Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALASKA AIR GROUP, INC.ALK · Entity 3976 | Director | December 11, 2024 | December 12, 2024 |
| Coeur Mining, Inc.CDE · Entity 3250 | Director | August 19, 2026 | August 20, 2026 |
| TETRA TECH INCTTEK · Entity 3570 | Director | February 14, 2024 | February 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALASKA AIR GROUP, INC.
Report date December 11, 2024 · Filed December 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 32,649 |
Reported balance
After 2024-12-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-12-11 · Gift · Disposed 3,300 · Balance 32,649 F1: Total held in column 5 includes 21,344 Deferred Stock Units (DSUs) previously granted under the Issuer's 2008 Performance Incentive Plan and 2,445 DSUs granted under the Issuer's 2016 Performance Incentive Plan. The DSUs are 100% vested on the date of grant and issuable in common shares upon resignation from the Alaska Air Group, Inc. Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Total held in column 5 includes 21,344 Deferred Stock Units (DSUs) previously granted under the Issuer's 2008 Performance Incentive Plan and 2,445 DSUs granted under the Issuer's 2016 Performance Incentive Plan. The DSUs are 100% vested on the date of grant and issuable in common shares upon resignation from the Alaska Air Group, Inc. Board of Directors.
Coeur Mining, Inc.
Report date August 19, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 257,333 |
Reported balance
After 2026-08-19 transaction · row 1
1 source rowRow 1 · 2026-08-19 · Sale · Disposed 25,000 · Balance 257,333 F1: This transaction was executed in multiple trades at prices ranging from $20.760 to $20.785. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $20.760 to $20.785. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
TETRA TECH INC
Report date February 14, 2024 · Filed February 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 10,985 |
Reported balance
After 2024-02-14 transaction · row 1
1 source rowRow 1 · 2024-02-14 · Sale · Disposed 3,500 · Balance 10,985 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.00 to $177.46 inclusive. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.00 to $177.46 inclusive.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PIONEER NATURAL RESOURCES CO
Report date May 03, 2024 · Filed May 03, 2024
Section 16 reporting ended · disclosed 2024-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-05-03 transaction · row 1
1 source rowRow 1 · 2024-05-03 · Disposition to issuer · Disposed 16,070 · Balance 0 F1: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock. |
| Common StockSEC Table I · non-derivative | IndirectIRA | 0 |
Reported balance
After 2024-05-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-05-03 · Disposition to issuer · Disposed 2,075 · Balance 0 F1: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2021 Filed Feb 10, 2022 00:40 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GiftCOMMON STOCK | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001188787-22-000001 · primary_doc.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,811 F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 3,459 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS. Read SEC document |
| May 27, 2021 Filed May 27, 2021 18:30 UTC | PIONEER NATURAL RESOURCES CO PXD · Entity 91514 | GrantCommon Stock | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001201812-21-000011 · primary_doc.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,772 Read SEC document |
| May 06, 2021 Filed May 7, 2021 22:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 1,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000711 · form.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,561 F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 3,459 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS. F2 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 16:09 UTC | PIONEER NATURAL RESOURCES CO PXD · Entity 91514 | SaleCommon Stock | 1,500 | $165.76 | $248,645.10 |
DisclosureSEC source: 0001762256-21-000002 · primary_doc.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,669 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 01:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 2,500 | $68.66 | $171,646.50 |
DisclosureSEC source: 0001246360-21-000555 · form.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,995 F1 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $68.610 TO $68.755, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. Read SEC document |
| March 03, 2021 Filed Mar 10, 2021 01:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GiftCOMMON STOCK | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000555 · form.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,495 Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 22:09 UTC | Coeur Mining, Inc. CDE · Entity 3250 | GrantCommon Stock, par value $0.01 per share | 9,944 | $0.00 | $0.00 |
DisclosureSEC source: 0000215466-21-000030 · wf-form4_161411817364877.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,167 F1 · shares: These shares were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 01:09 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative | 4,200 | $0.00 Strike: $27.26 | $0.00 |
DisclosureSEC source: 0000831641-21-000024 · wf-form4_161283296075300.xml · derivative · entry 3 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 4,200 shares Expires 2024-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date. F3 · derivative.expiration_date: The option granted expires 10 years after the grant date. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 01:09 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 4,200 | $134.21 | $563,668.98 |
DisclosureSEC source: 0000831641-21-000024 · wf-form4_161283296075300.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,438 F1 · price: $134.2069 is an average price. Shares were sold at prices ranging from $134.00 to $134.30 per share. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 01:09 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 4,200 | $27.26 | $114,492.00 |
DisclosureSEC source: 0000831641-21-000024 · wf-form4_161283296075300.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:59 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 2,500 | $120.89 | $302,230.50 |
