Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NETLIST INCNLST · Entity 4386 | EVP and CFO | August 17, 2026 | August 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NETLIST INC
Report date August 17, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 534,594 |
Reported balance
After 2026-08-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-17 · Sale · Disposed 100,000 · Balance 534,594 F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.93 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The amount reported includes shares subject to unvested RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.93 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The amount reported includes shares subject to unvested RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2021 Filed Jul 14, 2021 21:01 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 60,657 | $6.40 | $388,465.63 |
DisclosureSEC source: 0001104659-21-092158 · tm2121203-6_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,888 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 21:00 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 68,282 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001104659-21-091227 · tm2121203-4_4seq1.xml · derivative · entry 6 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 68,282 shares Expires 2027-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in 16 equal quarterly installments from May 14, 2017 to February 14, 2021. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 21:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 68,282 | $5.90 | $402,870.63 |
DisclosureSEC source: 0001104659-21-091227 · tm2121203-4_4seq1.xml · nonDerivative · entry 4 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,545 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 21:00 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionCommon Stock | 68,282 | $1.02 | $69,647.64 |
DisclosureSEC source: 0001104659-21-091227 · tm2121203-4_4seq1.xml · nonDerivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 21:00 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,718 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001104659-21-091227 · tm2121203-4_4seq1.xml · derivative · entry 5 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,282 Underlying: Common Stock · 6,718 shares Expires 2027-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in 16 equal quarterly installments from May 14, 2017 to February 14, 2021. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 21:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 6,718 | $5.90 | $39,636.20 |
DisclosureSEC source: 0001104659-21-091227 · tm2121203-4_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,545 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 21:00 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionCommon Stock | 6,718 | $1.02 | $6,852.36 |
DisclosureSEC source: 0001104659-21-091227 · tm2121203-4_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · derivative · entry 13 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 75,000 shares Expires 2025-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in 16 equal installments from April 6, 2015 to January 6, 2019 Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $0.71 | $0.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · derivative · entry 12 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 60,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in 16 equal installments from May 11, 2013 to February 11, 2017. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $0.71 | $0.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · derivative · entry 11 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,000 Underlying: Common Stock · 15,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in 16 equal installments from May 11, 2013 to February 11, 2017. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · derivative · entry 10 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 75,000 shares Expires 2026-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in 16 equal quarterly installments from April 18, 2016 to January 18, 2020. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 75,000 | $5.40 | $405,000.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · nonDerivative · entry 9 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,545 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionCommon Stock | 75,000 | $0.84 | $63,150.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · nonDerivative · entry 8 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 60,000 | $5.25 | $315,000.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · nonDerivative · entry 7 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,545 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionCommon Stock | 60,000 | $0.71 | $42,600.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · nonDerivative · entry 6 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 15,000 | $5.25 | $78,750.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · nonDerivative · entry 5 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,545 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionCommon Stock | 15,000 | $0.71 | $10,665.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · nonDerivative · entry 4 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 75,000 | $5.25 | $393,750.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · nonDerivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,545 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionCommon Stock | 75,000 | $0.70 | $52,500.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 21:56 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 50,000 | $4.20 | $210,000.00 |
DisclosureSEC source: 0001104659-21-089874 · tm2121203-3_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,545 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 50,000 | $3.40 | $170,170.00 |
DisclosureSEC source: 0001104659-21-088959 · tm2121203-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,545 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| April 06, 2021 Filed Apr 9, 2021 01:01 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 50,000 | $2.90 | $145,000.00 |
DisclosureSEC source: 0001104659-21-048240 · tm2112339-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,545 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 50,000 | $1.93 | $96,500.00 |
DisclosureSEC source: 0001104659-21-038334 · tm219978-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,545 Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 22:01 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-004797 · a4.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,545 F1 · shares: These restricted stock units (RSUs) granted on January 13, 2021 vest in installments of 12,500 beginning on July 13, 2021 semi-annually through January 13,2025. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 15:00 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-031128 · a4.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,545 F1 · shares: These restricted stock units (RSUs) granted on March 6, 2020 vest in installments of 9,375 beginning on September 8, 2020 semi-annually through March 6, 2024. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 21:00 UTC | NETLIST INC NLST · Entity 4386 | Tax withholdingCommon Stock | 15,330 | $0.41 | $6,285.30 |
DisclosureSEC source: 0001104659-19-021692 · a4.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,795 F1 · shares: Represents shares being withheld to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:00 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 411,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-016342 · a4.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,125 F1 · shares: This Restricted Stock Unit ("RSU") award was granted to the Reporting Person on March 18, 2019 and vests in installments of 51,469 shares beginning on September 18, 2019 semi-annually through March 17, 2023. The shares will be delivered to the Reporting Person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 21:19 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-024553 · a4.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,375 F1 · shares: The shares of restricted stock awarded on April 13, 2018 vest in installments of 9,375 beginning on July 13, 2018 and every three months thereafter through April 13, 2020. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 02:30 UTC | NETLIST INC NLST · Entity 4386 | GrantEmployee Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001104659-17-009970 · a4.xml · derivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-02-14 F1 · derivative.exercise_date: The option vests in sixteen (16) equal quarterly installments through February 14, 2021 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.