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Carrai Phillip D

Disclosed activity across 1 company

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21798
SEC CIK
0001509409

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS · Entity 3567President, STC DivisionSeptember 15, 2026September 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect175,653 Last balance in matching sequence After 2026-09-15 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2026-09-15 · Sale · Disposed 2,700 · Balance 179,453

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 26, 2025.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.72 to $47.69 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 1,232 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,606 shares held through Issuer's 401(k) Plan.

Row 2 · 2026-09-15 · Sale · Disposed 3,380 · Balance 176,073

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 26, 2025.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.72 to $48.65 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 1,232 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,606 shares held through Issuer's 401(k) Plan.

Row 3 · 2026-09-15 · Sale · Disposed 420 · Balance 175,653

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 26, 2025.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $49.14 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 1,232 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,606 shares held through Issuer's 401(k) Plan.

Common StockSEC Table I · non-derivativeIndirectby trust46,644 Reported balance Holding disclosure · report date 2026-09-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 46,644

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 26, 2025.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.72 to $47.69 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.72 to $48.65 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $49.14 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 1,232 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,606 shares held through Issuer's 401(k) Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2020 Filed Nov 19, 2020 01:16 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 3,350 $20.45 $68,523.25
Disclosure

SEC source: 0001509409-20-000013 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,364

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.29 to $20.63 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 791 shares held through Issuer's 401(k) Plan.

Read SEC document
November 05, 2020 Filed Nov 7, 2020 01:53 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 37,541 $20.11 $754,829.38
Disclosure

SEC source: 0001509409-20-000012 · primary_doc.xml · nonDerivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,714

F3 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.31 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 791 shares held through Issuer's 401(k) Plan.

Read SEC document
November 04, 2020 Filed Nov 7, 2020 01:53 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001509409-20-000012 · primary_doc.xml · derivative · entry 7

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy.

Read SEC document
November 04, 2020 Filed Nov 7, 2020 01:53 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001509409-20-000012 · primary_doc.xml · derivative · entry 6

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy.

Read SEC document
November 04, 2020 Filed Nov 7, 2020 01:53 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 42,459 $20.30 $861,917.70
Disclosure

SEC source: 0001509409-20-000012 · primary_doc.xml · nonDerivative · entry 3

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,255

F2 · kind: Shares withheld to cover exercise price and taxes for options exercised.

F2 · shares: Shares withheld to cover exercise price and taxes for options exercised.

F5 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 791 shares held through Issuer's 401(k) Plan.

Read SEC document
November 04, 2020 Filed Nov 7, 2020 01:53 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 40,000 $4.98 $199,200.00
Disclosure

SEC source: 0001509409-20-000012 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy.

F1 · shares: Exercise of stock option right to buy.

F5 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 791 shares held through Issuer's 401(k) Plan.

Read SEC document
November 04, 2020 Filed Nov 7, 2020 01:53 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 40,000 $4.98 $199,200.00
Disclosure

SEC source: 0001509409-20-000012 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy.

F1 · shares: Exercise of stock option right to buy.

F5 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 791 shares held through Issuer's 401(k) Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 23:49 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 3,350 $20.75 $69,501.78
Disclosure

SEC source: 0001509409-20-000011 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,713

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.623 to $20.84 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 790 shares held through Issuer's 401(k) Plan.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:25 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 3,350 $20.48 $68,607.00
Disclosure

SEC source: 0001509409-20-000010 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,063

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.26 to $20.72 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 790 shares held through Issuer's 401(k) Plan.

Read SEC document
August 17, 2020 Filed Aug 20, 2020 00:40 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 3,350 $19.41 $65,039.58
Disclosure

SEC source: 0001509409-20-000009 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,415

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.96 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 792 shares held through Issuer's 401(k) Plan.

Read SEC document
July 15, 2020 Filed Jul 18, 2020 00:09 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 2,826 $15.77 $44,570.82
Disclosure

SEC source: 0001509409-20-000008 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,774

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.70 to $15.895 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 801 shares held through Issuer's 401(k) Plan.

Read SEC document
July 15, 2020 Filed Jul 18, 2020 00:09 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 524 $15.61 $8,180.27
Disclosure

SEC source: 0001509409-20-000008 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,600

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.61 to $15.70 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 801 shares held through Issuer's 401(k) Plan.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 00:13 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 2,954 $16.44 $48,575.58
Disclosure

SEC source: 0001509409-20-000007 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,273

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.57 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 10,677 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 796 shares held through Issuer's 401(k) Plan.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 00:13 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 396 $16.35 $6,474.60
Disclosure

SEC source: 0001509409-20-000007 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,227

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · balance_after: Includes 10,677 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 796 shares held through Issuer's 401(k) Plan.

Read SEC document
May 15, 2020 Filed May 20, 2020 00:10 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 3,350 $15.25 $51,083.82
Disclosure

SEC source: 0001509409-20-000006 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,627

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.07 to $15.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 800 shares held through Issuer's 401(k) Plan.

Read SEC document
April 17, 2020 Filed Apr 22, 2020 01:09 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 3,350 $15.00 $50,250.00
Disclosure

SEC source: 0001509409-20-000005 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,979

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 802 shares held through Issuer's 401(k) Plan.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 00:32 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 3,350 $15.00 $50,250.00
Disclosure

SEC source: 0001509409-20-000004 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,853

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 326 shares held through Issuer's 401(k) Plan.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 01:49 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 3,350 $20.46 $68,557.08
Disclosure

SEC source: 0001509409-20-000003 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,036

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.35 to $20.64 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 159 shares held through Issuer's 401(k) Plan.

