Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NetApp, Inc.NTAP · Entity 3101 | President | August 17, 2026 | August 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NetApp, Inc.
Report date August 17, 2026 · Filed August 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 46,530 |
Ending reported balance
After 2026-08-17 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-08-17 · Sale · Disposed 1,192 · Balance 47,946 F1: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2026. F2: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $203.00 to $203.97. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 2 · 2026-08-17 · Sale · Disposed 495 · Balance 47,451 F1: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2026. F3: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $204.15 to $204.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 3 · 2026-08-17 · Sale · Disposed 821 · Balance 46,630 F1: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2026. F4: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $205.10 to $205.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 4 · 2026-08-17 · Sale · Disposed 100 · Balance 46,530 F1: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2026.
F2: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $203.00 to $203.97. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $204.15 to $204.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $205.10 to $205.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2023 Filed May 19, 2023 20:00 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Shares | 137,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030943 · doc4.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,707 F1 · kind: Represents the settlement of TSR performance share units originally granted on August 17, 2020. F2 · price: Performance Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:00 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 7,855 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030109 · doc4.xml · derivative · entry 4 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,567 Underlying: Common Stock · 7,855 shares Expires 2029-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:00 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,232 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030109 · doc4.xml · derivative · entry 3 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,850 Underlying: Common Stock · 2,232 shares Expires 2028-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:00 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Shares | 4,740 | $64.75 | $306,915.00 |
DisclosureSEC source: 0001209191-23-030109 · doc4.xml · nonDerivative · entry 2 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,176 Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:00 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon shares | 10,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030109 · doc4.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:00 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon shares | 18,000 | $60.09 | $1,081,593.00 |
DisclosureSEC source: 0001209191-23-019584 · doc4.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,829 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2022. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $59.917 to $60.31. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:01 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock · Derivative | 2,231 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010476 · doc4.xml · derivative · entry 3 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,082 Underlying: Common Stock · 2,231 shares Expires 2028-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:01 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon shares | 1,048 | $68.71 | $72,008.08 |
DisclosureSEC source: 0001209191-23-010476 · doc4.xml · nonDerivative · entry 2 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,829 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:01 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Shares | 2,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010476 · doc4.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:01 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon shares | 18,000 | $62.69 | $1,128,371.40 |
DisclosureSEC source: 0001209191-22-061857 · doc4.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,646 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2022. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $62.04 to $63.58. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock · Derivative | 2,231 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057501 · doc4.xml · derivative · entry 3 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,106 Underlying: Common Stock · 2,231 shares Expires 2028-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon shares | 1,048 | $73.96 | $77,510.08 |
DisclosureSEC source: 0001209191-22-057501 · doc4.xml · nonDerivative · entry 2 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,646 Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Shares | 2,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057501 · doc4.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 20:00 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon shares | 18,000 | $69.82 | $1,256,677.20 |
DisclosureSEC source: 0001209191-22-050478 · doc4.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,463 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2022. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.44to $70.23. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:48 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock · Derivative | 2,231 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046422 · doc4.xml · derivative · entry 5 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,544 Underlying: Common Stock · 2,231 shares Expires 2028-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:48 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock · Derivative | 34,573 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046422 · doc4.xml · derivative · entry 4 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,573 shares Expires 2027-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 69,146 restricted stock units, with 50% vesting on August 15, 2021, and the remaning 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:48 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 29,964 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046422 · doc4.xml · derivative · entry 3 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,964 shares Expires 2027-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 59,927 restricted stock units, with 50% vesting on August 15, 2021, and the remaning 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:48 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon shares | 31,380 | $74.63 | $2,341,889.40 |
DisclosureSEC source: 0001209191-22-046422 · doc4.xml · nonDerivative · entry 2 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,463 Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:48 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Shares | 66,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046422 · doc4.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 41,896 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041214 · doc4.xml · derivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,896 Underlying: Common Stock · 41,896 shares Expires 2029-07-01 F1 · derivative.exercise_price: RSU Price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 41,896 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. Read SEC document |
| July 01, 2022 Filed Jul 18, 2022 23:15 UTC Amendment | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 31,422 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042474 · doc4a.xml · derivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,422 Underlying: Common Stock · 31,422 shares Expires 2029-07-01 F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 18:00 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon shares | 18,000 | $64.68 | $1,164,234.60 |
DisclosureSEC source: 0001209191-22-037766 · doc4.xml · nonDerivative · entry 2 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,075 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2022. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $64.49 to $64.87. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 31, 2022 Filed Jun 17, 2022 18:00 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Shares | 461 | $46.04 | $21,222.60 |
DisclosureSEC source: 0001209191-22-037766 · doc4.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,075 Read SEC document |
