Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH MICRO SOFTWARE, INC.SMSI · Entity 7775 | Director · Executive Chairman · 10% owner | September 15, 2026 | September 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH MICRO SOFTWARE, INC.
Report date September 15, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 57,285 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Tax withholding · Disposed 456 · Balance 57,285 F1: Shares withheld, at an average vesting price of $2.90 per share, for the payment of income taxes. |
| Common stockSEC Table I · non-derivative | IndirectSmith Living Trust | 1,103,535 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,103,535 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld, at an average vesting price of $2.90 per share, for the payment of income taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2022 Filed Aug 23, 2022 22:19 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,479 | $2.73 | $17,687.67 |
DisclosureSEC source: 0001628280-22-023539 · wf-form4_166129317983641.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,381 F1 · price: Shares withheld at an average price of $2.73 per share for the payment of income taxes. F2 · balance_after: Includes 6,000 shares held in the William W. Smith, Jr. IRA Read SEC document |
| July 19, 2022 Filed Jul 20, 2022 21:36 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,479 | $2.50 | $16,197.50 |
DisclosureSEC source: 0001628280-22-019193 · wf-form4_165835295999743.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,860 F1 · price: Shares withheld, at an average vesting price of $2.50 per share, for payment of income taxes. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 21:45 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,478 | $2.62 | $16,972.36 |
DisclosureSEC source: 0001209191-22-038513 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,339 F1 · price: Shares withheld, at an average vesting price of $2.62 per share, for payment of income taxes. Read SEC document |
| May 18, 2022 Filed May 19, 2022 21:25 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,479 | $2.60 | $16,845.40 |
DisclosureSEC source: 0001209191-22-030657 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,817 F1 · price: Shares withheld, at an average vesting price of $2.60 per share, for payment of income taxes. Read SEC document |
| April 19, 2022 Filed Apr 20, 2022 21:16 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 7,093 | $3.68 | $26,102.24 |
DisclosureSEC source: 0001209191-22-025039 · doc4.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,296 F2 · price: Shares withheld, at an average vesting price of $3.68 per share, for payment of income taxes. Read SEC document |
| March 17, 2022 Filed Mar 17, 2022 21:37 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 16,280 | $3.67 | $59,747.60 |
DisclosureSEC source: 0001209191-22-019704 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,758 F1 · price: Shares withheld, at an average vesting price of $3.67 per share, for payment of income taxes. Read SEC document |
| March 10, 2022 Filed Apr 20, 2022 21:16 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 4,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025039 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,389 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 23:35 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017690 · doc4.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,038 F3 · shares: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2022 financial performance criteria, with 25% of such amount to vest approximately March 2023 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| February 25, 2022 Filed Mar 9, 2022 23:35 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 4,324,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017690 · doc4.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Smith Living Trust Disclosed balance after: 4,779,925 F1 · shares: On February 25, 2022, Mr. Smith made a gift of 4,324,897 shares to the Smith Living Trust. F4 · balance_after: Includes 455,028 shares formerly held in the William W. Smith, Jr. Revocable Trust, which were transferred to the Smith Living Trust on February 23, 2022. Read SEC document |
| February 25, 2022 Filed Mar 9, 2022 23:35 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 4,324,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017690 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,038 F1 · shares: On February 25, 2022, Mr. Smith made a gift of 4,324,897 shares to the Smith Living Trust. F2 · balance_after: It was determined through routine review that previously reported total securities directly held by the reporting person were undercounted by 15 shares, not attributable to any specific, known transaction. This amount reflects the reporting person's total direct holdings as of the date indicated, inclusive of such 15 shares. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 00:19 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,881 | $4.03 | $23,700.43 |
DisclosureSEC source: 0001209191-22-011048 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,645,920 F1 · price: Shares withheld, at an average vesting price of $4.03 per share, for payment of income taxes. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:14 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,748 | $4.39 | $29,623.72 |
DisclosureSEC source: 0001209191-22-004095 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,651,801 F1 · price: Shares withheld, at an average vesting price of $4.39 per share, for payment of income taxes. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 01:36 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 1,518 | $5.04 | $7,650.72 |
DisclosureSEC source: 0001209191-21-070092 · doc4.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,658,549 F2 · price: Shares withheld, at an average vesting price of $5.04 per share, for payment of income taxes. Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 01:36 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 4,457 | $5.09 | $22,686.13 |
DisclosureSEC source: 0001209191-21-070092 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,660,067 F1 · price: Shares withheld, at an average vesting price of $5.09 per share, for payment of income taxes. Read SEC document |
| December 07, 2021 Filed Dec 8, 2021 21:19 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | SaleCommon Stock | 110,000 | $5.33 | $586,300.00 |
