Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS · Entity 3567 | President, STC Division | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,653 |
Last balance in matching sequence
After 2026-09-15 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-09-15 · Sale · Disposed 2,700 · Balance 179,453 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 26, 2025. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.72 to $47.69 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5: Includes 1,232 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,606 shares held through Issuer's 401(k) Plan. Row 2 · 2026-09-15 · Sale · Disposed 3,380 · Balance 176,073 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 26, 2025. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.72 to $48.65 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5: Includes 1,232 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,606 shares held through Issuer's 401(k) Plan. Row 3 · 2026-09-15 · Sale · Disposed 420 · Balance 175,653 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 26, 2025. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $49.14 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5: Includes 1,232 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,606 shares held through Issuer's 401(k) Plan. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 46,644 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 46,644 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 26, 2025.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.72 to $47.69 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.72 to $48.65 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $49.14 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F5: Includes 1,232 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,606 shares held through Issuer's 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2023 Filed Jan 6, 2023 00:40 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-23-000001 · primary_doc.xml · nonDerivative · entry 5 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 50,000 RSUs vest on January 4, 2023. F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,095 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:40 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-23-000001 · primary_doc.xml · derivative · entry 12 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:40 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-23-000001 · primary_doc.xml · derivative · entry 11 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:40 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-23-000001 · primary_doc.xml · derivative · entry 10 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:40 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 5,040 | $10.03 | $50,551.20 |
DisclosureSEC source: 0001509409-23-000001 · primary_doc.xml · nonDerivative · entry 4 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,019 F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,095 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:40 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-23-000001 · primary_doc.xml · nonDerivative · entry 3 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,095 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:40 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 4,683 | $10.03 | $46,970.49 |
DisclosureSEC source: 0001509409-23-000001 · primary_doc.xml · nonDerivative · entry 2 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,059 F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,095 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:40 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-23-000001 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,095 shares held through Issuer's 401(k) Plan. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 23:35 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,000 | $15.45 | $46,350.00 |
DisclosureSEC source: 0001509409-22-000007 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,625 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,978 shares held through Issuer's 401(k) Plan. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:21 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,000 | $15.00 | $45,000.00 |
DisclosureSEC source: 0001509409-22-000006 · primary_doc.xml · nonDerivative · entry 2 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,633 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,986 shares held through Issuer's 401(k) Plan. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:21 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,000 | $15.00 | $45,000.00 |
DisclosureSEC source: 0001509409-22-000006 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,633 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,986 shares held through Issuer's 401(k) Plan. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 23:32 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,000 | $15.00 | $45,000.00 |
DisclosureSEC source: 0001509409-22-000005 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,638 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,991 shares held through Issuer's 401(k) Plan. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 23:39 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,000 | $19.07 | $57,197.40 |
DisclosureSEC source: 0001509409-22-000004 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,600 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.974 to $19.17 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,953 shares held through Issuer's 401(k) Plan. Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 01:01 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 12,425 | $20.92 | $259,931.00 |
DisclosureSEC source: 0001509409-22-000003 · primary_doc.xml · nonDerivative · entry 2 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,112 F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F3 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,465 shares held through Issuer's 401(k) Plan. Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 01:01 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantCommon Stock | 27,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-22-000003 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,537 F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019. F3 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,465 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 07, 2022 Filed Jan 8, 2022 01:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 15,909 | $19.98 | $317,861.82 |
DisclosureSEC source: 0001509409-22-000002 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,813 F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022. F2 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 02:08 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-22-000001 · primary_doc.xml · derivative · entry 12 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 02:08 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-22-000001 · primary_doc.xml · derivative · entry 11 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 50,000 RSUs vest on January 4, 2022. F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 50,000 RSUs vest on January 4, 2022. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 02:08 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantCommon Stock | 35,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-22-000001 · primary_doc.xml · nonDerivative · entry 7 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,722 F6 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019. F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 02:08 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 4,508 | $19.98 | $90,069.84 |
DisclosureSEC source: 0001509409-22-000001 · primary_doc.xml · nonDerivative · entry 6 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,447 F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 02:08 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-22-000001 · primary_doc.xml · nonDerivative · entry 5 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 02:08 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 22,550 | $19.98 | $450,549.00 |
DisclosureSEC source: 0001509409-22-000001 · primary_doc.xml · nonDerivative · entry 4 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,955 F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 02:08 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-22-000001 · primary_doc.xml · nonDerivative · entry 3 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 50,000 RSUs vest on January 4, 2022. F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:08 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-22-000001 · primary_doc.xml · derivative · entry 10 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:08 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-22-000001 · primary_doc.xml · derivative · entry 9 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:08 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 4,883 | $19.65 | $95,950.95 |
DisclosureSEC source: 0001509409-22-000001 · primary_doc.xml · nonDerivative · entry 2 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,505 F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:08 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-22-000001 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 01:06 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 1,291 | $19.18 | $24,757.25 |
