Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | See Remarks | September 16, 2026 | September 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date September 16, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,500 |
Reported balance
After 2026-09-16 transaction · row 1
1 source rowRow 1 · 2026-09-16 · Sale · Disposed 2,870 · Balance 126,500 F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2025, as modified on May 22, 2026. F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $265.18 to $274.16. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 341,731 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 341,731 F3: Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2025, as modified on May 22, 2026.
F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $265.18 to $274.16. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2023 Filed Feb 18, 2023 00:11 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 3,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005539 · doc4.xml · derivative · entry 6 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,127 Underlying: Class A Common Stock · 3,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F7 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. F7 · derivative.expiration_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:11 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A Common Stock | 34,588 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005539 · doc4.xml · nonDerivative · entry 4 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,201 F3 · kind: On January 14, 2022, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 32,940 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period related to the services business. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 15, 2023, which resulted in a payout of 1.05 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2023, another third on February 15, 2024 and the remaining third on February 15, 2025, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:11 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A Common Stock | 35,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005539 · doc4.xml · nonDerivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,613 F2 · kind: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. One-third of the RSUs will vest on February 15, 2024, and the remaining will vest in equal quarterly installments for the following two years, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:11 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 16,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005539 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:11 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 3,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005539 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,255 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 22:00 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 26,837 | $23.21 | $622,886.77 |
DisclosureSEC source: 0000899243-23-002053 · doc4.xml · nonDerivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,756 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.99 to $23.43. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 22:00 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-002053 · doc4.xml · derivative · entry 5 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F5 · derivative.exercise_date: These RSUs vested in full on January 15, 2023. F5 · derivative.expiration_date: These RSUs vested in full on January 15, 2023. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 22:00 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 16,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-002053 · doc4.xml · derivative · entry 4 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,942 Underlying: Class A Common Stock · 16,470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F4 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date. F4 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 22:00 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-002053 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 22:00 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 16,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-002053 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 21:59 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 3,254 | $22.00 | $71,588.00 |
DisclosureSEC source: 0000899243-22-039002 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,123 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.85 to $22.21. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 23:16 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,772 | $21.53 | $59,681.16 |
DisclosureSEC source: 0000899243-22-036225 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,377 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs"). F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.33 to $21.645. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:16 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 3,031 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-036225 · doc4.xml · derivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,159 Underlying: Class A Common Stock · 3,031 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F4 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. F4 · derivative.expiration_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:16 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 3,031 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-036225 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 20:52 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 3,345 | $24.64 | $82,420.80 |
DisclosureSEC source: 0000899243-22-031478 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,118 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.46 to $24.80. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 20:05 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 3,192 | $25.81 | $82,385.52 |
DisclosureSEC source: 0000899243-22-030118 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,463 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $25.55 to $26.18. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:01 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 3,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-029056 · doc4.xml · derivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,190 Underlying: Class A Common Stock · 3,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F2 · derivative.exercise_date: The RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. F2 · derivative.expiration_date: The RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:01 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 3,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-029056 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 23:12 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 3,095 | $17.14 | $53,048.30 |
DisclosureSEC source: 0000899243-22-023166 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,623 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.02 to $17.18. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 19, 2022 Filed May 20, 2022 21:07 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,397 | $15.72 | $37,680.84 |
DisclosureSEC source: 0000899243-22-019062 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,718 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units ("RSUs"). F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $15.71 to $15.72. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2022 Filed May 20, 2022 21:07 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 3,031 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019062 · doc4.xml · derivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,222 Underlying: Class A Common Stock · 3,031 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F4 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. F4 · derivative.expiration_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| May 15, 2022 Filed May 20, 2022 21:07 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 3,031 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019062 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2022 Filed Apr 19, 2022 23:28 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 7,519 | $22.24 | $167,212.79 |
DisclosureSEC source: 0000899243-22-015085 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,084 F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units ("RSUs"). F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.97 to $22.47. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 23:28 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015085 · doc4.xml · derivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F5 · derivative.exercise_date: On April 15, 2021, the Reporting Person was granted an RSU award for 50,000 shares of Class A Common Stock. The RSUs vest over three years such that 15,000 shares vested on April 15, 2022, 15,000 shares will vest on April 15, 2023, and 20,000 shares will vest on April 15, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. F5 · derivative.expiration_date: On April 15, 2021, the Reporting Person was granted an RSU award for 50,000 shares of Class A Common Stock. The RSUs vest over three years such that 15,000 shares vested on April 15, 2022, 15,000 shares will vest on April 15, 2023, and 20,000 shares will vest on April 15, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 23:28 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015085 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,258 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 01:58 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 1,939 | $22.96 | $44,520.60 |
DisclosureSEC source: 0001664703-22-000044 · wf-form4_164756866062650.xml · nonDerivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,345 F3 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the performance-based stock units ("PSUs"). F4 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.9601 to $23.0212. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 01:58 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,464 | $21.39 | $52,704.47 |