DisclosureSEC source: 0000831641-20-000172 · wf-form4_160694634662010.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,438 F1 · price: $120.8922 is an average price. Shares were sold at prices ranging from $120.680 to $121.194 per share. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 21:56 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative | 410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000831641-20-000126 · wf-form4_160590939506828.xml · derivative · entry 4 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410 Underlying: COMMON STOCK · 410 shares Expires 2021-11-19 F4 · derivative.exercise_date: The restricted stock units (RSUs) become 100% vested as to the shares underlying the RSUs on November 18, 2021. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:56 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative | 582 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000831641-20-000126 · wf-form4_160590939506828.xml · derivative · entry 3 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 582 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The restricted stock units (RSUs) became 100% vested as to the shares underlying the RSUs on November 18, 2020. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:56 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantCOMMON STOCK | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000831641-20-000126 · wf-form4_160590939506828.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,938 F2 · price: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:56 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0000831641-20-000126 · wf-form4_160590939506828.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares automatically acquired upon the vesting of restricted stock units (RSUs). Read SEC document |
| September 15, 2020 Filed Feb 4, 2021 21:21 UTC | Coeur Mining, Inc. CDE · Entity 3250 | GiftCommon Stock, par value $0.01 per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000215466-21-000004 · wf-form5_161247368606992.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,223 Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 23:18 UTC | TETRA TECH INC TTEK · Entity 3570 | GiftCOMMON STOCK | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000831641-20-000071 · wf-form4_159684220285592.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,756 F1 · price: Bona fide gift. No compensation was given to the donor for the gifting of shares. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 23:20 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative | 4,200 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0000831641-20-000070 · wf-form4_159666960882299.xml · derivative · entry 3 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 4,200 shares Expires 2021-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 23:20 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 4,200 | $90.74 | $381,095.82 |
DisclosureSEC source: 0000831641-20-000070 · wf-form4_159666960882299.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,756 F1 · price: $90.7371 is an average price. Shares were sold at prices ranging from $90.73 to $90.83 per share. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 23:20 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 4,200 | $28.58 | $120,036.00 |
DisclosureSEC source: 0000831641-20-000070 · wf-form4_159666960882299.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 26, 2020 16:28 UTC | PIONEER NATURAL RESOURCES CO PXD · Entity 91514 | GrantCommon Stock | 3,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001304 · form.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,169 Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 3,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001165 · form.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,495 F3 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 3,459 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS. F4 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2020 ANNUAL STOCKHOLDERS MEETING. Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001165 · form.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,956 F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,014 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS. F2 · kind: DIVIDEND EQUIVALENTS IN THE FORM OF DEFERRED STOCK UNITS (DSUs), GRANTED PURSUANT TO PREVIOUSLY REPORTED DSU AWARDS UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN OR 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs REPORTED ON THIS FORM ARE 100% VESTED ON THE DATE OF GRANT AND PAYABLE IN SHARES OF COMMON STOCK ON A ONE-FOR-ONE BASIS UPON THE REPORT PERSON'S RESIGNATION FROM THE ISSUER'S BOARD OF DIRECTORS. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 21:17 UTC | Coeur Mining, Inc. CDE · Entity 3250 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $2.61 | $26,100.00 |
DisclosureSEC source: 0000215466-20-000091 · wf-form4_158447980433741.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,223 F1 · price: The reported transaction was executed in multiple trades at prices ranging from $2.602 to $2.622. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the reported transaction was effected. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 16:21 UTC | PIONEER NATURAL RESOURCES CO PXD · Entity 91514 | PurchaseCommon Stock | 825 | $102.94 | $84,928.80 |
DisclosureSEC source: 0001246360-20-000861 · form.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 2,075 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 16:21 UTC | PIONEER NATURAL RESOURCES CO PXD · Entity 91514 | PurchaseCommon Stock | 175 | $102.73 | $17,978.28 |
DisclosureSEC source: 0001246360-20-000861 · form.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,199 Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:04 UTC | Coeur Mining, Inc. CDE · Entity 3250 | GrantCommon Stock, par value $0.01 per share | 17,578 | $0.00 | $0.00 |
DisclosureSEC source: 0000215466-20-000053 · wf-form4_158275462767107.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,223 F1 · shares: These shares were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee. Read SEC document |
| February 05, 2020 Filed Feb 5, 2020 23:46 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 8,000 | $0.00 Strike: $22.81 | $0.00 |
DisclosureSEC source: 0000831641-20-000024 · wf-form4_158094636326588.xml · derivative · entry 3 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 8,000 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2020 Filed Feb 5, 2020 23:46 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 8,000 | $89.77 | $718,171.20 |
DisclosureSEC source: 0000831641-20-000024 · wf-form4_158094636326588.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,756 F2 · price: $89.7714 is an average price. Shares were sold at prices ranging from $89.27 to $90.05 per share. Read SEC document |
| February 05, 2020 Filed Feb 5, 2020 23:46 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 8,000 | $22.81 | $182,480.00 |
