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Casellas Alberto

Disclosed activity across 1 company

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21526
SEC CIK
0001763554

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Synchrony FinancialSYF · Entity 3184See remarksAugust 17, 2026August 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Synchrony Financial

Report date August 17, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent UnitSEC Table I · non-derivativeDirect50,691 Reported balance After 2026-08-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-17 · Grant · Acquired 182 · Balance 50,691

F1: Represents dividend equivalent units accrued on August 17, 2026 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2: Balance adjusted to account for rounding of fractional shares over time.

Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect186.453 Reported balance After 2026-08-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-17 · Grant · Acquired 0.782 · Balance 186.453

F3: The reported phantom stock units were acquired pursuant to a dividend reinvestment feature under the Synchrony Financial Deferred Compensation Plan (the "Deferred Compensation Plan") and are to be settled, in cash, six months following the Reporting Person's separation from service to the Company, subject to the requirements set forth in the Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalent units accrued on August 17, 2026 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2: Balance adjusted to account for rounding of fractional shares over time.

F3: The reported phantom stock units were acquired pursuant to a dividend reinvestment feature under the Synchrony Financial Deferred Compensation Plan (the "Deferred Compensation Plan") and are to be settled, in cash, six months following the Reporting Person's separation from service to the Company, subject to the requirements set forth in the Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 6, 2024 00:28 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 13,684 $41.05 $561,728.20
Disclosure

SEC source: 0001601712-24-000110 · wk-form4_1709684927.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,822

F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units. No investment decision was made by the reporting person in connection with the withholding.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:17 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 354 $39.85 $14,106.90
Disclosure

SEC source: 0001601712-24-000084 · wk-form4_1708467430.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,506

F1 · shares: Represents dividend equivalent units accrued on February 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on February 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 22:44 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 23,347 $37.97 $886,485.59
Disclosure

SEC source: 0001601712-24-000039 · wk-form4_1706309047.xml · nonDerivative · entry 2

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,152

F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2021-2023 Long-Term Performance Program.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 22:44 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 46,765 $37.97 $1,775,667.05
Disclosure

SEC source: 0001601712-24-000039 · wk-form4_1706309047.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,499

F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2021-2023 Long-Term Performance Program based on pre-established performance goals for the 2021-2023 performance period.

Read SEC document
November 09, 2023 Filed Nov 14, 2023 22:33 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 480 $29.15 $13,992.00
Disclosure

SEC source: 0001601712-23-000293 · wk-form4_1700001203.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,734

F1 · shares: Represents dividend equivalent units accrued on November 9, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 9, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 22:22 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 404 $34.40 $13,897.60
Disclosure

SEC source: 0001601712-23-000239 · wk-form4_1692051727.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,254

F1 · shares: Represents dividend equivalent units accrued on August 10, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 10, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:36 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 468 $27.08 $12,673.44
Disclosure

SEC source: 0001601712-23-000157 · wk-form4_1684269398.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,850

F1 · shares: Represents dividend equivalent units accrued on May 12, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 12, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:10 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 658 $29.08 $19,134.64
Disclosure

SEC source: 0001601712-23-000108 · wf-form4_168063900979298.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,382

F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 01:12 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 13,407 $35.98 $482,383.86
Disclosure

SEC source: 0001601712-23-000066 · wf-form4_167771954209216.xml · nonDerivative · entry 2

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,500

F1 · kind: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units. No investment decision was made by the reporting person in connection with the withholding.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 01:12 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 29,314 $35.98 $1,054,717.72
Disclosure

SEC source: 0001601712-23-000066 · wf-form4_167771954209216.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,907

Read SEC document
February 27, 2023 Filed Mar 2, 2023 01:12 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 39,460 $36.14 $1,426,084.40
Disclosure

SEC source: 0001601712-23-000066 · wf-form4_167771954209216.xml · nonDerivative · entry 3

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,040

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2023.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:47 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 346 $35.77 $12,376.42
Disclosure

SEC source: 0001601712-23-000059 · wf-form4_167710239749780.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,593

F1 · shares: Represents dividend equivalent units accrued on February 17, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on February 17, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:07 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 26,453 $35.37 $935,642.61
Disclosure

SEC source: 0001601712-23-000025 · wf-form4_167476725426817.xml · nonDerivative · entry 2

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,247

F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2020-2022 Long-Term Performance Program.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:07 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 53,034 $0.00 $0.00
Disclosure

SEC source: 0001601712-23-000025 · wf-form4_167476725426817.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,700

