TapewireFind a company

person · Reporting owner

THOMPSON J KENNETH

Disclosed activity across 4 companies

Tapewire entity
21420
SEC CIK
0001188787

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALASKA AIR GROUP, INC.ALK · Entity 3976DirectorDecember 11, 2024December 12, 2024
Coeur Mining, Inc.CDE · Entity 3250DirectorAugust 19, 2026August 20, 2026
TETRA TECH INCTTEK · Entity 3570DirectorFebruary 14, 2024February 16, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALASKA AIR GROUP, INC.

Report date December 11, 2024 · Filed December 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect32,649 Reported balance After 2024-12-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-12-11 · Gift · Disposed 3,300 · Balance 32,649

F1: Total held in column 5 includes 21,344 Deferred Stock Units (DSUs) previously granted under the Issuer's 2008 Performance Incentive Plan and 2,445 DSUs granted under the Issuer's 2016 Performance Incentive Plan. The DSUs are 100% vested on the date of grant and issuable in common shares upon resignation from the Alaska Air Group, Inc. Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Total held in column 5 includes 21,344 Deferred Stock Units (DSUs) previously granted under the Issuer's 2008 Performance Incentive Plan and 2,445 DSUs granted under the Issuer's 2016 Performance Incentive Plan. The DSUs are 100% vested on the date of grant and issuable in common shares upon resignation from the Alaska Air Group, Inc. Board of Directors.

Coeur Mining, Inc.

Report date August 19, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect257,333 Reported balance After 2026-08-19 transaction · row 1
1 source row

Row 1 · 2026-08-19 · Sale · Disposed 25,000 · Balance 257,333

F1: This transaction was executed in multiple trades at prices ranging from $20.760 to $20.785. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $20.760 to $20.785. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

TETRA TECH INC

Report date February 14, 2024 · Filed February 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect10,985 Reported balance After 2024-02-14 transaction · row 1
1 source row

Row 1 · 2024-02-14 · Sale · Disposed 3,500 · Balance 10,985

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.00 to $177.46 inclusive.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.00 to $177.46 inclusive.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PIONEER NATURAL RESOURCES CO

Report date May 03, 2024 · Filed May 03, 2024

Section 16 reporting ended · disclosed 2024-05-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-05-03 transaction · row 1
1 source row

Row 1 · 2024-05-03 · Disposition to issuer · Disposed 16,070 · Balance 0

F1: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock.

Common StockSEC Table I · non-derivativeIndirectIRA0 Reported balance After 2024-05-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-05-03 · Disposition to issuer · Disposed 2,075 · Balance 0

F1: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2019 Filed Feb 8, 2019 23:21 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 8,000 $0.00 Strike: $20.28 $0.00
Disclosure

SEC source: 0000831641-19-000019 · wf-form4_154966804830844.xml · derivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,000 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date.

F3 · derivative.expiration_date: The option expires in the current year.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:21 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 8,000 $55.24 $441,923.20
Disclosure

SEC source: 0000831641-19-000019 · wf-form4_154966804830844.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,676

F1 · price: $55.2404 is an average price. Shares were sold at prices ranging from $55.05 to $55.35 per share.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:21 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 8,000 $20.28 $162,240.00
Disclosure

SEC source: 0000831641-19-000019 · wf-form4_154966804830844.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:23 UTC Coeur Mining, Inc. CDE · Entity 3250 GrantCommon Stock, par value $0.01 per share 17,716 $0.00 $0.00
Disclosure

SEC source: 0000215466-19-000036 · wf-form4_154948820044495.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,645

F1 · shares: These shares were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 00:21 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 2,500 $73.12 $182,800.50
Disclosure

SEC source: 0001246360-18-002574 · form.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,853

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $72.82 TO $73.30, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
November 27, 2018 Filed Dec 4, 2018 00:21 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GiftCOMMON STOCK 700 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002574 · form.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,353

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

Read SEC document
November 26, 2018 Filed Nov 26, 2018 22:35 UTC Coeur Mining, Inc. CDE · Entity 3250 PurchaseCommon Stock, par value $0.01 per share 5,000 $4.04 $20,180.00
Disclosure

SEC source: 0000215466-18-000155 · wf-form4_154327168415713.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,929

Read SEC document
November 20, 2018 Filed Nov 22, 2018 01:05 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 2,880 $0.00 $0.00
Disclosure

SEC source: 0000831641-18-000175 · wf-form4_154284873232987.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,676

F1 · shares: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan.

