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person · Reporting owner

COLELLA GERALD G

Disclosed activity across 3 companies

Tapewire entity
21810
SEC CIK
0001256715

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COLUMBUS MCKINNON CORPCMCO · Entity 5477DirectorAugust 17, 2026August 19, 2026
GCP Applied Technologies Inc.GCP · Entity 123481DirectorMay 01, 2019May 02, 2019
MKS INCMKSI · Entity 110DirectorMay 27, 2026May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COLUMBUS MCKINNON CORP

Report date August 17, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,936 Reported balance After 2026-08-17 transaction · row 1
1 source row

Row 1 · 2026-08-17 · Grant · Acquired 7,590 · Balance 26,936

F1: Represents shares granted to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026.

Common StockSEC Table I · non-derivativeIndirectBy Trust5,500 Reported balance Holding disclosure · report date 2026-08-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,500

F2: Represents shares held by The Gerald G. Colella 2019 Trust, over which the Reporting Person has voting and investment power.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares granted to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026.

F2: Represents shares held by The Gerald G. Colella 2019 Trust, over which the Reporting Person has voting and investment power.

GCP Applied Technologies Inc.

Report date May 01, 2019 · Filed May 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,455 Reported balance After 2019-05-01 transaction · row 1
1 source row

Row 1 · 2019-05-01 · Grant · Acquired 3,917 · Balance 10,455

F1: Issued pursuant to the GCP non-employee director compensation program in partial payment of the 2019 retainer.

Filing footnotes · ownership attribution and instrument terms

F1: Issued pursuant to the GCP non-employee director compensation program in partial payment of the 2019 retainer.

MKS INC

Report date May 27, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust39,553 Reported balance After 2026-05-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-27 · Sale · Disposed 464 · Balance 39,553

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F2: This transaction was executed in multiple trades at prices ranging from $329.90 to $330.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust31,343 Reported balance After 2026-05-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-05-27 · Sale · Disposed 8,210 · Balance 31,343

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F3: This transaction was executed in multiple trades at prices ranging from $330.95 to $331.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust26,467 Reported balance After 2026-05-27 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-05-27 · Sale · Disposed 4,876 · Balance 26,467

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F4: This transaction was executed in multiple trades at prices ranging from $331.98 to $332.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust24,656 Reported balance After 2026-05-27 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-05-27 · Sale · Disposed 1,811 · Balance 24,656

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F5: This transaction was executed in multiple trades at prices ranging from $334.60 to $335.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust23,030 Reported balance After 2026-05-27 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-05-27 · Sale · Disposed 1,626 · Balance 23,030

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F6: his transaction was executed in multiple trades at prices ranging from $335.82 to $336.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust22,817 Reported balance After 2026-05-27 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2026-05-27 · Sale · Disposed 213 · Balance 22,817

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F7: This transaction was executed in multiple trades at prices ranging from $337.00 to $337.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust20,017 Reported balance After 2026-05-27 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2026-05-27 · Sale · Disposed 2,800 · Balance 20,017

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

Common StockSEC Table I · non-derivativeDirect8,998.886 Reported balance Holding disclosure · report date 2026-05-27 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 8,998.886

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F2: This transaction was executed in multiple trades at prices ranging from $329.90 to $330.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $330.95 to $331.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $331.98 to $332.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $334.60 to $335.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F6: his transaction was executed in multiple trades at prices ranging from $335.82 to $336.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $337.00 to $337.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 5,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · nonDerivative · entry 5

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,901.679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 6,606.066 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · nonDerivative · entry 4

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,863.679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 6,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · nonDerivative · entry 3

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,257.613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 7,085.573 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · nonDerivative · entry 2

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,650.613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 8,574.454 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,565.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
May 19, 2020 Filed May 20, 2020 21:34 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 5,000 $100.17 $500,857.50
Disclosure

SEC source: 0001127602-20-017398 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 44,786

F1 · price: This transaction was executed in multiple trades at prices ranging from $100.07 to $100.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 11, 2020 Filed May 12, 2020 20:21 UTC MKS INC MKSI · Entity 110 GrantCommon Stock 1,988.665 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-016279 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990.586

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:16 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 5,000 $96.55 $482,750.00
Disclosure

SEC source: 0001127602-20-015482 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 49,786

Read SEC document
February 18, 2020 Filed Feb 19, 2020 22:31 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 7,260.921 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006516 · form4.xml · derivative · entry 5

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,125.261

Underlying: Common Stock · 7,260.921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant. These RSUs vest on February 18, 2020.