DisclosureSEC source: 0001209191-21-068530 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,664,524 F1 · price: The trade was executed in a series of transactions with a price range of $5.27 to $5.47, inclusive, with a weighted average price of $5.33. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 23:15 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,976 | $6.09 | $36,393.84 |
DisclosureSEC source: 0001209191-21-065603 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,774,524 F1 · price: Shares withheld, at an average vesting price of $6.09 per share, for payment of income taxes. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 22:47 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,976 | $5.42 | $32,389.92 |
DisclosureSEC source: 0001209191-21-061189 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,780,500 F1 · price: Shares withheld, at an average vesting price of $5.42 per share, for payment of income taxes. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 21:50 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,975 | $4.73 | $28,261.75 |
DisclosureSEC source: 0001209191-21-056919 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,786,476 F1 · price: Shares withheld, at an average vesting price of $4.73 per share, for payment of income taxes. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 10:02 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Exercise / conversionWarrant to Purchase Common Stock · Derivative | 850,000 | $0.00 Strike: $2.38 | $0.00 |
DisclosureSEC source: 0001209191-21-054614 · doc4.xml · derivative · entry 5 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 850,000 shares Expires 2021-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 10:02 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Exercise / conversionCommon Stock | 850,000 | $2.38 | $2,025,125.00 |
DisclosureSEC source: 0001209191-21-054614 · doc4.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,792,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2021 Filed Sep 3, 2021 10:02 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | SaleCommon Stock | 537,000 | $4.65 | $2,497,050.00 |
DisclosureSEC source: 0001209191-21-054614 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,942,451 Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:01 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,976 | $4.92 | $29,401.92 |
DisclosureSEC source: 0001209191-21-052613 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,479,451 F1 · price: Shares withheld, at an average vesting price of $4.92 per share, for payment of income taxes. Read SEC document |
| July 16, 2021 Filed Jul 19, 2021 23:09 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,976 | $5.16 | $30,836.16 |
DisclosureSEC source: 0001209191-21-047255 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,485,427 F1 · price: Shares withheld, at an average vesting price of $5.16 per share, for payment of income taxes. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 22:27 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,975 | $5.43 | $32,444.25 |
DisclosureSEC source: 0001209191-21-042218 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,491,403 F1 · price: Shares withheld, at an average vesting price of $5.43 per share, for payment of income taxes. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:43 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,976 | $5.05 | $30,178.80 |
DisclosureSEC source: 0001209191-21-034593 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,497,378 F1 · price: Shares withheld, at an average vesting price of $5.05 per share, for payment of income taxes. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 22:46 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,976 | $5.65 | $33,764.40 |
DisclosureSEC source: 0001209191-21-027856 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,503,354 F1 · price: Shares withheld, at an average vesting price of $5.65 per share, for payment of income taxes. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 23:55 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 16,063 | $6.80 | $109,228.40 |
DisclosureSEC source: 0001209191-21-022176 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,509,330 F1 · price: Shares withheld, at an average vesting price of $6.80 per share, for payment of income taxes. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:34 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 6,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019691 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,525,393 F1 · shares: Represents the forfeiture of shares of restricted stock granted on February 11, 2020, in accordance with the terms of such grant. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 00:14 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 4,181 | $7.72 | $32,277.32 |
DisclosureSEC source: 0001209191-21-012148 · doc4.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,531,496 F2 · price: Shares withheld, at an average vesting price of $7.72 per share, for payment of income taxes. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:14 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012148 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,535,677 F1 · security: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2021 financial performance criteria, with 25% of such amount to vest approximately March 2022 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:57 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 4,786 | $5.94 | $28,428.84 |
DisclosureSEC source: 0001209191-21-004899 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,360,677 F1 · price: Shares withheld, at an average vesting price of $5.94 per share, for payment of income taxes. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:33 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 12,692 | $4.81 | $61,048.52 |
DisclosureSEC source: 0001209191-20-065691 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,365,463 F1 · price: Shares withheld, at an average vesting price of $4.81 per share, for payment of income taxes. Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 21:49 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 12,687 | $3.84 | $48,718.08 |
DisclosureSEC source: 0001209191-20-051959 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,378,155 F1 · shares: Shares withheld, at an average vesting price of $3.84 per share, for payment of income taxes. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 20:54 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 12,687 | $4.44 | $56,330.28 |
