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CERNUDA CESAR

Disclosed activity across 1 company

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21894
SEC CIK
0001817313

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NetApp, Inc.NTAP · Entity 3101PresidentAugust 17, 2026August 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NetApp, Inc.

Report date August 17, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect46,530 Ending reported balance After 2026-08-17 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-08-17 · Sale · Disposed 1,192 · Balance 47,946

F1: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2026.

F2: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $203.00 to $203.97. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Row 2 · 2026-08-17 · Sale · Disposed 495 · Balance 47,451

F1: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2026.

F3: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $204.15 to $204.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Row 3 · 2026-08-17 · Sale · Disposed 821 · Balance 46,630

F1: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2026.

F4: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $205.10 to $205.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Row 4 · 2026-08-17 · Sale · Disposed 100 · Balance 46,530

F1: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2026.

F2: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $203.00 to $203.97. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $204.15 to $204.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $205.10 to $205.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2025 Filed Mar 31, 2025 20:15 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Shares 7,390 $90.54 $669,090.60
Disclosure

SEC source: 0000950170-25-047732 · ownership.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,928

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024.

F3 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $90.35 to $90.75. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 28, 2025 Filed Mar 31, 2025 20:15 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Shares 12,306 $89.91 $1,106,432.46
Disclosure

SEC source: 0000950170-25-047732 · ownership.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,318

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024.

F2 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $89.40 to $90.31. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 11:49 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,757 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023722 · ownership.xml · derivative · entry 5

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,807

Underlying: Common Shares · 1,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F4 · derivative.expiration_date: On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 11:49 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,964 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023722 · ownership.xml · derivative · entry 4

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,820

Underlying: Common Shares · 1,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 11:49 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,231 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023722 · ownership.xml · derivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,232

Underlying: Common Shares · 2,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 11:49 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Shares 1,427 $119.06 $169,898.62
Disclosure

SEC source: 0000950170-25-023722 · ownership.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,624

Read SEC document
February 15, 2025 Filed Feb 20, 2025 11:49 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Shares 5,952 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023722 · ownership.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 30, 2024 Filed Dec 31, 2024 21:30 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Shares 22,000 $114.99 $2,529,780.00
Disclosure

SEC source: 0000950170-24-141619 · ownership.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,099

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024.

F2 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date. The prices actually received ranged from $114.64 to $115.57. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:10 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128895 · ownership.xml · derivative · entry 5

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,564

Underlying: Common Shares · 1,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F4 · derivative.expiration_date: On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:10 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,964 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128895 · ownership.xml · derivative · entry 4

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,784

Underlying: Common Shares · 1,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:10 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,231 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128895 · ownership.xml · derivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,463

Underlying: Common Shares · 2,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:10 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Shares 2,796 $117.21 $327,719.16
Disclosure

SEC source: 0000950170-24-128895 · ownership.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,099

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:10 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Shares 5,951 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128895 · ownership.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:15 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Shares 16,759 $122.37 $2,050,798.83
Disclosure

SEC source: 0000950170-24-111472 · ownership.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,944

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024.

F3 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $122.02 to $122.73. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:15 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Shares 5,241 $121.49 $636,729.09
Disclosure

SEC source: 0000950170-24-111472 · ownership.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,703

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024.

F2 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $121.12 to $121.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:20 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098548 · ownership.xml · derivative · entry 5

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,320

Underlying: Common Shares · 1,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F4 · derivative.expiration_date: On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:20 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,964 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098548 · ownership.xml · derivative · entry 4

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,748

Underlying: Common Shares · 1,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:20 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,231 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098548 · ownership.xml · derivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,694

Underlying: Common Shares · 2,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:20 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Shares 2,796 $131.43 $367,478.28
Disclosure

SEC source: 0000950170-24-098548 · ownership.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,944

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:20 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Shares 5,951 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098548 · ownership.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:30 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 19,193 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081557 · ownership.xml · derivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,193

Underlying: Common Shares · 19,193 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2024, the reporting person was granted 19,193 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2025 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On July 1, 2024, the reporting person was granted 19,193 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2025 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 20:15 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Shares 6,341 $129.78 $822,934.98
Disclosure

SEC source: 0000950170-24-080481 · ownership.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,789

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024.

F4 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $129.60 to $130.18. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 20:15 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Shares 15,659 $129.33 $2,025,178.47
Disclosure

SEC source: 0000950170-24-080481 · ownership.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,130

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024.