F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant. These RSUs vest on February 18, 2020.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 22:31 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 3,221 $113.87 $366,775.27
Disclosure

SEC source: 0001127602-20-006516 · form4.xml · nonDerivative · entry 2

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,039.921

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 22:31 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 7,260.921 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006516 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,260.921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 20:45 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 7,000 $113.05 $791,345.10
Disclosure

SEC source: 0001127602-20-003734 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 50,748

F1 · price: This transaction was executed in multiple trades at prices ranging from $112.58 to $113.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 22:51 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 21,782.763 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-002533 · form4.xml · derivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,386.182

Underlying: Common Stock · 21,782.763 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs were subject to performance criteria, achievement of which was determined on January 27, 2020. On January 1, 2020, Mr. Colella retired as Chief Executive Officer of the Company. Pursuant to the terms of his restricted stock unit agreement governing this award, upon retirement, all of these RSUs will vest on February 18, 2020 but only 7,260.921 shares will be distributed on this date. The remaining shares are subject to Section 409A of the Internal Revenue Code and will be distributed on July 2, 2020.

F2 · derivative.expiration_date: These RSUs were subject to performance criteria, achievement of which was determined on January 27, 2020. On January 1, 2020, Mr. Colella retired as Chief Executive Officer of the Company. Pursuant to the terms of his restricted stock unit agreement governing this award, upon retirement, all of these RSUs will vest on February 18, 2020 but only 7,260.921 shares will be distributed on this date. The remaining shares are subject to Section 409A of the Internal Revenue Code and will be distributed on July 2, 2020.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 18:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 958 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-034663 · form4.xml · derivative · entry 13

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,603.419

Underlying: Common Stock · 958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: Portion of 2019 RSU Award accelerated to satisfy FICA taxes.

F5 · derivative.expiration_date: Portion of 2019 RSU Award accelerated to satisfy FICA taxes.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 18:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 559 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-034663 · form4.xml · derivative · entry 12

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,561.419

Underlying: Common Stock · 559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: Portion of 2018 RSU Award accelerated to satisfy FICA taxes.

F4 · derivative.expiration_date: Portion of 2018 RSU Award accelerated to satisfy FICA taxes.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 18:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 426 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-034663 · form4.xml · derivative · entry 11

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,120.419

Underlying: Common Stock · 426 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: Portion of 2018 RSU Award accelerated to satisfy FICA taxes.

F4 · derivative.expiration_date: Portion of 2018 RSU Award accelerated to satisfy FICA taxes.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 18:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 363 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-034663 · form4.xml · derivative · entry 10

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,546.419

Underlying: Common Stock · 363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: Portion of 2017 RSU Award accelerated to satisfy FICA taxes.

F3 · derivative.expiration_date: Portion of 2017 RSU Award accelerated to satisfy FICA taxes.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 18:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-034663 · form4.xml · derivative · entry 9

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,909.419

Underlying: Common Stock · 300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: Portion of 2017 RSU Award accelerated to satisfy FICA taxes.

F3 · derivative.expiration_date: Portion of 2017 RSU Award accelerated to satisfy FICA taxes.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 18:47 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 2,606 $108.22 $282,021.32
Disclosure

SEC source: 0001127602-19-034663 · form4.xml · nonDerivative · entry 6

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Shares used to satisfy FICA taxes.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 18:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 958 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-034663 · form4.xml · nonDerivative · entry 5

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 18:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 559 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-034663 · form4.xml · nonDerivative · entry 4

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 18:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 426 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-034663 · form4.xml · nonDerivative · entry 3

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 18:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 363 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-034663 · form4.xml · nonDerivative · entry 2

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 18:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-034663 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 23:04 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 5,000 $111.03 $555,150.00
Disclosure

SEC source: 0001127602-19-031211 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 38,548

Read SEC document
June 11, 2019 Filed Jun 12, 2019 16:36 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 5,000 $75.82 $379,088.00
Disclosure

SEC source: 0001127602-19-021436 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 43,548

F1 · price: This transaction was executed in multiple trades at prices ranging from $75.59 to $76.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Balance adjusted to reflect cash payment in lieu of distribution of a fractional share.

