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Carrai Phillip D

Disclosed activity across 1 company

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21798
SEC CIK
0001509409

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Reported relationships

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CompanyLast reported asReport datePublished
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS · Entity 3567President, STC DivisionSeptember 15, 2026September 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect175,653 Last balance in matching sequence After 2026-09-15 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2026-09-15 · Sale · Disposed 2,700 · Balance 179,453

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 26, 2025.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.72 to $47.69 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 1,232 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,606 shares held through Issuer's 401(k) Plan.

Row 2 · 2026-09-15 · Sale · Disposed 3,380 · Balance 176,073

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 26, 2025.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.72 to $48.65 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 1,232 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,606 shares held through Issuer's 401(k) Plan.

Row 3 · 2026-09-15 · Sale · Disposed 420 · Balance 175,653

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 26, 2025.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $49.14 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 1,232 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,606 shares held through Issuer's 401(k) Plan.

Common StockSEC Table I · non-derivativeIndirectby trust46,644 Reported balance Holding disclosure · report date 2026-09-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 46,644

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 26, 2025.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.72 to $47.69 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.72 to $48.65 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $49.14 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 1,232 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,606 shares held through Issuer's 401(k) Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 27, 2017 Filed Jun 30, 2017 00:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 27, 2017.

F5 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,263 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:42 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000005 · primary_doc.xml · derivative · entry 7

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, 10,000 were released on June 8, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, 10,000 were released on June 8, 2017.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:42 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000005 · primary_doc.xml · derivative · entry 6

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, 10,000 were released on June 8, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, 10,000 were released on June 8, 2017.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:42 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 3,310 $10.64 $35,218.40
Disclosure

SEC source: 0001509409-17-000005 · primary_doc.xml · nonDerivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,256

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,247 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:42 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000005 · primary_doc.xml · nonDerivative · entry 3

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, 10,000 were released on June 8, 2017.

F4 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,247 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:42 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 3,310 $10.64 $35,218.40
Disclosure

SEC source: 0001509409-17-000005 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,566

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,247 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:42 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000005 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, 10,000 were released on June 8, 2017.

F4 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,247 shares held in Issuer's 401(k) Plan.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 23:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000004 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 6,000 were released on May 31, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 6,000 were released on May 31, 2017.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 23:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,932 $10.28 $19,860.96
Disclosure

SEC source: 0001509409-17-000004 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,769

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,140 shares held in Issuer's 401(k) Plan.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 23:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000004 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 6,000 were released on May 31, 2017.

F4 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,140 shares held in Issuer's 401(k) Plan.

Read SEC document
May 26, 2017 Filed May 27, 2017 00:28 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000003 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 6,000 were released on May 26, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 6,000 were released on May 26, 2017.

Read SEC document
May 26, 2017 Filed May 27, 2017 00:28 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,932 $9.70 $18,740.40
Disclosure

SEC source: 0001509409-17-000003 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,701

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,140 shares held in Issuer's 401(k) Plan.

Read SEC document
May 26, 2017 Filed May 27, 2017 00:28 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000003 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 6,000 were released on May 26, 2017.

F4 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,140 shares held in Issuer's 401(k) Plan.

Read SEC document
January 27, 2017 Filed Feb 1, 2017 01:55 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 10,581 $7.40 $78,299.40
Disclosure

SEC source: 0001509409-17-000002 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,865

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported on a Form 4 filed January 5, 2017 and released January 27, 2017.

F2 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and 14,372 shares held in Issuer's 401(k) Plan.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 01:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000001 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: 50,000 RSUs vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 50,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F2 · derivative.expiration_date: 50,000 RSUs vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 50,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000001 · primary_doc.xml · derivative · entry 3

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement.

F1 · derivative.expiration_date: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000001 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement.

F4 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and 14,342 shares held in Issuer's 401(k) Plan.

Read SEC document
September 22, 2016 Filed Sep 24, 2016 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001509409-16-000017 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 4,500 were released on September 22, 2016.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 4,500 were released on September 22, 2016.

Read SEC document
September 22, 2016 Filed Sep 24, 2016 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,489 $7.39 $11,003.71
Disclosure

SEC source: 0001509409-16-000017 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,699

F3 · shares: Shares withheld in a net transaction for satisfaction of minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 14,286 shares purchased through Issuer's Employee Stock Purchase Plan and 14,413 shares held in Issuer's 410(k) Plan.

Read SEC document
September 22, 2016 Filed Sep 24, 2016 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001509409-16-000017 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 4,500 were released on September 22, 2016.

F4 · balance_after: Includes 14,286 shares purchased through Issuer's Employee Stock Purchase Plan and 14,413 shares held in Issuer's 410(k) Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.