Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH MICRO SOFTWARE, INC.SMSI · Entity 7775 | Director · Executive Chairman · 10% owner | September 15, 2026 | September 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH MICRO SOFTWARE, INC.
Report date September 15, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 57,285 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Tax withholding · Disposed 456 · Balance 57,285 F1: Shares withheld, at an average vesting price of $2.90 per share, for the payment of income taxes. |
| Common stockSEC Table I · non-derivative | IndirectSmith Living Trust | 1,103,535 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,103,535 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld, at an average vesting price of $2.90 per share, for the payment of income taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 15, 2026 21:06 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 456 | $2.90 | $1,322.40 |
DisclosureSEC source: 0001437749-26-030473 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,285 F1 · price: Shares withheld, at an average vesting price of $2.90 per share, for the payment of income taxes. Read SEC document |
| August 19, 2026 Filed Aug 20, 2026 22:34 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 963 | $2.87 | $2,763.81 |
DisclosureSEC source: 0001437749-26-028653 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,741 F1 · price: Shares withheld, at an average vesting price of $2.87 per share, for the payment of income taxes. F2 · balance_after: Effective at 11:59pm ET on June 4, 2026, Smith Micro Software, Inc. effected a 1:5 reverse stock split. Shareholdings reported herein reflect the effects of the reverse stock split. Read SEC document |
| May 14, 2026 Filed May 18, 2026 21:27 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 1,618 | $0.87 | $1,405.23 |
DisclosureSEC source: 0001437749-26-017648 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,520 F1 · price: Shares withheld, at an average vesting price of $0.8685 per share, for the payment of income taxes. Read SEC document |
| April 27, 2026 Filed Apr 28, 2026 21:45 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 1,618 | $0.70 | $1,132.60 |
DisclosureSEC source: 0001437749-26-013703 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,138 F1 · price: Shares withheld, at an average vesting price of $0.70 per share, for the payment of income taxes. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 20:17 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 4,943 | $0.85 | $4,181.78 |
DisclosureSEC source: 0001437749-26-008423 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,756 F1 · price: Shares withheld, at an average vesting price of $0.846 per share, for the payment of income taxes. Read SEC document |
| March 10, 2026 Filed Mar 10, 2026 21:40 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantSecured convertible note · Derivative | Not disclosed | Not disclosed Strike: $0.68 | $4,585,491.93 |
DisclosureSEC source: 0001437749-26-007572 · rdgdoc.xml · derivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: Not disclosed Underlying: Common stock · 6,743,371 shares Expires 2029-03-31 F2 · reported_value: Original principal amount of the secured convertible note (in dollars). F1 · price: Pursuant to a Securities Purchase Agreement, dated March 4, 2026, between Smith Micro Software, Inc. and the Buyer parties thereto, Smith Living Trust agreed to purchase a secured convertible note together with a warrant for an aggregate purchase price of $4,585,491.93. The purchase was completed and the securities were issued on March 10, 2026. F3 · derivative.underlying_shares: Assumes conversion of the full original principal amount of the secured convertible note into shares of common stock. Read SEC document |
| March 10, 2026 Filed Mar 10, 2026 21:40 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon stock purchase warrant · Derivative | 8,818,254 | Not disclosed Strike: $0.68 | Not disclosed |
DisclosureSEC source: 0001437749-26-007572 · rdgdoc.xml · derivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 8,818,254 Underlying: Common stock · 8,818,254 shares Expires 2031-09-10 F1 · price: Pursuant to a Securities Purchase Agreement, dated March 4, 2026, between Smith Micro Software, Inc. and the Buyer parties thereto, Smith Living Trust agreed to purchase a secured convertible note together with a warrant for an aggregate purchase price of $4,585,491.93. The purchase was completed and the securities were issued on March 10, 2026. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:06 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon stock | 12,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-007198 · rdgdoc.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,669 F2 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| February 27, 2026 Filed Mar 6, 2026 21:06 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 43,366 | $0.52 | $22,680.42 |
DisclosureSEC source: 0001437749-26-007198 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,325 F1 · price: Shares withheld, at an average vesting price of $0.523 per share, for the payment of income taxes. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 22:19 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon stock | 9,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-005370 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 357,691 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 22:37 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon stock purchase warrant · Derivative | 1,480,165 | Not disclosed Strike: $0.68 | Not disclosed |