F2 · price: Each PSU represented the right to receive one share of common stock.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:19 UTC TETRA TECH INC TTEK · Entity 3570 GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 770 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-18-000121 · wf-form4_154240674329340.xml · derivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

Underlying: COMMON STOCK · 770 shares

Expires 2019-11-18

F1 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2 · derivative.exercise_date: The restricted stock units (RSUs) become vested as to 100% of the shares underlying the RSUs on November 18, 2019.

Read SEC document
November 07, 2018 Filed Nov 7, 2018 21:36 UTC Coeur Mining, Inc. CDE · Entity 3250 PurchaseCommon Stock, par value $0.01 per share 5,000 $4.96 $24,790.00
Disclosure

SEC source: 0000215466-18-000145 · wf-form4_154162659962532.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,929

Read SEC document
August 03, 2018 Filed Aug 6, 2018 20:50 UTC Coeur Mining, Inc. CDE · Entity 3250 PurchaseCommon Stock, par value $0.01 per share 10,000 $6.60 $65,970.00
Disclosure

SEC source: 0000215466-18-000124 · wf-form4_153358858786733.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,929

Read SEC document
May 21, 2018 Filed May 21, 2018 17:14 UTC PIONEER NATURAL RESOURCES CO PXD · Entity 91514 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001625 · form.xml · nonDerivative · entry 4

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,736

Read SEC document
May 21, 2018 Filed May 21, 2018 17:14 UTC PIONEER NATURAL RESOURCES CO PXD · Entity 91514 SaleCommon Stock 1,000 $212.17 $212,170.00
Disclosure

SEC source: 0001246360-18-001625 · form.xml · nonDerivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,236

Read SEC document
May 17, 2018 Filed May 21, 2018 17:14 UTC PIONEER NATURAL RESOURCES CO PXD · Entity 91514 GrantCommon Stock 1,371 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001625 · form.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,236

Read SEC document
May 03, 2018 Filed May 7, 2018 20:56 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 1,589 $62.92 $99,979.88
Disclosure

SEC source: 0001246360-18-001471 · form.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,053

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: COMMON SHARES GRANTED UNDER ALASKA AIR GROUP'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2019 ANNUAL STOCKHOLDERS MEETING.

F3 · shares: THE PRICE REPORTED IN COLUMN 4 REPRESENTS THE COST BASIS FOR THE SHARES ISSUED.

Read SEC document
February 23, 2018 Filed Feb 23, 2018 21:07 UTC TETRA TECH INC TTEK · Entity 3570 GiftCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0000831641-18-000023 · wf-form4_151942006147878.xml · nonDerivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,796

F2 · shares: The reporting person donated 500 shares of common stock on February 23, 2018.

F3 · price: Bona fide gift. No compensation was given to the donor for the gifting of shares.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:07 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 8,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0000831641-18-000023 · wf-form4_151942006147878.xml · derivative · entry 4

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,000 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of its grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:07 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 8,000 $50.01 $400,069.60
Disclosure

SEC source: 0000831641-18-000023 · wf-form4_151942006147878.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,296

F1 · price: $50.0087 is an average price. Shares were sold at prices ranging from $50.0050 to $50.0500 per share.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:07 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 8,000 $22.40 $179,200.00
Disclosure

SEC source: 0000831641-18-000023 · wf-form4_151942006147878.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 9, 2018 21:26 UTC Coeur Mining, Inc. CDE · Entity 3250 GrantCommon Stock, par value $0.01 per share 11,795 $0.00 $0.00
Disclosure

SEC source: 0000215466-18-000052 · wf-form4_151821156730830.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,929

F1 · shares: These shares were issued to the reporting person pursuant to the Coeur Mining, Inc. 2015 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:26 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 1,701 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000107 · wf-form4_151138597598538.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,296

F2 · shares: Each performance share unit ("PSU") represents the right to receive one share of Common Stock. The PSUs awarded cliff-vest after a 3-year performance period. The Performance Period was the Company's fiscal years 2015, 2016 and 2017. The number of PSUs earned by the Awardee for the Performance Period was determined at the end of the Performance Period by measuring relative total shareholder return ("TSR"), with equal weight given to the selected industry peer group and to the S&P 1000. The TSR peer group performance percentile was 89%, and the TSR S&P 1000 performance percentile was 82%. Straight line interpolation determined the vesting credit percentage. Therefore, 189% of the 900 PSUs awarded on November 21, 2014 were earned and vested on November 21, 2017.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:26 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 1,800 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000107 · wf-form4_151138597598538.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,595