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May 01, 2019 Filed May 2, 2019 17:02 UTC GCP Applied Technologies Inc. GCP · Entity 123481 GrantCommon Stock 3,917 $0.00 $0.00
Disclosure

SEC source: 0001644440-19-000091 · wf-form4_155683092574522.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,455

F1 · price: Issued pursuant to the GCP non-employee director compensation program in partial payment of the 2019 retainer.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 5,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · derivative · entry 16

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,887.148

Underlying: Common Stock · 5,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F9 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F9 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 6,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · derivative · entry 15

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,709.52

Underlying: Common Stock · 6,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 7,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · derivative · entry 14

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,137.148

Underlying: Common Stock · 7,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 8,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · derivative · entry 13

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,594.52

Underlying: Common Stock · 8,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 11,037.583 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · derivative · entry 12

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,523.148

Underlying: Common Stock · 11,037.583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 15,653.663 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · derivative · entry 11

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,530.52

Underlying: Common Stock · 15,653.663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 23,612.751 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · derivative · entry 10

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,499.899

Underlying: Common Stock · 23,612.751 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 24,488 $84.70 $2,074,133.60
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · nonDerivative · entry 7

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,660.246

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 5,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · nonDerivative · entry 6

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,148.246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 6,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · nonDerivative · entry 5

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,898.246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 7,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · nonDerivative · entry 4

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,013.246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 8,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · nonDerivative · entry 3

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,627.246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 11,037.583 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · nonDerivative · entry 2

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,691.246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:54 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 15,653.663 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006956 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,653.663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 20:28 UTC MKS INC MKSI · Entity 110 OtherRestricted Stock Unit · Derivative 9,720.972 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-003034 · form4.xml · derivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,184.183

Underlying: Common Stock · 9,720.972 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · kind: This transaction reflects the forfeiture of RSUs due to performance criteria.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
May 02, 2018 Filed May 3, 2018 15:23 UTC GCP Applied Technologies Inc. GCP · Entity 123481 GrantCommon Stock 3,571 $0.00 $0.00
Disclosure

SEC source: 0001644440-18-000047 · wf-form4_152537542378773.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,538

F1 · price: Issued pursuant to the GCP non-employee director compensation program in partial payment of the 2018 retainer.

Read SEC document
May 01, 2018 Filed May 2, 2018 18:19 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 10,000 $101.92 $1,019,200.00
Disclosure

SEC source: 0001127602-18-015909 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director · CEO, President, Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gerald G. Colella Living Trust

Disclosed balance after: 36,296

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $101.10 to $102.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 26, 2018 Filed Feb 6, 2019 19:35 UTC MKS INC MKSI · Entity 110 GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004281 · form5.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 17,888

F1 · balance_after: Adjusted to reflect cash payment in lieu of distribution of a fractional share.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:49 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 7,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006760 · form4.xml · derivative · entry 16

COLELLA GERARD G · CIK 0001256715 · Director · CEO, President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,809.156

Underlying: Common Stock · 7,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F10 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F10 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:49 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 8,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006760 · form4.xml · derivative · entry 15

COLELLA GERARD G · CIK 0001256715 · Director · CEO, President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,527.117

Underlying: Common Stock · 8,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F9 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F9 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:49 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 11,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006760 · form4.xml · derivative · entry 14

COLELLA GERARD G · CIK 0001256715 · Director · CEO, President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,194.156

Underlying: Common Stock · 11,038 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:49 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 15,653 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006760 · form4.xml · derivative · entry 13

COLELLA GERARD G · CIK 0001256715 · Director · CEO, President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,463.117

Underlying: Common Stock · 15,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:49 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 9,456.794 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006760 · form4.xml · derivative · entry 12

COLELLA GERARD G · CIK 0001256715 · Director · CEO, President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,232.156

Underlying: Common Stock · 9,456.794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.