F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2020-2022 Long-Term Performance Program based on pre-established performance goals for the 2020-2022 performance period.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:22 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 318 $38.73 $12,316.14
Disclosure

SEC source: 0001601712-22-000256 · wf-form4_166854729959782.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666

F1 · shares: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 23:04 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 338 $36.11 $12,205.18
Disclosure

SEC source: 0001601712-22-000221 · wf-form4_166060454233600.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,348

F1 · shares: Represents dividend equivalent units accrued on August 11, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 11, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
May 12, 2022 Filed May 16, 2022 20:23 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 352 $33.03 $11,626.56
Disclosure

SEC source: 0001601712-22-000178 · wf-form4_165273259619719.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,010

F1 · shares: Represents dividend equivalent units accrued on May 12, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 12, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:26 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 1,281 $35.16 $45,039.96
Disclosure

SEC source: 0001601712-22-000105 · wf-form4_164910397990989.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,658

F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:19 UTC Synchrony Financial SYF · Entity 3184 GrantPhantom Stock Units · Derivative 3,331 $0.00 $0.00
Disclosure

SEC source: 0001601712-22-000089 · wf-form4_164634231777328.xml · derivative · entry 4

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,533

Underlying: Phantom Stock Units · 3,331 shares

Expires not disclosed

F5 · derivative.exercise_price: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the Reporting Person's separation from service to the Company, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of the Company's common stock.

F5 · derivative.exercise_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the Reporting Person's separation from service to the Company, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of the Company's common stock.

F5 · derivative.expiration_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the Reporting Person's separation from service to the Company, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of the Company's common stock.

F6 · balance_after: Includes phantom stock units acquired pursuant to the dividend reinvestment feature of the Restoration Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:19 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 15,702 $42.47 $666,863.94
Disclosure

SEC source: 0001601712-22-000089 · wf-form4_164634231777328.xml · nonDerivative · entry 3

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,939

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2022.

F4 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:19 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 11,388 $39.47 $449,484.36
Disclosure

SEC source: 0001601712-22-000089 · wf-form4_164634231777328.xml · nonDerivative · entry 2

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,641

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:19 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 25,653 $39.47 $1,012,523.91
Disclosure

SEC source: 0001601712-22-000089 · wf-form4_164634231777328.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,029

F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:38 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 264 $43.66 $11,526.24
Disclosure

SEC source: 0001601712-22-000077 · wf-form4_164556585441753.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,376

F1 · shares: Represents dividend equivalent units accrued on February 17, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on February 17, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:56 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 229 $50.18 $11,491.22
Disclosure

SEC source: 0001601712-21-000299 · wf-form4_163709955511734.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,576

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:55 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 39,977 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001601712-21-000267 · wf-form4_163070250607188.xml · derivative · entry 3

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Underlying: Common Stock · 39,977 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:55 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 39,977 $49.09 $1,962,470.93
Disclosure

SEC source: 0001601712-21-000267 · wf-form4_163070250607188.xml · nonDerivative · entry 2

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,347

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:55 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionCommon Stock 39,977 $23.00 $919,471.00
Disclosure

SEC source: 0001601712-21-000267 · wf-form4_163070250607188.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 21:00 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 221 $51.62 $11,408.02
Disclosure

SEC source: 0001601712-21-000252 · wf-form4_162914759144613.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,347

F1 · shares: Represents dividend equivalent units accrued on August 12, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 12, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
June 25, 2021 Filed Feb 11, 2022 21:06 UTC Synchrony Financial SYF · Entity 3184 GiftCommon Stock 2,324 $0.00 $0.00
Disclosure

SEC source: 0001601712-22-000057 · wf-form5_164461356238221.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,112

F1 · kind: Represents shares that the reporting person donated as a gift to a donor advised fund.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:09 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 251 $45.27 $11,362.77
Disclosure

SEC source: 0001601712-21-000197 · wf-form4_162128211991132.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,126

F1 · shares: Represents dividend equivalent units accrued on May 13, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 13, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:26 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 1,813 $41.66 $75,529.58
Disclosure

SEC source: 0001601712-21-000159 · wf-form4_161739511825124.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,875

F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

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March 02, 2021 Filed Mar 3, 2021 21:42 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 9,882 $39.83 $393,600.06
Disclosure

SEC source: 0001601712-21-000113 · wf-form4_161480770118120.xml · nonDerivative · entry 6

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,688

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

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March 01, 2021 Filed Mar 3, 2021 21:42 UTC Synchrony Financial SYF · Entity 3184 GrantPhantom Stock Units · Derivative 1,459 $0.00 $0.00
Disclosure

