Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NETLIST INCNLST · Entity 4386 | EVP and CFO | August 17, 2026 | August 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NETLIST INC
Report date August 17, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 534,594 |
Reported balance
After 2026-08-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-17 · Sale · Disposed 100,000 · Balance 534,594 F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.93 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The amount reported includes shares subject to unvested RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.93 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The amount reported includes shares subject to unvested RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2026 Filed Aug 20, 2026 01:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 100,000 | $6.91 | $690,660.00 |
DisclosureSEC source: 0001104659-26-098891 · tm2623447-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 534,594 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.93 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The amount reported includes shares subject to unvested RSUs. Read SEC document |
| August 12, 2026 Filed Aug 15, 2026 01:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 25,000 | $4.49 | $112,250.00 |
DisclosureSEC source: 0001104659-26-097412 · tm2623020-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 634,594 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025. F2 · balance_after: The amount reported includes shares subject to unvested RSUs. Read SEC document |
| August 05, 2026 Filed Aug 8, 2026 01:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 25,000 | $3.99 | $99,750.00 |
DisclosureSEC source: 0001104659-26-092853 · tm2622395-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 659,594 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025. F2 · balance_after: The amount reported includes shares subject to unvested RSUs. Read SEC document |
| June 05, 2026 Filed Jun 10, 2026 01:31 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-071997 · tm2617089-4_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 684,594 F1 · shares: The shares subject to the restricted stock units (the "RSUs") vest over a period of four years, with 1/4 of such shares vesting on each anniversary of June 9, 2026. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. F2 · balance_after: The amount reported includes shares subject to unvested RSUs. Read SEC document |
| May 15, 2026 Filed May 20, 2026 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 8,876 | $2.63 | $23,311.93 |
DisclosureSEC source: 0001104659-26-064032 · tm2614839-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 484,594 F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5624 to $2.70 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The amount reported includes shares subject to unvested RSUs. Read SEC document |
| May 11, 2026 Filed May 14, 2026 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 25,000 | $3.49 | $87,250.00 |
DisclosureSEC source: 0001104659-26-060515 · tm2614275-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 493,470 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025. F2 · balance_after: The amount reported includes shares subject to unvested RSUs. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 00:44 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 20,898 | $1.50 | $31,347.00 |
DisclosureSEC source: 0001104659-26-028730 · tm268843-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 518,470 F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.53 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The amount reported includes shares subject to unvested RSUs. Read SEC document |
| November 26, 2025 Filed Dec 2, 2025 02:32 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-117458 · tm2532473-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 539,368 F1 · shares: The shares subject to the restricted stock units (the "RSUs") vest over a period of four years, with 1/4 of such shares vesting on each anniversary of November 15, 2025. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. F2 · balance_after: The amount reported includes shares subject to unvested RSUs. Read SEC document |
| May 15, 2025 Filed May 20, 2025 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 10,430 | $0.72 | $7,466.84 |
DisclosureSEC source: 0001104659-25-050637 · tm2515337-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 339,368 F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7122 to $0.72 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:06 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 10,430 | $1.15 | $11,943.39 |
DisclosureSEC source: 0001104659-25-025006 · tm259625-2_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 349,798 F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.14 to $1.16 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 20:06 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 10,430 | $1.05 | $10,952.54 |
DisclosureSEC source: 0001104659-25-025006 · tm259625-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 360,228 F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 to $1.06 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 21:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 8,183 | $1.25 | $10,228.75 |
DisclosureSEC source: 0001104659-24-089720 · tm2421527-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 370,658 F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 15, 2024 Filed Jul 18, 2024 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 4,092 | $1.47 | $6,015.24 |
DisclosureSEC source: 0001104659-24-080621 · tm2419502-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 378,841 F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| May 14, 2024 Filed May 16, 2024 19:01 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-062462 · tm2414723-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 382,933 F1 · shares: These restricted stock units (RSUs) granted on May 14, 2024 vest in installments of 25,000 beginning on May 15, 2025 one time per year through May 15, 2028. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 10,415 | $1.62 | $16,832.72 |
DisclosureSEC source: 0001104659-24-036338 · tm249186-1_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 282,933 F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.580 to $1.680 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 10,415 | $1.79 | $18,653.27 |
DisclosureSEC source: 0001104659-24-036338 · tm249186-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 293,348 F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.780 to $1.815 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| March 06, 2024 Filed Mar 9, 2024 02:31 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 3,917 | $1.54 | $6,039.62 |
DisclosureSEC source: 0001104659-24-032610 · tm248189-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,763 F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| January 16, 2024 Filed Jan 19, 2024 02:38 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 5,202 | $2.02 | $10,508.04 |
DisclosureSEC source: 0001104659-24-004925 · tm243469-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,680 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.015 to $2.020 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| September 06, 2023 Filed Sep 9, 2023 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 3,292 | $1.91 | $6,301.88 |
DisclosureSEC source: 0001104659-23-099405 · tm2325624-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,882 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $1.92 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 11, 2023 Filed Aug 16, 2023 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 8,820 | $3.24 | $28,569.74 |
DisclosureSEC source: 0001104659-23-092124 · tm2323565-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,174 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.23 to $3.26 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 13, 2023 Filed Jul 18, 2023 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 4,364 | $3.27 | $14,271.15 |