| May 18, 2022 Filed May 23, 2022 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon shares | 16,249 | $68.26 | $1,109,156.74 |
DisclosureSEC source: 0001209191-22-031372 · doc4.xml · nonDerivative · entry 2 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,614 Read SEC document |
| May 18, 2022 Filed May 23, 2022 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Shares | 34,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031372 · doc4.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,863 F1 · kind: Represents the settlement of TSR performance share units originally granted on August 17, 2020. F2 · price: Performance Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| May 15, 2022 Filed May 16, 2022 20:57 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 8,925 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029184 · doc4.xml · derivative · entry 3 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,775 Underlying: Common Stock · 8,925 shares Expires 2028-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSU Price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. Read SEC document |
| May 15, 2022 Filed May 16, 2022 20:57 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon shares | 2,142 | $71.21 | $152,531.82 |
DisclosureSEC source: 0001209191-22-029184 · doc4.xml · nonDerivative · entry 2 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,290 Read SEC document |
| May 15, 2022 Filed May 16, 2022 20:57 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Shares | 8,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029184 · doc4.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 22:46 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 14,000 | $80.79 | $1,131,111.80 |
DisclosureSEC source: 0001614094-22-000016 · edgardoc.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,507 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2021. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $80.21 to $81.22. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 21:45 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 14,000 | $87.13 | $1,219,783.60 |
DisclosureSEC source: 0001614094-21-000091 · edgardoc.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,507 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2021. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $86.74 to $87.65. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:21 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 14,000 | $91.83 | $1,285,568.20 |
DisclosureSEC source: 0001614094-21-000075 · edgardoc.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,507 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2021. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 20:18 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 11,525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000053 · edgardoc.xml · derivative · entry 9 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,537 Underlying: Common Stock · 11,525 shares Expires 2027-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 57,622 restricted stock units, with 80% vesting on December 31, 2020, and the remaining 20% vesting on August 15, 2021, subject to continued service on each applicable vesting date. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 20:18 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 29,963 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000053 · edgardoc.xml · derivative · entry 8 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,062 Underlying: Common Stock · 29,963 shares Expires 2027-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 59,927 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 20:18 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 34,573 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000053 · edgardoc.xml · derivative · entry 7 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,025 Underlying: Common Stock · 34,573 shares Expires 2027-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 69,146 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 20:18 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 2,766 | $82.28 | $227,586.48 |
DisclosureSEC source: 0001614094-21-000053 · edgardoc.xml · nonDerivative · entry 6 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,507 Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 20:18 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 11,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000053 · edgardoc.xml · nonDerivative · entry 5 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 20:18 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 7,191 | $82.28 | $591,675.48 |
DisclosureSEC source: 0001614094-21-000053 · edgardoc.xml · nonDerivative · entry 4 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,748 Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 20:18 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 29,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000053 · edgardoc.xml · nonDerivative · entry 3 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 20:18 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 8,297 | $82.28 | $682,677.16 |
DisclosureSEC source: 0001614094-21-000053 · edgardoc.xml · nonDerivative · entry 2 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,976 Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 20:18 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 34,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000053 · edgardoc.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:46 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 35,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000047 · edgardoc.xml · derivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,700 Underlying: Common Stock · 35,700 shares Expires 2028-07-01 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 14,000 | $82.84 | $1,159,734.80 |
DisclosureSEC source: 0001614094-21-000037 · edgardoc.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,700 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2021. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $82.51 to $83.16. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 23:36 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 11,754 | $76.71 | $901,649.34 |
DisclosureSEC source: 0001614094-21-000033 · edgardoc.xml · nonDerivative · entry 3 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,700 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 23:36 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 34,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000033 · edgardoc.xml · nonDerivative · entry 2 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,454 F2 · kind: Represents the settlement of performance share units originally granted on August 17, 2020. F3 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 23:36 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Stock | 923 | $46.04 | $42,491.23 |
DisclosureSEC source: 0001614094-21-000033 · edgardoc.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,881 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 28, 2021. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 46,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000002 · edgardoc.xml · derivative · entry 3 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,598 Underlying: Common Stock · 46,097 shares Expires 2027-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 57,622 restricted stock units, with 80% vesting on December 31, 2020, and the remaining 20% vesting on August 15, 2021, subject to continued service on each applicable vesting date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 18,139 | $66.24 | $1,201,527.36 |
DisclosureSEC source: 0001614094-21-000002 · edgardoc.xml · nonDerivative · entry 2 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,958 Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 46,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000002 · edgardoc.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:52 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 59,927 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000057 · edgardoc.xml · derivative · entry 3 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,695 Underlying: Common Stock · 59,927 shares Expires 2027-08-16 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 59,927 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:52 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 69,146 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000057 · edgardoc.xml · derivative · entry 2 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,768 Underlying: Common Stock · 69,146 shares Expires 2027-08-16 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 69,146 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.