 0001706902-18-000003 · primary_doc.xml · nonDerivative · entry 1 Cupps Danielle · CIK 0001706902 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 19:59 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 900 | $9.88 | $8,892.00 |
DisclosureSEC source: 0001706902-18-000006 · primary_doc.xml · nonDerivative · entry 2 Cupps Danielle · CIK 0001706902 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 19:59 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 1,045 | $9.89 | $10,335.05 |
DisclosureSEC source: 0001706902-18-000006 · primary_doc.xml · nonDerivative · entry 1 Cupps Danielle · CIK 0001706902 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,100 Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 17:04 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 300 | $10.02 | $3,006.00 |
DisclosureSEC source: 0001706902-18-000002 · primary_doc.xml · nonDerivative · entry 2 Cupps Danielle · CIK 0001706902 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 17:04 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 4,700 | $10.03 | $47,141.00 |
DisclosureSEC source: 0001706902-18-000002 · primary_doc.xml · nonDerivative · entry 1 Cupps Danielle · CIK 0001706902 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,700 Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 16:05 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 3,800 | $10.01 | $38,038.00 |
DisclosureSEC source: 0001706902-18-000001 · primary_doc.xml · nonDerivative · entry 2 Cupps Danielle · CIK 0001706902 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 16:05 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 1,200 | $9.95 | $11,934.00 |
DisclosureSEC source: 0001706902-18-000001 · primary_doc.xml · nonDerivative · entry 1 Cupps Danielle · CIK 0001706902 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.