F2 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $129.00 to $129.58. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes 348 shares purchased at $61.166 per share under the NetApp Employee Stock Purchase Plan on May 31, 2024.

Read SEC document
May 16, 2024 Filed May 20, 2024 20:17 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Shares 33,147 $109.75 $3,637,883.25
Disclosure

SEC source: 0000950170-24-062407 · ownership.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,441

Read SEC document
May 16, 2024 Filed May 20, 2024 20:17 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Shares 70,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-062407 · ownership.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,588

F1 · kind: Represents the settlement of TSR performance stock units originally granted on July 1, 2021.

F2 · price: Performance stock units convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:17 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 7,025 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-061658 · ownership.xml · derivative · entry 5

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,076

Underlying: Common Shares · 7,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F4 · derivative.expiration_date: On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:17 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,964 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-061658 · ownership.xml · derivative · entry 4

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,712

Underlying: Common Shares · 1,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:17 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,232 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-061658 · ownership.xml · derivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,925

Underlying: Common Shares · 2,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:17 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Shares 5,273 $110.62 $583,299.26
Disclosure

SEC source: 0000950170-24-061658 · ownership.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,062

Read SEC document
May 15, 2024 Filed May 17, 2024 20:17 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Shares 11,221 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-061658 · ownership.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:30 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Shares 22,000 $105.03 $2,310,660.00
Disclosure

SEC source: 0000950170-24-041115 · ownership.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,072

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2023.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $104.53 to $105.49. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:01 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,964 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003502 · doc4.xml · derivative · entry 4

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,676

Underlying: Common Stock · 1,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:01 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,231 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003502 · doc4.xml · derivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,157

Underlying: Common Stock · 2,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:01 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Shares 1,006 $87.27 $87,793.62
Disclosure

SEC source: 0001209191-24-003502 · doc4.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,072

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:01 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Shares 4,195 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003502 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:08 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon shares 22,000 $86.67 $1,906,803.80
Disclosure

SEC source: 0001209191-24-000750 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,883

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2023.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $86.10 to $87.265. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:00 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,964 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055693 · doc4.xml · derivative · entry 4

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,640

Underlying: Common Stock · 1,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:00 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,231 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055693 · doc4.xml · derivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,388

Underlying: Common Stock · 2,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:00 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Shares 1,971 $78.92 $155,551.32
Disclosure

SEC source: 0001209191-23-055693 · doc4.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,883

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:00 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon shares 4,195 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055693 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:00 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon shares 22,000 $75.70 $1,665,413.20
Disclosure

SEC source: 0001209191-23-052016 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,659

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2023.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $75.44 to $76.17. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 27, 2023 Filed May 14, 2024 20:10 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Shares 42 $75.34 $3,164.07
Disclosure

SEC source: 0000950170-24-059542 · ownership.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,114

F1 · kind: The acquisition reported on September 27, 2023 was broker initiated without the reporting person's direction, approval, or knowledge, and any profit has been fully disgorged to the Issuer. This sale is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 1,006 shares sold at an average sale price of $87.27 per share on February 15, 2024. The reporting person has paid $501.27 to the Issuer, representing the full amount of profit realized in connection with the short swing transaction.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:00 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon shares 22,000 $79.44 $1,747,574.40
Disclosure

SEC source: 0001209191-23-048759 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,659

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2023.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $79.07 to $79.68. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,963 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046216 · doc4.xml · derivative · entry 4

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,604

Underlying: Common Stock · 1,963 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046216 · doc4.xml · derivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,619

Underlying: Common Stock · 2,231 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Shares 1,970 $76.29 $150,291.30
Disclosure

SEC source: 0001209191-23-046216 · doc4.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,659

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon shares 4,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046216 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 20:13 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 28,101 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042405 · doc4.xml · derivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,101

Underlying: Common Stock · 28,101 shares

Expires 2030-07-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units will be settled in either common stock or cash pursuant to the terms of the award.

F2 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
May 31, 2023 Filed Jun 5, 2023 20:14 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon shares 367 $56.40 $20,697.88
Disclosure

SEC source: 0001209191-23-034272 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,435

Read SEC document
May 17, 2023 Filed May 19, 2023 20:00 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon shares 64,639 $65.41 $4,228,036.99
Disclosure

SEC source: 0001209191-23-030943 · doc4.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,068

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.