Read SEC document
January 15, 2020 Filed Jan 18, 2020 01:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 3,350 $19.54 $65,459.00
Disclosure

SEC source: 0001509409-20-000002 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,306

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 79 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2020 Filed Jan 4, 2020 01:47 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-20-000001 · primary_doc.xml · derivative · entry 5

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F3 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 01, 2020 Filed Jan 4, 2020 01:47 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001509409-20-000001 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 22,500 RSUs vest on January 1, 2020.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 22,500 RSUs vest on January 1, 2020.

Read SEC document
January 01, 2020 Filed Jan 4, 2020 01:47 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 6,981 $18.01 $125,727.81
Disclosure

SEC source: 0001509409-20-000001 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,577

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
January 01, 2020 Filed Jan 4, 2020 01:47 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001509409-20-000001 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 22,500 RSUs vest on January 1, 2020.

F5 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
November 18, 2019 Filed Nov 21, 2019 00:57 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 7,887 $19.70 $155,364.44
Disclosure

SEC source: 0001509409-19-000004 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,058

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $19.77 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan

Read SEC document
November 18, 2019 Filed Nov 21, 2019 00:57 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 1,798 $19.74 $35,498.99
Disclosure

SEC source: 0001509409-19-000004 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,945

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.71 to $19.81 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan

Read SEC document
August 06, 2019 Filed Aug 7, 2019 02:00 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 51,538 $19.27 $993,317.64
Disclosure

SEC source: 0001509409-19-000003 · primary_doc.xml · nonDerivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,743

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.405 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F9 · balance_after: Includes 12,871 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 02:00 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 966 $19.33 $18,675.00
Disclosure

SEC source: 0001509409-19-000003 · primary_doc.xml · nonDerivative · entry 3

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,281

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.305 to $19.375 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F9 · balance_after: Includes 12,871 shares purchased through Issuer's Employee Stock Purchase Plan.

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August 05, 2019 Filed Aug 7, 2019 02:00 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 12,379 $19.80 $245,067.06
Disclosure

SEC source: 0001509409-19-000003 · primary_doc.xml · nonDerivative · entry 5

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 46,644

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.76 to $19.835 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F10 · balance_after: Includes 6,921 shares purchased through Issuer's Employee Stock Purchase Plan and subsequently transferred to trust.

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August 05, 2019 Filed Aug 7, 2019 02:00 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 OtherCommon Stock 16,889 $19.55 $330,179.95
Disclosure

SEC source: 0001509409-19-000003 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,247

F3 · shares: Transfer of common stock held through Issuer's 401(k) Plan, as valued based on 8/5/2019 Issuer common stock closing price.

F3 · price: Transfer of common stock held through Issuer's 401(k) Plan, as valued based on 8/5/2019 Issuer common stock closing price.

F8 · balance_after: Includes 13,837 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 02:00 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 12,619 $19.89 $250,962.89
Disclosure

SEC source: 0001509409-19-000003 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,136

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.80 to $20.00 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F7 · balance_after: Includes 13,837 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,889 shares held in Issuer's 401(k) Plan.

Read SEC document
January 17, 2019 Filed Jan 19, 2019 00:36 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-19-000002 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014; the underlying common stock was released for settlement on January 17, 2019.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014; the underlying common stock was released for settlement on January 17, 2019.

Read SEC document
January 17, 2019 Filed Jan 19, 2019 00:36 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 10,296 $13.87 $142,805.52
Disclosure

SEC source: 0001509409-19-000002 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,831

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 20,758 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,336 shares held in Issuer's 401(k) Plan.

Read SEC document
January 17, 2019 Filed Jan 19, 2019 00:36 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-19-000002 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014; the underlying common stock was released for settlement on January 17, 2019.

F4 · balance_after: Includes 20,758 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,336 shares held in Issuer's 401(k) Plan.

Read SEC document
January 04, 2019 Filed Jan 9, 2019 01:10 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-19-000001 · primary_doc.xml · derivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:02 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 PurchaseCommon Stock 4,000 $9.45 $37,802.40
Disclosure

SEC source: 0001509409-18-000001 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,876

F1 · balance_after: Includes 18,872 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,971 shares held in Issuer's 401(K) Plan.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 21:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-18-000002 · primary_doc.xml · derivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of issuer's common stock.

F2 · derivative.exercise_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:49 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000008 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 10,000 shares was released on August 2, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 10,000 shares was released on August 2, 2017.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:49 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 3,310 $12.26 $40,580.60
Disclosure

SEC source: 0001509409-17-000008 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,299

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 18,872 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,394 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:49 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000008 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 10,000 shares was released on August 2, 2017.

F4 · balance_after: Includes 18,872 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,394 shares held in Issuer's 401(k) Plan.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:35 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000007 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on July 10, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on July 10, 2017.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:35 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,986 $11.35 $22,541.10
Disclosure

SEC source: 0001509409-17-000007 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,500

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 18,872 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,285 shares held in Issuer's 401(k) Plan.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:35 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000007 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on July 10, 2017.

F4 · balance_after: Includes 18,872 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,285 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · derivative · entry 10

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on June 27, 2017.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on June 27, 2017.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · derivative · entry 9

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 27, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 27, 2017.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · derivative · entry 8

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 27, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 27, 2017.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,986 $11.21 $22,263.06
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · nonDerivative · entry 6

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,666

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F5 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,263 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · nonDerivative · entry 5

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on June 27, 2017.

F5 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,263 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 3,310 $11.16 $36,939.60
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · nonDerivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,652

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F5 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,263 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · nonDerivative · entry 3

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 27, 2017.

F5 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,263 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 3,310 $10.82 $35,814.20
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,962

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F5 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,263 shares held in Issuer's 401(k) Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.