DisclosureSEC source: 0001209191-20-039491 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,390,842 F1 · shares: Shares withheld, at an average vesting price of $4.44 per share, for payment of income taxes. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:33 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 24,024 | $5.27 | $126,606.48 |
DisclosureSEC source: 0001209191-20-021441 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,403,529 F1 · shares: Shares withheld, at an average vesting price of $5.27 per share, for payment of income taxes. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:33 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009431 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,427,553 F1 · security: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2020 financial performance criteria, with 25% of such amount to vest approximately March 2021 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| December 23, 2019 Filed Dec 30, 2019 22:57 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 9,523 | $5.04 | $47,995.92 |
DisclosureSEC source: 0001209191-19-062178 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,252,553 F1 · shares: Shares withheld, at an average vesting price of $5.04 per share, for payment of income taxes. Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 21:04 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 9,522 | $5.01 | $47,705.22 |
DisclosureSEC source: 0001209191-19-050881 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,262,076 F1 · shares: Shares withheld, at an average vesting price of $5.01 per share, for payment of income taxes. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 20:54 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 8,877 | $3.12 | $27,696.24 |
DisclosureSEC source: 0001209191-19-039513 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,271,598 F1 · shares: Shares withheld, at an average vesting price of $3.12 per share, for payment of income taxes. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 20:20 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 41,402 | $2.21 | $91,498.42 |
DisclosureSEC source: 0001209191-19-021977 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,280,475 F1 · shares: Shares withheld, at an average vesting price of $2.21 per share, for payment of income taxes. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 12:39 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019587 · doc4.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,321,877 F2 · shares: Represents a discretionary award of unrestricted stock granted March 14, 2019 under the Plan. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 12:39 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 3,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019587 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,271,877 F1 · shares: Represents the forfeiture of a portion of the performance-based restricted stock granted to the reporting person on March 12, 2018 pursuant to the Smith Micro Software, Inc. ("Company") 2015 Omnibus Equity Incentive Plan (the "Plan"). The Company determined on March 13, 2019 that such shares would be forfeited in accordance with the terms of the grant. Read SEC document |
| February 12, 2019 Filed Feb 15, 2019 00:43 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010440 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,274,998 F1 · security: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2019 financial performance criteria, with 25% of such amount to vest approximately March 2020 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| December 27, 2018 Filed Dec 28, 2018 22:51 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,834 | $2.23 | $15,239.82 |
DisclosureSEC source: 0001209191-18-064346 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,074,998 F1 · shares: Shares withheld, at an average vesting price of $2.49 per share, for payment of income taxes Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 20:23 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,834 | $2.49 | $17,016.66 |
DisclosureSEC source: 0001209191-18-052559 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,081,832 F1 · shares: Shares withheld, at an average vesting price of $2.49 per share, for payment of income taxes Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 20:37 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,834 | $2.04 | $13,941.36 |
DisclosureSEC source: 0001209191-18-040375 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,088,666 F1 · shares: Shares withheld, at an average vesting price of $2.04 per share, for payment of income taxes Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 20:13 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Conversion10% Series B Convertible Preferred Stock · Derivative | 433 | $1,000.00 Strike: $1.14 | $433,000.00 |
DisclosureSEC source: 0001209191-18-038280 · doc4.xml · derivative · entry 4 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 379,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The 10% Series B Convertible Preferred Stock is convertible into Smith Micro Software, Inc. common stock at a price per share of $1.14. F3 · derivative.expiration_date: The 10% Series B Convertible Preferred Stock has no expiration date. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 20:13 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | ConversionCommon Stock | 379,825 | $1.14 | $433,000.50 |
DisclosureSEC source: 0001209191-18-038280 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,095,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:31 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Conversion10% Series B COnvertible Preferred Stock · Derivative | 3,647 | $1,000.00 Strike: $1.14 | $3,647,000.00 |
DisclosureSEC source: 0001209191-18-031869 · doc4.xml · derivative · entry 4 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433 Underlying: Common Stock · 3,199,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The 10% Series B Convertible Preferred Stock is convertible into Smith Micro Software, Inc. common stock at a price per share of $1.14. F3 · derivative.expiration_date: The 10% Series B Convertible Preferred Stock has no expiration date. Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:31 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | ConversionCommon Stock | 3,199,123 | $1.14 | $3,647,000.22 |
DisclosureSEC source: 0001209191-18-031869 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,715,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.