SEC source: 0001601712-21-000113 · wf-form4_161480770118120.xml · derivative · entry 8

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,869

Underlying: Phantom Stock Units · 1,459 shares

Expires not disclosed

F4 · derivative.exercise_price: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

F4 · derivative.exercise_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

F4 · derivative.expiration_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

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March 01, 2021 Filed Mar 3, 2021 21:42 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,292 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001601712-21-000113 · wf-form4_161480770118120.xml · derivative · entry 7

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,292 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

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March 01, 2021 Filed Mar 3, 2021 21:42 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 21,521 $39.46 $849,218.66
Disclosure

SEC source: 0001601712-21-000113 · wf-form4_161480770118120.xml · nonDerivative · entry 5

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,570

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

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March 01, 2021 Filed Mar 3, 2021 21:42 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 20,292 $39.46 $800,722.32
Disclosure

SEC source: 0001601712-21-000113 · wf-form4_161480770118120.xml · nonDerivative · entry 4

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,091

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

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March 01, 2021 Filed Mar 3, 2021 21:42 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionCommon Stock 20,292 $23.00 $466,716.00
Disclosure

SEC source: 0001601712-21-000113 · wf-form4_161480770118120.xml · nonDerivative · entry 3

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

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March 01, 2021 Filed Mar 3, 2021 21:42 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 7,273 $40.00 $290,920.00
Disclosure

SEC source: 0001601712-21-000113 · wf-form4_161480770118120.xml · nonDerivative · entry 2

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,091

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

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March 01, 2021 Filed Mar 3, 2021 21:42 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 23,625 $40.00 $945,000.00
Disclosure

SEC source: 0001601712-21-000113 · wf-form4_161480770118120.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,364

F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

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February 16, 2021 Filed Feb 18, 2021 21:15 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 268 $37.90 $10,157.20
Disclosure

SEC source: 0001601712-21-000081 · wf-form4_161368288195633.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,739

F1 · shares: Represents dividend equivalent units accrued on February 16, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on February 16, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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January 27, 2021 Filed Jan 29, 2021 21:05 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 4,499 $35.38 $159,174.62
Disclosure

SEC source: 0001601712-21-000054 · wf-form4_161195434314451.xml · nonDerivative · entry 2

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,471

F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2018-2020 Long-Term Performance Program.

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January 27, 2021 Filed Jan 29, 2021 21:05 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 8,816 $0.00 $0.00
Disclosure

SEC source: 0001601712-21-000054 · wf-form4_161195434314451.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,970

F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2018-2020 Long-Term Performance Program based on pre-established performance goals for the 2018-2020 performance period.

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January 26, 2021 Filed Jan 28, 2022 21:11 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 13,835 $46.10 $637,793.50
Disclosure

SEC source: 0001601712-22-000045 · wf-form4_164340424390121.xml · nonDerivative · entry 2

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,436

F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2019-2021 Long-Term Performance Program.

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January 26, 2021 Filed Jan 28, 2022 21:11 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 27,695 $0.00 $0.00
Disclosure

SEC source: 0001601712-22-000045 · wf-form4_164340424390121.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,271

F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2019-2021 Long-Term Performance Program based on pre-established performance goals for the 2019-2021 performance period.

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November 12, 2020 Filed Nov 16, 2020 21:13 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 346 $29.11 $10,072.06
Disclosure

SEC source: 0001601712-20-000284 · wf-form4_160556117666034.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,154

F1 · shares: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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August 13, 2020 Filed Aug 17, 2020 20:22 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 404 $24.70 $9,978.80
Disclosure

SEC source: 0001601712-20-000212 · wf-form4_159769571406247.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,808

F1 · shares: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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May 14, 2020 Filed May 18, 2020 20:08 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 578 $17.07 $9,866.46
Disclosure

SEC source: 0001601712-20-000159 · wf-form4_158983248867664.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,404

F1 · shares: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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April 01, 2020 Filed Apr 2, 2020 20:32 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 2,246 $14.51 $32,589.46
Disclosure

SEC source: 0001601712-20-000123 · wf-form4_158585953507316.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,826

F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

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March 02, 2020 Filed Mar 4, 2020 21:13 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 14,669 $29.97 $439,629.93
Disclosure

SEC source: 0001601712-20-000106 · wf-form4_158335640713010.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,072

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2020.

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March 01, 2020 Filed Mar 3, 2020 21:12 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 2,399 $29.10 $69,810.90
Disclosure

SEC source: 0001601712-20-000100 · wf-form4_158326990836220.xml · nonDerivative · entry 2

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,741

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.