Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | See Remarks | September 16, 2026 | September 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date September 16, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,500 |
Reported balance
After 2026-09-16 transaction · row 1
1 source rowRow 1 · 2026-09-16 · Sale · Disposed 2,870 · Balance 126,500 F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2025, as modified on May 22, 2026. F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $265.18 to $274.16. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 341,731 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 341,731 F3: Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2025, as modified on May 22, 2026.
F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $265.18 to $274.16. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2021 Filed Jan 28, 2021 23:38 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,375 | $40.27 | $95,649.33 |
DisclosureSEC source: 0001209191-21-005921 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,586 F1 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units ("RSUs"). Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:38 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005921 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 23:38 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005921 · doc4.xml · derivative · entry 4 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Class A Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 23:38 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005921 · doc4.xml · derivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021. F3 · derivative.expiration_date: The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:45 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,334 | $18.68 | $43,605.89 |
DisclosureSEC source: 0001209191-20-059237 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,295 F1 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $18.40 to $19.0101 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 13, 2020 Filed Oct 14, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 15,586 | $20.95 | $326,539.17 |
DisclosureSEC source: 0001209191-20-054835 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,629 F3 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the RSU, the acquisition of which is reported herein. F4 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $20.90 to $21.04 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054835 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,215 F1 · shares: Restricted Stock Units (the "RSU") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSU is fully vested on the date of grant, October 12, 2020. F2 · balance_after: Includes 2,500 shares acquired on August 14, 2020 under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 23:31 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044342 · doc4.xml · derivative · entry 7 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 23:31 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 28,029 | $12.67 | $355,040.54 |
DisclosureSEC source: 0001209191-20-044342 · doc4.xml · nonDerivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,715 F2 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $12.51 to $13.06, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 23:31 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044342 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 23:31 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 39,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044342 · doc4.xml · derivative · entry 6 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 39,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 23:31 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044342 · doc4.xml · derivative · entry 5 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 23:31 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044342 · doc4.xml · derivative · entry 4 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B common stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 23:31 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 39,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044342 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 22:06 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A common stock | 77,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037044 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,001 F1 · shares: Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly istallments thereafter for two years subject to the reporting person's continued service through each vesting date. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 23:41 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 3,146 | $11.47 | $36,092.17 |
DisclosureSEC source: 0001209191-20-010775 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,001 F1 · kind: Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs that vested on February 15, 2020 (the initial acquisition of which had already been reported on Table I), pursuant to a Rule 10b5-1 trading plan entered into by reporting person. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities. F2 · price: This transaction was executed in multiple trades at prices ranging from $11.25 to $11.60. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Includes 2,500 shares acquired on February 14, 2020 under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 19,245 | $8.33 | $160,391.68 |
DisclosureSEC source: 0001209191-20-005568 · doc4.xml · nonDerivative · entry 4 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,647 F3 · kind: Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs, pursuant to a Rule 10b5-1 trading entered into by reporting person. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.13 to $8.46, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class A common stock) · Derivative | 39,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 11 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,893 Underlying: Class A common stock · 39,893 shares Expires 2028-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F10 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B common stock · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 10 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of a derivative security pursuant to its terms. F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B common stock · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 9 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Class A common stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class B common stock) · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 8 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B common stock · 6,666 shares Expires 2026-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F8 · derivative.exercise_date: These RSUs vest 50% on January 25, 2019 and 50% on January 25, 2020. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B common stock · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 7 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 13,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of a derivative security pursuant to its terms. F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B common stock · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 6 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Class A common stock · 13,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class B common stock) · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 5 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Class B common stock · 13,333 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs vest 34% on January 25, 2019 and the remaining in two equal installments on January 25, 2020 and 2021. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A common stock | 39,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005568 · doc4.xml · nonDerivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Delivery of the shares in settlement of the vested RSUs was deferred to January 28, 2020. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A common stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005568 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. F2 · shares: Delivery of the shares in settlement of the vested RSUs was deferred to January 28, 2020. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A common stock | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005568 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. F2 · shares: Delivery of the shares in settlement of the vested RSUs was deferred to January 28, 2020. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 22:42 UTC | Bloom Energy Corp BE · Entity 2659 | GrantEmployee Stock Option (Class A common stock) · Derivative | 56,000 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001209191-19-056452 · doc4.xml · derivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Underlying: Class A common stock · 56,000 shares Expires 2029-11-11 F1 · derivative.exercise_date: If the Company's stock price reaches $8 (calculated based on a 30-day average) on or before 11/22/20, 1/3 of the options vest on 11/11/20. If the stock price reaches $8 after 11/11/20 but before 11/11/24, 1/3 of the Options vest on the date the share price reaches $8. If the stock price reaches $11 on or before 11/11/21, 1/3 of the options vest on 11/11/21. If the stock price reaches $11 after 11/11/21 but before 11/11/24, 1/3 of the options vest on the date the share price reaches $11. If the stock price reaches $14 on or before 11/11/22, 1/3 of the options vest on 11/11/2022. If the stock price reaches $14 by 11/11/22 but before 11/11/24, 1/3 of the options vest on the date the price reaches $14. If the stock price does not reach $14 by 11/11/24, 1/3 of the options shall be canceled. Any stock options that have not vested by 11/11/24 shall be canceled. Read SEC document |