DisclosureSEC source: 0001104659-23-081751 · tm2321266-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,994 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.27 to $3.28 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 24, 2023 Filed Apr 27, 2023 01:32 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 95,273 | $5.44 | $518,342.28 |
DisclosureSEC source: 0001104659-23-050548 · tm2313706-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,358 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.44 to $5.45 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 17, 2023 Filed Mar 18, 2023 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 50,000 | $3.33 | $166,725.00 |
DisclosureSEC source: 0001104659-23-034111 · tm239856-2_4seq1.xml · nonDerivative · entry 4 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,631 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple tranactions at prices ranging from $3.30 to $3.38 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 17, 2023 Filed Mar 18, 2023 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 18,417 | $3.24 | $59,619.51 |
DisclosureSEC source: 0001104659-23-034111 · tm239856-2_4seq1.xml · nonDerivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,631 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.11 to $3.35 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 16, 2023 Filed Mar 18, 2023 01:30 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-034111 · tm239856-2_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,048 F3 · shares: These restricted stock units (RSUs) granted on March 16, 2023 vest in installments of 25,000 beginning on March 16, 2024 one time per year through March 16, 2027. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 10,318 | $3.07 | $31,661.81 |
DisclosureSEC source: 0001104659-23-034111 · tm239856-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,048 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.12 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 21:45 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 28,854 | $3.00 | $86,562.00 |
DisclosureSEC source: 0001104659-23-030631 · tm238833-1_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,366 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 21:45 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 3,875 | $2.88 | $11,160.00 |
DisclosureSEC source: 0001104659-23-030631 · tm238833-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,220 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:15 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 46,399 | $2.00 | $92,798.00 |
DisclosureSEC source: 0001104659-23-022817 · tm236274-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,095 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:15 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 615 | $1.68 | $1,033.20 |
DisclosureSEC source: 0001104659-23-004606 · tm233487-1_4seq1.xml · nonDerivative · entry 4 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,494 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:15 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 100 | $1.66 | $166.00 |
DisclosureSEC source: 0001104659-23-004606 · tm233487-1_4seq1.xml · nonDerivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,109 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:15 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 1,950 | $1.65 | $3,217.50 |
DisclosureSEC source: 0001104659-23-004606 · tm233487-1_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,209 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:15 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 2,460 | $1.62 | $3,985.20 |
DisclosureSEC source: 0001104659-23-004606 · tm233487-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,159 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:22 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 1,595 | $1.14 | $1,818.30 |
DisclosureSEC source: 0001104659-22-128244 · tm2232827-1_4seq1.xml · nonDerivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,619 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:22 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 2,700 | $1.13 | $3,051.00 |
DisclosureSEC source: 0001104659-22-128244 · tm2232827-1_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,214 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:22 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 8,205 | $1.13 | $9,272.47 |
DisclosureSEC source: 0001104659-22-128244 · tm2232827-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,914 Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 21:15 UTC | NETLIST INC NLST · Entity 4386 | Tax withholdingCommon Stock | 26,944 | $2.68 | $72,075.20 |
DisclosureSEC source: 0001104659-22-101993 · tm2226244-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,119 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 20:20 UTC | NETLIST INC NLST · Entity 4386 | Tax withholdingCommon Stock | 8,646 | $3.15 | $27,234.90 |
DisclosureSEC source: 0001104659-22-091229 · tm2223354-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,063 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:01 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 13,447 | $6.32 | $84,985.04 |
DisclosureSEC source: 0001104659-22-058219 · tm2214995-1_4seq1.xml · nonDerivative · entry 4 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,709 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:01 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 6,829 | $6.31 | $43,090.99 |
DisclosureSEC source: 0001104659-22-058219 · tm2214995-1_4seq1.xml · nonDerivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,156 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:01 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 10,100 | $6.30 | $63,630.00 |
DisclosureSEC source: 0001104659-22-058219 · tm2214995-1_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,985 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:01 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 30,468 | $6.24 | $190,120.32 |
DisclosureSEC source: 0001104659-22-058219 · tm2214995-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,085 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 21:30 UTC | NETLIST INC NLST · Entity 4386 | Tax withholdingCommon Stock | 17,335 | $5.00 | $86,675.00 |
DisclosureSEC source: 0001104659-22-036648 · tm2210040-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,553 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| January 25, 2022 Filed Feb 1, 2022 22:43 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-010460 · tm225140-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,888 F1 · shares: These restricted stock units (RSUs) granted on January 25, 2022 vest in installments of 25,000 beginning on August 11, 2022 two times per year through March 15, 2026. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:56 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001104659-21-094459 · tm2121203-7_4seq1.xml · derivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in 16 equal quarterly installments from May 27, 2012 to February 27, 2016 Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:56 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 75,000 | $7.90 | $592,500.00 |
DisclosureSEC source: 0001104659-21-094459 · tm2121203-7_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,888 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:56 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionCommon Stock | 75,000 | $3.59 | $269,250.00 |
DisclosureSEC source: 0001104659-21-094459 · tm2121203-7_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 21:01 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001104659-21-092158 · tm2121203-6_4seq1.xml · derivative · entry 4 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in 16 equal quarterly installments from May 21, 2014 to February 21, 2018. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 21:01 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 75,000 | $7.20 | $540,000.00 |
DisclosureSEC source: 0001104659-21-092158 · tm2121203-6_4seq1.xml · nonDerivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,888 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 21:01 UTC | NETLIST INC NLST · Entity 4386 | Exercise / conversionCommon Stock | 75,000 | $2.05 | $153,750.00 |
DisclosureSEC source: 0001104659-21-092158 · tm2121203-6_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.