DisclosureSEC source: 0001437749-26-003232 · rdgdoc.xml · derivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 1,480,165 Underlying: Common stock · 1,480,165 shares Expires 2031-08-03 F1 · price: The common stock purchase warrant was purchased from the issuer by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $1,000,000. Read SEC document |
| December 17, 2025 Filed Dec 17, 2025 22:17 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 1,000 | $0.62 | $622.50 |
DisclosureSEC source: 0001437749-25-038185 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,397 F1 · price: Shares withheld, at an average vesting price of $0.6225 per share, for the payment of income taxes. Read SEC document |
| December 11, 2025 Filed Dec 11, 2025 22:13 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | SaleCommon stock | 36,597 | $0.58 | $21,273.84 |
DisclosureSEC source: 0001437749-25-037572 · rdgdoc.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 5,517,674 F3 · price: Shares sold for tax planning purposes in a series of transactions with a price range of $0.5800 to $0.5935, inclusive, with a weighted average price of $0.5813. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:13 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | SaleCommon stock | 38,697 | $0.60 | $23,326.55 |
DisclosureSEC source: 0001437749-25-037572 · rdgdoc.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 5,554,271 F2 · price: Shares sold for tax planning purposes in a series of transactions with a price range of $0.6000 to $0.6324, inclusive, with a weighted average price of $0.6028. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 22:13 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon stock | 119,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-037572 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,397 F1 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the fourth quarter of 2025. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 23:17 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 30,813 | $0.70 | $21,553.69 |
DisclosureSEC source: 0001437749-25-034924 · rdgdoc.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,348 F3 · price: Shares withheld, at an average vesting price of $0.6995 per share, for the payment of income taxes. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 23:17 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 12,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-034924 · rdgdoc.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,161 F2 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 23:17 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 1,000 | $0.78 | $775.20 |
DisclosureSEC source: 0001437749-25-034924 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,062 F1 · price: Shares withheld, at an average vesting price of $0.7752 per share, for the payment of income taxes. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 23:22 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon stock purchase warrant · Derivative | 2,236,136 | Not disclosed Strike: $0.67 | Not disclosed |
DisclosureSEC source: 0001437749-25-034141 · rdgdoc.xml · derivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 2,236,136 Underlying: Common stock · 2,236,136 shares Expires not disclosed F1 · price: Pursuant to a Securities Purchase Agreement dated November 5, 2025, between Smith Micro Software, Inc. (the "Company") and the Purchaser parties thereto, Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) agreed to purchase 2,236,136 shares of common stock, together with a warrant to purchase an equal number of shares of common stock, at a purchase price of $0.6708 per share. The purchase was completed and the securities were issued on November 7, 2025. F2 · derivative.exercise_date: The warrant will become exercisable upon the date that it is approved by the Company's stockholders in accordance with applicable Nasdaq rules (the "Stockholder Approval Date"). F3 · derivative.expiration_date: Five (5) years after the Stockholder Approval Date. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 23:22 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 2,236,136 | $0.67 | $1,500,000.03 |
DisclosureSEC source: 0001437749-25-034141 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 5,592,968 F1 · price: Pursuant to a Securities Purchase Agreement dated November 5, 2025, between Smith Micro Software, Inc. (the "Company") and the Purchaser parties thereto, Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) agreed to purchase 2,236,136 shares of common stock, together with a warrant to purchase an equal number of shares of common stock, at a purchase price of $0.6708 per share. The purchase was completed and the securities were issued on November 7, 2025. Read SEC document |
| September 29, 2025 Filed Sep 30, 2025 23:59 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon stock | 47,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-030133 · rdgdoc.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 3,356,832 F1 · shares: On September 29, 2025, Mr. Smith made a gift of shares to the Smith Living Trust. Read SEC document |
| September 29, 2025 Filed Sep 30, 2025 23:59 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon stock | 47,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-030133 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,062 F1 · shares: On September 29, 2025, Mr. Smith made a gift of shares to the Smith Living Trust. Read SEC document |
| September 17, 2025 Filed Sep 18, 2025 22:40 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon stock purchase warrant · Derivative | 518,561 | Not disclosed Strike: $0.73 | Not disclosed |
