Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PANACEA LIFE SCIENCES HOLDINGS, INC.EXDI · Entity 9699 | Director | November 20, 2019 | November 22, 2019 |
| Red Cat Holdings, Inc.RCAT · Entity 4802 | Director · Chairman of the Board, CEO · 10% owner | September 15, 2025 | September 18, 2026 |
| Unusual Machines, Inc.UMAC · Entity 4878 | Director | June 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PANACEA LIFE SCIENCES HOLDINGS, INC.
Report date November 20, 2019 · Filed November 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,000 |
Reported balance
After 2019-11-20 transaction · row 1
1 source rowRow 1 · 2019-11-20 · Grant · Acquired 100,000 · Balance 100,000 F1: Award of restricted common stock that vests equally over 24 months commencing the date of grant, subject to the reporting person's continued service as director. |
| Options to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.20 · Expires 2029-01-11 | Direct | 250,000 |
Reported balance
Holding disclosure · report date 2019-11-20 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 250,000 F2: Reflects adjustment for the 1:8 reverse split of common stock, effective February 25, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted common stock that vests equally over 24 months commencing the date of grant, subject to the reporting person's continued service as director.
F2: Reflects adjustment for the 1:8 reverse split of common stock, effective February 25, 2019.
Red Cat Holdings, Inc.
Report date September 15, 2025 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,712,202 |
Ending reported balance
After 2026-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-15 · Other · Disposed 750,000 · Balance 11,862,202 F3: On September 15, 2026, the Reporting Person settled the September 2025 Contract described in footnotes 1 and 2 above. On September 15, 2026, the settlement price was the forward floor price of $9.14. Accordingly, the Reporting Person transferred to the purchaser all 750,000 of the Pledged Shares. Row 2 · 2026-09-15 · Sale · Disposed 150,000 · Balance 11,712,202 F6: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2026. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.64 to $7.89. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Forward Sale Contract (obligation to sell)SEC Table II · derivative / convertible security · Expires 2026-09-15 | Direct | 750,000 |
Reported balance
After 2025-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-09-15 · Other · Acquired 750,000 · Balance 750,000 F1: As previously reported on Form 144 filed by the Reporting Person on September 12, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated September 15, 2025 (the "September 2025 Contract"). The September 2025 Contract required the Reporting Person to deliver to the buyer up to 750,000 shares of the Issuer's common stock (the "Pledged Shares"), on September 15, 2026, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $6,565,293.75. The contract provides that the actual number shares of common stock to be delivered by the Reporting Person on the settlement date is determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $9.14 per share and forward cap price of $13.44 per share, with the aggregate number shares deliverable not to exceed 750,000 shares of common stock. F2: (continued from footnote 1) The Pledged Shares were held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurred under the pledge, the Reporting Person retained the right to vote the Pledged Shares, and dividends on the Pledged Shares were, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person. |
| Forward Sale Contract (obligation to sell)SEC Table II · derivative / convertible security · Expires 2026-09-15 | Direct | 0 |
Reported balance
After 2026-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-15 · Other · Disposed 750,000 · Balance 0 F3: On September 15, 2026, the Reporting Person settled the September 2025 Contract described in footnotes 1 and 2 above. On September 15, 2026, the settlement price was the forward floor price of $9.14. Accordingly, the Reporting Person transferred to the purchaser all 750,000 of the Pledged Shares. |
| Forward Sale Contract (obligation to sell)SEC Table II · derivative / convertible security · Expires 2027-01-25 | Direct | 1,500,000 |
Reported balance
After 2026-01-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-01-14 · Other · Acquired 1,500,000 · Balance 1,500,000 F4: As previously reported on Form 144 filed by the Reporting Person on December 29, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated January 14, 2026 (the "January 2026 Contract"). The January 2026 Contract required the Reporting Person to deliver to the buyer up to 1,500,000 shares of the Issuer's common stock (the "Pledged Shares"), on January 25, 2027, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $17,136,900.00. The actual number shares of common stock to be delivered by the Reporting Person on the settlement date will be determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $11.88 per share and forward cap price of $15.58 per share, with the aggregate number shares deliverable not to exceed 1,500,000 shares of common stock. F5: (continued from footnote 4) The Reporting Person has the right to elect to settle the January 2026 Contract in cash and thereby retain ownership of the Pledged Shares. The Pledged Shares are held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurs under the pledge, the Reporting Person retains the right to vote the Pledged Shares, and dividends on the Pledged Shares are, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: As previously reported on Form 144 filed by the Reporting Person on September 12, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated September 15, 2025 (the "September 2025 Contract"). The September 2025 Contract required the Reporting Person to deliver to the buyer up to 750,000 shares of the Issuer's common stock (the "Pledged Shares"), on September 15, 2026, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $6,565,293.75. The contract provides that the actual number shares of common stock to be delivered by the Reporting Person on the settlement date is determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $9.14 per share and forward cap price of $13.44 per share, with the aggregate number shares deliverable not to exceed 750,000 shares of common stock.