F1 · shares: Each performance share unit ("PSU") represents the right to receive one share of Common Stock. The PSUs awarded cliff-vest after a 3-year performance period. The Performance Period was the Company's fiscal years 2015, 2016 and 2017. The number of PSUs earned by the Awardee was determined at the end of the Performance Period by measuring earnings per share ("EPS") growth, which was 35% year-over-year growth. Therefore, 200% of the 900 PSUs awarded on November 21, 2014 were earned and vested on November 21, 2017.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:17 UTC TETRA TECH INC TTEK · Entity 3570 GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 4,200 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000065 · wf-form4_151130262490224.xml · derivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: COMMON STOCK · 4,200 shares

Expires 2027-11-17

F3 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:17 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000065 · wf-form4_151130262490224.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,795

F1 · shares: 900 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs will become vested as to 100% of the shares on November 18, 2018.

F2 · balance_after: Includes 400 shares as gift to charitable foundation transacted on 11/30/2016.

Read SEC document
August 15, 2017 Filed Aug 15, 2017 16:49 UTC PIONEER NATURAL RESOURCES CO PXD · Entity 91514 PurchaseCommon Stock 750 $133.40 $100,046.25
Disclosure

SEC source: 0001246360-17-002579 · form.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 750

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:35 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 1,014 $88.74 $89,982.36
Disclosure

SEC source: 0001246360-17-002230 · form.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,464

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: COMMON SHARES GRANTED UNDER ALASKA AIR GROUP'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2018 ANNUAL STOCKHOLDERS MEETING.

F3 · shares: THE PRICE REPORTED IN COLUMN 4 REPRESENTS THE COST BASIS FOR THE SHARES ISSUED.

Read SEC document
May 18, 2017 Filed May 22, 2017 16:21 UTC PIONEER NATURAL RESOURCES CO PXD · Entity 91514 GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001985 · form.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,865

Read SEC document
February 17, 2017 Filed Jun 20, 2017 21:35 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GiftCOMMON STOCK 1,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-002230 · form.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,450

Read SEC document
January 18, 2017 Filed Jan 19, 2017 22:42 UTC Coeur Mining, Inc. CDE · Entity 3250 GrantCommon Stock, par value $0.01 per share 7,846 $0.00 $0.00
Disclosure

SEC source: 0000215466-17-000027 · wf-form4_148486572240097.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,134

F1 · shares: These shares were issued to the reporting person pursuant to the 2015 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

Read SEC document
December 08, 2016 Filed Dec 10, 2016 00:35 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 2,000 $89.23 $178,460.20
Disclosure

SEC source: 0001246360-16-007400 · form.xml · nonDerivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,606

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:09 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 240 $0.00 $0.00
Disclosure

SEC source: 0001188787-16-000012 · edgar.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,295

F3 · shares: In accordance with our compensation policy for Directors, 140% of the applicable restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 240 additional shares were issued to the reporting person.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 23:09 UTC TETRA TECH INC TTEK · Entity 3570 GrantSTOCK OPTION · Derivative 4,200 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001188787-16-000012 · edgar.xml · derivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: COMMON STOCK · 4,200 shares

Expires 2026-11-20

F1 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 23:09 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0001188787-16-000012 · edgar.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,055

F2 · shares: 900 restricted stock units (RSUs) were awarded to the reporting person on November 18, 2016. The RSUs will become vested as to 100% of the shares on the anniversary of the grant date.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 01:58 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001188787-16-000010 · edgar.xml · derivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 225 shares

Expires 2016-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 16, 2016, 225 restricted stock units (RSUs) awarded in November 2012 vested. The shares of common stock into which such vested RSUs converted are reported in Table I of this Form 4.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 01:58 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 225 $0.00 $0.00
Disclosure

SEC source: 0001188787-16-000010 · edgar.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
June 09, 2016 Filed Dec 10, 2016 00:35 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GiftCOMMON STOCK 750 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007400 · form.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,606

Read SEC document
October 31, 2014 Filed Jan 26, 2017 01:35 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GiftCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000296 · form.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,106

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.