DisclosureSEC source: 0001437749-25-029426 · rdgdoc.xml · derivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 518,561 Underlying: Common stock · 518,561 shares Expires 2031-03-17 F1 · price: The common stock purchase warrant was purchased from the issuer by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $433,000. Read SEC document |
| September 15, 2025 Filed Sep 15, 2025 22:38 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 1,001 | $0.70 | $700.70 |
DisclosureSEC source: 0001437749-25-029096 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341,535 F1 · price: Shares withheld, at an average vesting price of $0.70 per share, for the payment of income taxes. Read SEC document |
| September 11, 2025 Filed Sep 15, 2025 22:38 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon stock purchase warrant · Derivative | 467,781 | Not disclosed Strike: $0.73 | Not disclosed |
DisclosureSEC source: 0001437749-25-029096 · rdgdoc.xml · derivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 467,781 Underlying: Common stock · 467,781 shares Expires 2031-03-11 F2 · price: The common stock purchase warrant was purchased by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $400,000. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 10:43 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 4,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-027178 · rdgdoc.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,536 F3 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 10:43 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 21,473 | $0.82 | $17,607.86 |
DisclosureSEC source: 0001437749-25-027178 · rdgdoc.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,065 F2 · price: Shares withheld, at an average vesting price of $0.82 per share, for the payment of income taxes. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 10:43 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 105,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-027178 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,538 F1 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the third quarter of 2025. Read SEC document |
| May 14, 2025 Filed May 14, 2025 21:11 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 65,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-025566 · wk-form4_1747257066.xml · nonDerivative · entry 4 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 3,309,359 F3 · shares: Gift of shares from Mr. Smith to the Smith Living Trust Read SEC document |
| May 14, 2025 Filed May 14, 2025 21:11 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 65,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-025566 · wk-form4_1747257066.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,903 F3 · shares: Gift of shares from Mr. Smith to the Smith Living Trust Read SEC document |
| May 13, 2025 Filed May 14, 2025 21:11 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 15,374 | $0.94 | $14,451.56 |
DisclosureSEC source: 0001628280-25-025566 · wk-form4_1747257066.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,953 F2 · price: Shares withheld, at an average vesting price of $0.94 per share, for the payment of income taxes Read SEC document |
| May 12, 2025 Filed May 14, 2025 21:11 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-025566 · wk-form4_1747257066.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,327 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 20:54 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 9,904 | $0.81 | $7,972.72 |
DisclosureSEC source: 0001628280-25-018652 · wk-form4_1745268858.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,827 F1 · price: Shares withheld, at an average vesting price of $0.805 per share, for the payment of income taxes. Read SEC document |
| March 13, 2025 Filed Mar 13, 2025 23:08 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 9,209 | $0.71 | $6,538.39 |
DisclosureSEC source: 0001628280-25-012696 · wk-form4_1741907292.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,457 F2 · price: Shares withheld, at an average vesting price of $0.71 per share, for the payment of income taxes. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 23:08 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 991 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-012696 · wk-form4_1741907292.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,666 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 12:35 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 123,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011140 · wk-form4_1741350929.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,657 F2 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the first and second quarters of 2025. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 12:35 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011140 · wk-form4_1741350929.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,690 F1 · shares: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2025 financial performance criteria, with 25% of such amount to vest approximately March 2026 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| February 19, 2025 Filed Feb 20, 2025 22:08 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 635 | $1.41 | $895.35 |
DisclosureSEC source: 0001628280-25-006848 · wk-form4_1740089309.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,690 F1 · price: Shares withheld, at an average vesting price of $1.41 per share, for the payment of income taxes. Read SEC document |
| January 17, 2025 Filed Jan 21, 2025 12:48 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 4,969 | $1.23 | $6,111.87 |