F2: (continued from footnote 1) The Pledged Shares were held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurred under the pledge, the Reporting Person retained the right to vote the Pledged Shares, and dividends on the Pledged Shares were, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person.
F3: On September 15, 2026, the Reporting Person settled the September 2025 Contract described in footnotes 1 and 2 above. On September 15, 2026, the settlement price was the forward floor price of $9.14. Accordingly, the Reporting Person transferred to the purchaser all 750,000 of the Pledged Shares.
F4: As previously reported on Form 144 filed by the Reporting Person on December 29, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated January 14, 2026 (the "January 2026 Contract"). The January 2026 Contract required the Reporting Person to deliver to the buyer up to 1,500,000 shares of the Issuer's common stock (the "Pledged Shares"), on January 25, 2027, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $17,136,900.00. The actual number shares of common stock to be delivered by the Reporting Person on the settlement date will be determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $11.88 per share and forward cap price of $15.58 per share, with the aggregate number shares deliverable not to exceed 1,500,000 shares of common stock.
F5: (continued from footnote 4) The Reporting Person has the right to elect to settle the January 2026 Contract in cash and thereby retain ownership of the Pledged Shares. The Pledged Shares are held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurs under the pledge, the Reporting Person retains the right to vote the Pledged Shares, and dividends on the Pledged Shares are, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person.
F6: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2026.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.64 to $7.89. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Unusual Machines, Inc.
Report date June 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,779,392 |
Ending reported balance
After 2026-06-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-05 · Sale · Disposed 15,000 · Balance 4,794,392 F1: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $26.92 to $27.06, inclusive. The Reporting Person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Row 2 · 2026-06-08 · Sale · Disposed 15,000 · Balance 4,779,392 F2: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $27.3301 to $27.615, inclusive. The Reporting Person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $26.92 to $27.06, inclusive. The Reporting Person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.
F2: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $27.3301 to $27.615, inclusive. The Reporting Person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2022 Filed Dec 28, 2022 21:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 1,000 | $0.86 | $855.00 |
DisclosureSEC source: 0001554795-22-000411 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,959,707 Read SEC document |
| December 28, 2022 Filed Dec 28, 2022 21:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 500 | $0.81 | $404.50 |
DisclosureSEC source: 0001554795-22-000411 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,958,707 Read SEC document |
| December 23, 2022 Filed Dec 24, 2022 00:04 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 3,000 | $0.79 | $2,370.00 |
DisclosureSEC source: 0001554795-22-000409 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,958,207 Read SEC document |
| December 22, 2022 Filed Dec 24, 2022 00:04 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 300 | $0.81 | $243.00 |
DisclosureSEC source: 0001554795-22-000409 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,955,207 Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 22:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 300 | $0.83 | $247.50 |
DisclosureSEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 10 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,954,907 Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 22:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 300 | $0.87 | $259.50 |
DisclosureSEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 9 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,954,407 Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 22:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 300 | $0.91 | $271.50 |
DisclosureSEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 8 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,954,107 Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 22:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 300 | $0.92 | $276.00 |
DisclosureSEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 7 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,953,807 Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 22:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 27 | $0.91 | $24.44 |
DisclosureSEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 6 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,953,507 Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 22:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 400 | $0.91 | $362.80 |
DisclosureSEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 5 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,953,480 Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 22:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 300 | $0.89 | $267.00 |
DisclosureSEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 4 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,953,080 Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 22:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 300 | $0.91 | $271.50 |
DisclosureSEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 3 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,952,780 Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 22:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 1,000 | $0.88 | $875.00 |
DisclosureSEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,952,480 Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 22:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 300 | $0.91 | $271.50 |
DisclosureSEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,951,480 Read SEC document |
| August 26, 2022 Filed Aug 31, 2022 11:20 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 54,128 | $2.27 | $122,870.56 |
DisclosureSEC source: 0001554795-22-000324 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,951,180 F2 · security: Represents shares withheld to satisfy tax withholding obligations. Read SEC document |
| August 26, 2022 Filed Aug 31, 2022 11:20 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 306,240 | $2.27 | $695,164.80 |
DisclosureSEC source: 0001554795-22-000324 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,005,308 F1 · security: Shares awarded as executive compensation under the issuer's 2019 Equity Compensation Plan, with 50% of these shares vested on the date of grant and 50% vested upon the achievement of certain milestones and continued employment. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:27 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 2,000 | $2.18 | $4,360.00 |