| October 08, 2019 Filed Oct 9, 2019 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 4,797 | $3.11 | $14,935.46 |
DisclosureSEC source: 0001209191-19-052839 · doc4.xml · nonDerivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,000 F4 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan entered into by reporting person F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.06 to $3.18, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B common stock · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052839 · doc4.xml · derivative · entry 8 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F3 · kind: Conversion of derivative security in accordance with its terms. F10 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F10 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B common stock · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052839 · doc4.xml · derivative · entry 7 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class B common stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F10 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F10 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class B common stock) · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052839 · doc4.xml · derivative · entry 6 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class B common stock · 20,000 shares Expires 2028-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Class B common stock RSU represents a contingent right to receive 1 share of the Issuer's Class B Common Stock upon settlement. F1 · kind: Delivery of such shares which vested as noted was deferred by the reporting person until October 7, 2019. F9 · derivative.exercise_date: The RSU's will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units (Class A common stock) · Derivative | 33,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052839 · doc4.xml · derivative · entry 5 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 33,334 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Class A common stock RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F1 · kind: Delivery of such shares which vested as noted was deferred by the reporting person until October 7, 2019. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units (Class A common stock) · Derivative | 39,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052839 · doc4.xml · derivative · entry 4 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,786 Underlying: Class A common stock · 39,893 shares Expires 2028-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Class A common stock RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F1 · kind: Delivery of such shares which vested as noted was deferred by the reporting person until October 7, 2019. F7 · derivative.exercise_date: The RSU vests over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A common stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052839 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Delivery of such shares which vested as noted was deferred by the reporting person until October 7, 2019. F3 · kind: Conversion of derivative security in accordance with its terms. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A common stock | 73,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052839 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Delivery of such shares which vested as noted was deferred by the reporting person until October 7, 2019. F2 · balance_after: Includes 1,105 shares issued in connection with the reporting person's participation in the issuer's Employee Stock Purchase Plan. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 20:53 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock option (nonqualified stock option) · Derivative | 37,183 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042651 · doc4.xml · derivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,183 Underlying: Class A Common Stock · 37,183 shares Expires 2029-07-15 F1 · derivative.exercise_date: Stock options vest 25% on the one-year anniversary of February 15, 2019, with the remaining options vesting in equal quarterly installments over a period of three years, subject to the reporting person's continued service with the Company. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 13,897 | $12.28 | $170,660.72 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · nonDerivative · entry 6 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,465 F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 4,612 | $12.28 | $56,637.20 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · nonDerivative · entry 4 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,468 F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,322 | $12.28 | $28,515.09 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,747 F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019. Read SEC document |
| April 26, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 13,897 | $12.28 | $170,660.72 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · nonDerivative · entry 6 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,465 F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019. F3 · price: This transaction was executed in multiple trades at prices ranging from $12.1250 to $12.5200. The price reported above reflects the weighted average sales price. Read SEC document |
| April 26, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 4,612 | $12.28 | $56,637.20 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · nonDerivative · entry 4 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,468 F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019. F3 · price: This transaction was executed in multiple trades at prices ranging from $12.1250 to $12.5200. The price reported above reflects the weighted average sales price. Read SEC document |
| April 26, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,322 | $12.28 | $28,515.09 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,747 F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019. F3 · price: This transaction was executed in multiple trades at prices ranging from $12.1250 to $12.5200. The price reported above reflects the weighted average sales price. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 39,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · derivative · entry 15 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 39,894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of a derivative security pursuant to its terms. F5 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F5 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 39,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · derivative · entry 14 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,894 Underlying: Class A Common Stock · 39,894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F4 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F4 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F4 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 39,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · derivative · entry 13 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,679 Underlying: Class B Common Stock · 39,894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F4 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F4 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · derivative · entry 12 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of a derivative security pursuant to its terms. F5 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F5 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · derivative · entry 11 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Class A Common Stock · 13,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F4 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F4 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F4 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · derivative · entry 10 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Class B Common Stock · 13,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F4 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F4 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · derivative · entry 9 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of a derivative security pursuant to its terms. F5 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F5 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.