DisclosureSEC source: 0001628280-25-001943 · wk-form4_1737463692.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,325 F2 · price: Shares withheld, at an average vesting price of $1.23 per share, for the payment of income taxes. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 12:48 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 49,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001943 · wk-form4_1737463692.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 3,244,309 F1 · shares: On January 16, 2025, Mr. Smith made a gift of 49,776 shares to the Smith Living Trust. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 12:48 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 49,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001943 · wk-form4_1737463692.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,294 F1 · shares: On January 16, 2025, Mr. Smith made a gift of 49,776 shares to the Smith Living Trust. Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 23:10 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 553 | $0.77 | $428.02 |
DisclosureSEC source: 0001628280-24-051919 · wk-form4_1734563408.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,070 F2 · price: Shares withheld, at an average vesting price of $0.774 per share, for the payment of income taxes. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 01:48 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | SaleCommon Stock | 7,066 | $0.78 | $5,512.19 |
DisclosureSEC source: 0001628280-24-049973 · wk-form4_1733363302.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 3,194,533 F1 · price: Shares were sold for tax planning purposes in a series of transactions at a range of prices with a weighted average of $0.7801 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| November 19, 2024 Filed Dec 18, 2024 23:10 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 81 | $0.79 | $64.18 |
DisclosureSEC source: 0001628280-24-051919 · wk-form4_1734563408.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,623 F1 · price: Shares withheld, at an average vesting price of $0.7924 per share, for the payment of income taxes. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 22:02 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 7,770 | $0.90 | $6,993.00 |
DisclosureSEC source: 0001628280-24-047952 · wk-form4_1731621725.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,704 F2 · price: Shares withheld, at an average vesting price of $0.90 per share, for the payment of income taxes. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 22:02 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 645 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-047952 · wk-form4_1731621725.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,474 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| October 17, 2024 Filed Oct 22, 2024 20:48 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 4,317 | $1.02 | $4,403.34 |
DisclosureSEC source: 0001628280-24-043295 · wk-form4_1729630082.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,119 F1 · price: Shares withheld, at an average vesting price of $1.02 per share, for the payment of income taxes. Read SEC document |
| October 02, 2024 Filed Oct 3, 2024 20:45 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock Purchase Warrant · Derivative | 2,575,107 | Not disclosed Strike: $1.04 | Not disclosed |
DisclosureSEC source: 0001628280-24-042171 · wk-form4_1727988331.xml · derivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 2,575,107 Underlying: Common Stock · 2,575,107 shares Expires 2030-04-02 F1 · price: Pursuant to a Securities Purchase Agreement dated October 1, 2024, between Smith Micro Software, Inc. (the "Company") and the Purchaser parties thereto, Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) agreed to purchase 2,575,107 shares of common stock, together with a warrant to purchase an equal number of shares of common stock, at a purchase price of $1.165 per share. The purchase was completed and the securities were issued on October 2, 2024. F2 · derivative.exercise_date: The warrant is exercisable beginning six (6) months following its original issuance; provided, that it will not be exercisable to the extent the exercise thereof would cause the holder's ownership of the Company's common stock to exceed 19.99%, unless and until such time as the Company has received stockholder approval in accordance with Nasdaq Listing Rule 5635(b). Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:45 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 2,575,107 | $1.17 | $2,999,999.66 |
DisclosureSEC source: 0001628280-24-042171 · wk-form4_1727988331.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 3,201,599 F1 · price: Pursuant to a Securities Purchase Agreement dated October 1, 2024, between Smith Micro Software, Inc. (the "Company") and the Purchaser parties thereto, Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) agreed to purchase 2,575,107 shares of common stock, together with a warrant to purchase an equal number of shares of common stock, at a purchase price of $1.165 per share. The purchase was completed and the securities were issued on October 2, 2024. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 23:18 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 554 | $0.58 | $323.54 |
DisclosureSEC source: 0001628280-24-040967 · wk-form4_1726787878.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,436 F1 · price: Shares withheld, at an average vesting price of $0.584 per share, for the payment of income taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.