DisclosureSEC source: 0001554795-22-000263 · ownership.xml · nonDerivative · entry 6 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,699,068 Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:27 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 1,300 | $2.17 | $2,821.00 |
DisclosureSEC source: 0001554795-22-000263 · ownership.xml · nonDerivative · entry 5 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,697,068 Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:27 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 5,500 | $2.16 | $11,880.00 |
DisclosureSEC source: 0001554795-22-000263 · ownership.xml · nonDerivative · entry 4 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,695,768 Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:27 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 2,100 | $2.15 | $4,515.00 |
DisclosureSEC source: 0001554795-22-000263 · ownership.xml · nonDerivative · entry 3 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,690,268 Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:27 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 200 | $2.14 | $428.00 |
DisclosureSEC source: 0001554795-22-000263 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,688,168 Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:27 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 500 | $2.13 | $1,065.00 |
DisclosureSEC source: 0001554795-22-000263 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,687,968 Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 21:10 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCall options to buy common stock · Derivative | 100 | $0.50 Strike: $3.00 | $50.00 |
DisclosureSEC source: 0001554795-22-000159 · ownership.xml · derivative · entry 4 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,000 Underlying: Common stock · 10,000 shares Expires 2022-10-21 F2 · balance_after: Consists of: (a) options to purchase 500,000 shares of common stock; and (b) call options to purchase 15,000 shares of common stock at a price of $3.00 per share, exercisable until October 21, 2022. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 21:10 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 2,000 | $2.02 | $4,040.00 |
DisclosureSEC source: 0001554795-22-000159 · ownership.xml · nonDerivative · entry 3 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,687,468 F1 · balance_after: Consists of: (a) 12,172,468 shares of common stock; (b) options to purchase 500,000 shares of common stock; and (c) call options to purchase 15,000 shares of common stock at a price of $3.000 per share, exercisable until October 21, 2022. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 21:10 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 2,500 | $1.97 | $4,925.00 |
DisclosureSEC source: 0001554795-22-000159 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,685,468 Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 21:10 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 1,000 | $1.99 | $1,990.00 |
DisclosureSEC source: 0001554795-22-000159 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,682,968 Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 19:58 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCall options to buy common stock · Derivative | 50 | $0.50 Strike: $3.00 | $25.00 |
DisclosureSEC source: 0001554795-22-000155 · ownership.xml · derivative · entry 3 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common stock · 5,000 shares Expires 2022-10-21 Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 19:58 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 500 | $1.92 | $960.00 |
DisclosureSEC source: 0001554795-22-000155 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,676,968 Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 19:58 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 2,000 | $1.91 | $3,820.00 |
DisclosureSEC source: 0001554795-22-000155 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,676,468 Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 12:03 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 500 | $2.04 | $1,020.00 |
DisclosureSEC source: 0001554795-22-000123 · ownership.xml · nonDerivative · entry 3 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,674,468 Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 12:03 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 500 | $2.02 | $1,010.00 |
DisclosureSEC source: 0001554795-22-000123 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,673,968 Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 12:03 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 500 | $2.19 | $1,095.00 |
DisclosureSEC source: 0001554795-22-000123 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,673,468 Read SEC document |
| March 24, 2022 Filed Mar 24, 2022 18:54 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 1,000 | $2.11 | $2,110.00 |
DisclosureSEC source: 0001554795-22-000117 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,672,968 Read SEC document |
| March 23, 2022 Filed Mar 24, 2022 18:54 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 4,000 | $2.04 | $8,157.20 |
DisclosureSEC source: 0001554795-22-000117 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,671,968 Read SEC document |
| March 31, 2021 Filed Aug 6, 2021 16:19 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantOptions to purchase common stock · Derivative | 500,000 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0001554795-21-000271 · ownership.xml · derivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2031-03-31 Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 20:22 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 420 | $2.66 | $1,117.20 |
DisclosureSEC source: 0001554795-21-000002 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,167,968 Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 20:31 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionConvertible Note · Derivative | Not disclosed | $0.94 Strike: $0.94 | $27,416.00 |
DisclosureSEC source: 0001554795-20-000260 · ownership.xml · derivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,166 shares Expires 2021-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Transaction represents conversion of Convertible Note in the principal amount of $25,000 plus accrued interest totaling $2,416 resulting in the issuance of 29,166 shares of common stock. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 20:31 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionCommon Stock | 29,166 | $0.94 | $27,416.04 |
DisclosureSEC source: 0001554795-20-000260 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,167,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 23:03 UTC | PANACEA LIFE SCIENCES HOLDINGS, INC. EXDI · Entity 9699 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-001389 · form4-11222019_031118.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · shares: Award of restricted common stock that vests equally over 24 months commencing the date of grant, subject to the reporting person's continued service as director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.