Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | See Remarks | September 16, 2026 | September 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date September 16, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,500 |
Reported balance
After 2026-09-16 transaction · row 1
1 source rowRow 1 · 2026-09-16 · Sale · Disposed 2,870 · Balance 126,500 F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2025, as modified on May 22, 2026. F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $265.18 to $274.16. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 341,731 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 341,731 F3: Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2025, as modified on May 22, 2026.
F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $265.18 to $274.16. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · derivative · entry 8 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Class A Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F4 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F4 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F4 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · derivative · entry 7 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,332 Underlying: Class B Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F4 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F4 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 39,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · nonDerivative · entry 5 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · nonDerivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:47 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026424 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 39,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · derivative · entry 15 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 39,894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of a derivative security pursuant to its terms. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 39,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · derivative · entry 14 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,894 Underlying: Class A Common Stock · 39,894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 39,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · derivative · entry 13 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,679 Underlying: Class B Common Stock · 39,894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · derivative · entry 12 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of a derivative security pursuant to its terms. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · derivative · entry 11 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Class A Common Stock · 13,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · derivative · entry 10 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Class B Common Stock · 13,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · derivative · entry 9 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of a derivative security pursuant to its terms. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · derivative · entry 8 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Class A Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · derivative · entry 7 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,332 Underlying: Class B Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 39,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · nonDerivative · entry 5 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · nonDerivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:40 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026779 · doc4a.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:26 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Non-qualified Stock Option) · Derivative | 38,903 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-19-011692 · doc4.xml · derivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,903 Underlying: Class A Common Stock · 38,903 shares Expires not disclosed F3 · derivative.exercise_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. The stock options expire 10 years from the date of grant. F3 · derivative.expiration_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. The stock options expire 10 years from the date of grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:26 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A Common Stock | 38,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011692 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,403 F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The RSUs vest as to 25% of the shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. F2 · balance_after: Includes 2,500 shares acquired under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:44 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class A Common Stock) · Derivative | 33,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046668 · doc4.xml · derivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Class A Common Stock · 33,334 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSU will vest 100% on the first allowable trading day following July 24, 2019, subject to Issuer's Insider Trading Policy and to the reporting person's continuous service with the Issuer through the vesting date. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:44 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Right to Buy)(Class A Common Stock) · Derivative | 100,000 | $0.00 Strike: $27.65 | $0.00 |
DisclosureSEC source: 0001209191-18-046668 · doc4.xml · derivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires 2028-08-09 F1 · derivative.exercise_date: The option will vest in three equal annual installments commencing on the second year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is fully vested on July 24, 2022, subject to the reporting person's continued service through each vesting date. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 00:21 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU)(Class A Common Stock) · Derivative | 159,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045441 · doc4.xml · derivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,573 Underlying: Class A Common Stock · 159,573 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSU vests over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Read SEC document |
| July 27, 2018 Filed Aug 1, 2018 00:34 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 26,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044637 · doc4.xml · derivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 Underlying: Class B Common Stock · 26,666 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU will vest 50% at the end of lock-up period and during an open trading window and the remaining 50% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Aug 1, 2018 00:34 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative | 19,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044637 · doc4.xml · derivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,998 Underlying: Class B Common Stock · 19,998 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Aug 1, 2018 00:34 UTC | Bloom Energy Corp BE · Entity 2659 | PurchaseClass A Common Stock | 1,000 | $15.00 | $15,000.00 |
DisclosureSEC source: 0001209191-18-044637 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| July 24, 2018 Filed Jul 27, 2018 01:36 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044121 · doc4.xml · derivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Class B Common Stock · 40,000 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU's will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 27, 2018 01:36 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Right to Buy Class B Common Stock) · Derivative | 20,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044121 · doc4.xml · derivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class B Common Stock · 20,000 shares Expires 2028-07-23 F1 · derivative.exercise_date: The option will vest at the rate of 50% on the one year anniversary of July 24, 2018, and the remaining 50% on the second year anniversary of such date, subject to the reporting person's continued service through each vesting date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.