DisclosureSEC source: 0000831641-20-000024 · wf-form4_158094636326588.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities beneficially owned has been updated to reflect a bona fide gift by the Reporting Person of 250 shares of common stock on December 2, 2019. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 21:39 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative | 582 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000831641-19-000186 · wf-form4_157445876265803.xml · derivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582 Underlying: COMMON STOCK · 582 shares Expires 2020-11-21 F1 · derivative.exercise_price: Each RSU represents the right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units (RSUs) become 100% vested as to the shares underlying the RSUs on November 18, 2020. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 01:33 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative | 770 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000831641-19-000135 · wf-form4_157429998525430.xml · derivative · entry 3 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 770 shares Expires 2019-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. F5 · derivative.exercise_date: The restricted stock units (RSUs) vested on November 18, 2019. F5 · derivative.expiration_date: The restricted stock units (RSUs) vested on November 18, 2019. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 01:33 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantCOMMON STOCK | 3,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000831641-19-000135 · wf-form4_157429998525430.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,006 F2 · shares: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan. F3 · price: Each PSU represented the right to receive one share of Tetra Tech common stock. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 01:33 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000831641-19-000135 · wf-form4_157429998525430.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares automatically acquired upon the vesting of restricted stock units (RSUs). F1 · price: Shares automatically acquired upon the vesting of restricted stock units (RSUs). Read SEC document |
| November 04, 2019 Filed Feb 13, 2020 22:00 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GiftCOMMON STOCK | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000515 · form.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,511 Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 16:28 UTC | PIONEER NATURAL RESOURCES CO PXD · Entity 91514 | PurchaseCommon Stock | 500 | $121.01 | $60,505.00 |
DisclosureSEC source: 0001246360-19-002024 · form.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 1,250 Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 22:08 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative | 4,200 | $0.00 Strike: $24.26 | $0.00 |
DisclosureSEC source: 0000831641-19-000065 · wf-form4_156599331413580.xml · derivative · entry 3 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 4,200 shares Expires 2020-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 22:08 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 4,200 | $80.08 | $336,344.82 |
DisclosureSEC source: 0000831641-19-000065 · wf-form4_156599331413580.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,176 F2 · price: $80.0821 is an average price. Shares were sold at prices ranging from $80.08 to $80.11 per share. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 22:08 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 4,200 | $24.26 | $101,892.00 |
DisclosureSEC source: 0000831641-19-000065 · wf-form4_156599331413580.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities beneficially owned has also been updated to reflect a bona fide gift of 500 shares of common stock earlier in the current fiscal year. Read SEC document |
| May 30, 2019 Filed Feb 13, 2020 22:00 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GiftCOMMON STOCK | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000515 · form.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,511 F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS. Read SEC document |
| May 21, 2019 Filed May 21, 2019 21:12 UTC | Coeur Mining, Inc. CDE · Entity 3250 | PurchaseCommon Stock, par value $0.01 per share | 15,000 | $2.93 | $43,935.00 |
DisclosureSEC source: 0000215466-19-000096 · wf-form4_155847316446082.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,645 Read SEC document |
| May 16, 2019 Filed May 20, 2019 17:07 UTC | PIONEER NATURAL RESOURCES CO PXD · Entity 91514 | GrantCommon Stock | 2,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001501 · form.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,024 Read SEC document |
| May 09, 2019 Filed May 10, 2019 22:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 1,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001419 · form.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,511 F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS. F2 · kind: COMMON SHARES GRANTED UNDER ALASKA AIR GROUP'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2020 ANNUAL STOCKHOLDERS MEETING. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 22:13 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative | 5,474 | $0.00 Strike: $25.27 | $0.00 |
DisclosureSEC source: 0000831641-19-000034 · wf-form4_155191039401560.xml · derivative · entry 6 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 5,474 shares Expires 2020-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 22:13 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 5,474 | $60.00 | $328,440.00 |
DisclosureSEC source: 0000831641-19-000034 · wf-form4_155191039401560.xml · nonDerivative · entry 4 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,676 Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 22:13 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 5,474 | $25.27 | $138,327.98 |
DisclosureSEC source: 0000831641-19-000034 · wf-form4_155191039401560.xml · nonDerivative · entry 3 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:13 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative | 2,526 | $0.00 Strike: $25.27 | $0.00 |
DisclosureSEC source: 0000831641-19-000034 · wf-form4_155191039401560.xml · derivative · entry 5 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,474 Underlying: COMMON STOCK · 2,526 shares Expires 2020-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:13 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 2,526 | $60.00 | $151,560.00 |
DisclosureSEC source: 0000831641-19-000034 · wf-form4_155191039401560.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,676 Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:13 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 2,526 | $25.27 | $63,832.02 |
DisclosureSEC source: 0000831641-19-000034 · wf-form4_155191039401560.xml · nonDerivative · entry 1 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 16:07 UTC | PIONEER NATURAL RESOURCES CO PXD · Entity 91514 | GrantCommon Stock | 245 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000801 · form.xml · nonDerivative · entry 2 THOMPSON J KENNETH · CIK 0001188787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,981 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.