DisclosureSEC source: 0001664703-22-000044 · wf-form4_164756866062650.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,284 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.02 to $21.78. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 01:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionPerformance Stock Units · Derivative | 6,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-22-000044 · wf-form4_164756866062650.xml · derivative · entry 4 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,127 Underlying: Class A Common Stock · 6,063 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F6 · derivative.exercise_date: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. F6 · derivative.expiration_date: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 01:58 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 6,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-22-000044 · wf-form4_164756866062650.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 01:22 UTC | Bloom Energy Corp BE · Entity 2659 | GrantPerformance Stock Units · Derivative | 18,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-22-000017 · wf-form4_164514733720329.xml · derivative · entry 6 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,190 Underlying: Class A Common Stock · 18,190 shares Expires not disclosed F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F7 · derivative.exercise_date: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. F7 · derivative.expiration_date: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 01:22 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 11,093 | $19.64 | $217,892.03 |
DisclosureSEC source: 0001664703-22-000017 · wf-form4_164514733720329.xml · nonDerivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,685 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units ("RSUs") and performance-based stock units ("PSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.25 to $20.07. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 01:22 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionPerformance Stock Units · Derivative | 16,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-22-000017 · wf-form4_164514733720329.xml · derivative · entry 5 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,170 Underlying: Class A Common Stock · 16,170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F6 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 33,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. F6 · derivative.expiration_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 33,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 01:22 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 12,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-22-000017 · wf-form4_164514733720329.xml · derivative · entry 4 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,253 Underlying: Class A Common Stock · 12,126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F4 · derivative.exercise_date: This RSU award shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. F4 · derivative.expiration_date: This RSU award shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 01:22 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 16,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-22-000017 · wf-form4_164514733720329.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 01:22 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 12,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-22-000017 · wf-form4_164514733720329.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2022 Filed Jan 20, 2022 01:15 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-22-000008 · wf-form4_164264130395996.xml · derivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F3 · derivative.exercise_date: These RSUs shall vest on the one year anniversary of the vesting commencement date, which is January 15, 2022, subject to Reporting Person remaining a service provider on the vesting date. F3 · derivative.expiration_date: These RSUs shall vest on the one year anniversary of the vesting commencement date, which is January 15, 2022, subject to Reporting Person remaining a service provider on the vesting date. Read SEC document |
| January 14, 2022 Filed Jan 20, 2022 01:15 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units · Derivative | 49,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-22-000008 · wf-form4_164264130395996.xml · derivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,412 Underlying: Class A Common Stock · 49,412 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date. Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 01:55 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 3,059 | $22.93 | $70,146.23 |
DisclosureSEC source: 0001664703-21-000194 · wf-form4_164005173222926.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,482 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.68 to $23.01. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 00:00 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 1,184 | $30.95 | $36,647.88 |
DisclosureSEC source: 0001664703-21-000181 · wf-form4_163719364057646.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,541 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $30.901 to $30.975. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 2,500 shares that were acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| September 16, 2021 Filed Sep 18, 2021 00:01 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 3,263 | $18.88 | $61,609.03 |
DisclosureSEC source: 0001664703-21-000153 · wf-form4_163192328262872.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,225 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.80 to $19.03. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 00:23 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 1,276 | $20.11 | $25,665.97 |
DisclosureSEC source: 0001664703-21-000143 · wf-form4_162933260355912.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,488 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.1014 to $20.1220. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 23:08 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 13,014 | $23.79 | $309,571.83 |
DisclosureSEC source: 0001664703-21-000110 · wf-form4_162397128829606.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,764 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.55 to $24.22. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2021 Filed May 19, 2021 22:32 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 1,217 | $20.15 | $24,518.78 |
DisclosureSEC source: 0001664703-21-000082 · wf-form4_162146351511648.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,778 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.95 to $20.29. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 16, 2021 Filed Apr 23, 2021 22:23 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000029 · wf-form4_161921658919623.xml · derivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F2 · derivative.exercise_date: RSUs shall vest over three years such that 15,000 shares vest on the one-year anniversary of the vesting commencement date, which is April 15, 2021, 15,000 shares vest on the two-year anniversary of the vesting commencement date, and 20,000 shares vest on the three-year anniversary of the vesting commencement date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. F2 · derivative.expiration_date: RSUs shall vest over three years such that 15,000 shares vest on the one-year anniversary of the vesting commencement date, which is April 15, 2021, 15,000 shares vest on the two-year anniversary of the vesting commencement date, and 20,000 shares vest on the three-year anniversary of the vesting commencement date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:19 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 7,261 | $36.06 | $261,800.44 |
DisclosureSEC source: 0001209191-21-012152 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,995 F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units and the Performance Stock Units (the "PSUs") that vested on February 15, 2021. F3 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $35.47 to $36.82 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2021 Filed Feb 19, 2021 00:19 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionPerformance Stock Units · Derivative | 16,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012152 · doc4.xml · derivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,340 Underlying: Class A Common Stock · 16,170 shares Expires 2031-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F5 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 33,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 15, 2021 Filed Feb 19, 2021 00:19 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 16,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012152 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,500 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:22 UTC | Bloom Energy Corp BE · Entity 2659 | GrantPerformance Stock Units · Derivative | 48,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011103 · doc4.xml · derivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,510 Underlying: Class A Common Stock · 48,510 shares Expires 2023-02-21 F3 · derivative.exercise_price: Each of the Performance Stock Units ("PSUs") represents a contingent right to receive one (1) share of the Issuers Class A Common Stock upon settlement. F4 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 33,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:22 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units · Derivative | 36,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011103 · doc4.xml · derivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,379 Underlying: Class A Common Stock · 36,379 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F2 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:38 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005921 · doc4.xml · derivative · entry 5 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.