DisclosureSEC source: 0001509409-21-000014 · primary_doc.xml · nonDerivative · entry 2 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,388 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.98 to $19.39 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 01:06 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 846 | $19.17 | $16,218.24 |
DisclosureSEC source: 0001509409-21-000014 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,679 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.98 to $19.39 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:43 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,500 | $21.84 | $76,433.35 |
DisclosureSEC source: 0001509409-21-000013 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,519 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.77 to $21.94 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 12,231 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,285 shares held through Issuer's 401(k) Plan. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 23:12 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,500 | $22.83 | $79,917.95 |
DisclosureSEC source: 0001509409-21-000012 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,017 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.76 to $23.02 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 12,231 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,283 shares held through Issuer's 401(k) Plan. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 23:25 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,500 | $22.05 | $77,164.15 |
DisclosureSEC source: 0001509409-21-000011 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,517 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.945 to $22.13 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 12,231 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,283 shares held through Issuer's 401(k) Plan. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 23:22 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,500 | $22.15 | $77,516.25 |
DisclosureSEC source: 0001509409-21-000010 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,019 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.96 to $22.35 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 12,231 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,285 shares held through Issuer's 401(k) Plan. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 23:15 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,500 | $26.32 | $92,116.15 |
DisclosureSEC source: 0001509409-21-000009 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,509 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.15 to $26.50 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 12,231 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,275 shares held through Issuer's 401(k) Plan. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 23:15 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. ktos · Entity 3567 | SaleCommon Stock | 3,500 | $26.45 | $92,590.40 |
DisclosureSEC source: 0001509409-21-000008 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,622 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.38 to $26.565 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,274 shares held through Issuer's 401(k) Plan. Read SEC document |
| May 17, 2021 Filed May 19, 2021 23:23 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,500 | $24.68 | $86,373.35 |
DisclosureSEC source: 0001509409-21-000007 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,126 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.56 to $24.73 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,278 shares held through Issuer's 401(k) Plan. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 23:21 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,500 | $27.91 | $97,700.40 |
DisclosureSEC source: 0001509409-21-000006 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,619 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.585 to $28.25 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,271 shares held through Issuer's 401(k) Plan. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:44 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 1,363 | $26.45 | $36,051.35 |
DisclosureSEC source: 0001509409-21-000005 · primary_doc.xml · nonDerivative · entry 2 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,767 F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F3 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 919 shares held through Issuer's 401(k) Plan. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:44 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 33,825 | $25.09 | $848,669.25 |
DisclosureSEC source: 0001509409-21-000005 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,130 F1 · kind: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested March 4, 2021 from performance restricted stock units granted in 2018 as reported on a Form 4 filed March 8, 2021 and released March 15, 2021. F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested March 4, 2021 from performance restricted stock units granted in 2018 as reported on a Form 4 filed March 8, 2021 and released March 15, 2021. F3 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 919 shares held through Issuer's 401(k) Plan. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 01:07 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-21-000004 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,927 F1 · kind: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2018. F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2018. F2 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 891 shares held through Issuer's 401(k) Plan. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:14 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 1,363 | $34.00 | $46,342.00 |
DisclosureSEC source: 0001509409-21-000003 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,891 F1 · kind: The transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: The transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 855 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 15, 2021 Filed Jan 16, 2021 00:44 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 1,363 | $30.21 | $41,176.23 |
DisclosureSEC source: 0001509409-21-000002 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,206 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 807 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 01:49 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-21-000001 · primary_doc.xml · derivative · entry 8 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F4 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 01:49 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-21-000001 · primary_doc.xml · derivative · entry 7 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 40,000 RSUs vest on January 4, 2021. F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 40,000 RSUs vest on January 4, 2021. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 01:49 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 12,040 | $26.37 | $317,494.80 |
DisclosureSEC source: 0001509409-21-000001 · primary_doc.xml · nonDerivative · entry 4 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,547 F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F6 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 785 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 01:49 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-21-000001 · primary_doc.xml · nonDerivative · entry 3 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 40,000 RSUs vest on January 4, 2021. F6 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 785 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2021 Filed Jan 6, 2021 01:49 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-21-000001 · primary_doc.xml · derivative · entry 6 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. Read SEC document |
| January 03, 2021 Filed Jan 6, 2021 01:49 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 3,267 | $27.43 | $89,613.81 |
DisclosureSEC source: 0001509409-21-000001 · primary_doc.xml · nonDerivative · entry 2 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,587 F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F6 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 785 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2021 Filed Jan 6, 2021 01:49 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-21-000001 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. F6 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 785 shares held through Issuer's 401(k) Plan. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 01:07 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 3,350 | $23.61 | $79,103.55 |
DisclosureSEC source: 0001509409-20-000014 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, STC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,009 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.43 to $23.84 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 786 shares held through Issuer's 401(k) Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.