Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH MICRO SOFTWARE, INC.SMSI · Entity 7775 | Director · Executive Chairman · 10% owner | September 15, 2026 | September 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH MICRO SOFTWARE, INC.
Report date September 15, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 57,285 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Tax withholding · Disposed 456 · Balance 57,285 F1: Shares withheld, at an average vesting price of $2.90 per share, for the payment of income taxes. |
| Common stockSEC Table I · non-derivative | IndirectSmith Living Trust | 1,103,535 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,103,535 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld, at an average vesting price of $2.90 per share, for the payment of income taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2024 Filed Aug 21, 2024 21:55 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 82 | $0.84 | $68.80 |
DisclosureSEC source: 0001628280-24-038058 · wk-form4_1724277313.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,990 F1 · price: Shares withheld, at an average vesting price of $0.839 per share, for the payment of income taxes. Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 22:04 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 3,125 | $0.85 | $2,656.25 |
DisclosureSEC source: 0001628280-24-037309 · wk-form4_1723673054.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,072 F2 · price: Shares withheld, at an average vesting price of $0.85 per share, for the payment of income taxes. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:04 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-037309 · wk-form4_1723673054.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,197 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 12:20 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 1,931 | $2.28 | $4,402.68 |
DisclosureSEC source: 0001628280-24-032728 · wk-form4_1721823630.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,480 F1 · price: Shares withheld, at an average vesting price of $2.28 per share, for the payment of income taxes. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 20:47 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 63,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031603 · wk-form4_1720644445.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,411 F1 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the third and fourth quarters of 2024. Read SEC document |
| June 20, 2024 Filed Jun 25, 2024 10:07 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 541 | $2.22 | $1,201.02 |
DisclosureSEC source: 0001628280-24-029689 · wk-form4_1719310043.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,117 F1 · price: Shares withheld, at an average vesting price of $2.22 per share, for the payment of income taxes. Read SEC document |
| May 21, 2024 Filed May 22, 2024 21:40 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 4,745 | $2.47 | $11,720.15 |
DisclosureSEC source: 0001628280-24-024777 · wk-form4_1716414005.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,658 F3 · price: Shares withheld, at an average vesting price of $2.47 per share, for the payment of income taxes. F2 · balance_after: Effective at 11:59pm ET on April 10, 2024, Smith Micro Software, Inc. effected a 1:8 reverse stock split. Shareholdings reported herein reflect the effects of the reverse stock split. Read SEC document |
| May 20, 2024 Filed May 22, 2024 21:40 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 1,271 | $2.43 | $3,088.53 |
DisclosureSEC source: 0001628280-24-024777 · wk-form4_1716414005.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,403 F1 · price: Shares withheld, at an average vesting price of $2.43 per share, for the payment of income taxes. F2 · balance_after: Effective at 11:59pm ET on April 10, 2024, Smith Micro Software, Inc. effected a 1:8 reverse stock split. Shareholdings reported herein reflect the effects of the reverse stock split. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:55 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 11,866 | $0.34 | $4,034.44 |
DisclosureSEC source: 0001628280-24-012563 · wk-form4_1711054508.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 661,396 F1 · price: Shares withheld, at an average vesting price of $0.34 per share, for the payment of income taxes. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:33 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | SaleCommon Stock | 11,651 | $0.35 | $4,077.85 |
DisclosureSEC source: 0001628280-24-011489 · wk-form4_1710534772.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 673,262 F1 · shares: Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 11:47 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 13,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-006504 · wk-form4_1708688849.xml · nonDerivative · entry 4 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 684,913 F4 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 11:47 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,060 | $0.78 | $3,946.80 |
DisclosureSEC source: 0001628280-24-006504 · wk-form4_1708688849.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 698,499 F3 · shares: Shares withheld, at an average vesting price of $0.78 per share, for the payment of income taxes. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 11:47 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-006504 · wk-form4_1708688849.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 703,559 F2 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the first and second quarters of 2024. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 11:47 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-006504 · wk-form4_1708688849.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 528,559 F1 · shares: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2024 financial performance criteria, with 25% of such amount to vest approximately March 2025 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| January 23, 2024 Filed Jan 24, 2024 21:34 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | SaleCommon Stock | 6,952 | $0.77 | $5,318.98 |
DisclosureSEC source: 0001628280-24-002066 · wk-form4_1706132078.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 353,559 F1 · shares: Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 21:31 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,059 | $0.78 | $3,946.02 |
DisclosureSEC source: 0001628280-24-001856 · wk-form4_1705959066.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,511 F1 · price: Shares withheld, at an average vesting price of $0.78 per share, for the payment of income taxes. Read SEC document |
| December 27, 2023 Filed Dec 28, 2023 21:20 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 69,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042801 · wk-form4_1703798420.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 5,011,941 F1 · shares: On December 27, 2023, Mr. Smith made a gift of 69,330 shares to the Smith Living Trust Read SEC document |
| December 27, 2023 Filed Dec 28, 2023 21:20 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 69,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042801 · wk-form4_1703798420.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,570 F1 · shares: On December 27, 2023, Mr. Smith made a gift of 69,330 shares to the Smith Living Trust Read SEC document |
| December 19, 2023 Filed Dec 20, 2023 22:03 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 4,268 | $0.77 | $3,286.36 |
DisclosureSEC source: 0001628280-23-042283 · wk-form4_1703109767.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,900 F1 · price: Shares withheld, at an average vesting price of $0.77 per share, for the payment of income taxes. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 23:11 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | SaleCommon Stock | 17,660 | $0.67 | $11,832.20 |
DisclosureSEC source: 0001628280-23-040480 · wk-form4_1701472259.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 439,168 F2 · shares: Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 23:11 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040480 · wk-form4_1701472259.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 456,828 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 21:26 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 4,268 | $0.85 | $3,627.80 |
DisclosureSEC source: 0001628280-23-039621 · wk-form4_1700515548.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,983 F1 · price: Shares withheld, at an average vesting price of $0.85 per share, for the payment of income taxes. Read SEC document |
| October 18, 2023 Filed Oct 19, 2023 20:42 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 4,268 | $1.18 | $5,036.24 |
DisclosureSEC source: 0001628280-23-034709 · wk-form4_1697748111.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 462,251 F1 · price: Shares withheld, at an average vesting price of $1.18 per share, for the payment of income taxes. Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 20:53 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 4,268 | $1.36 | $5,804.48 |
DisclosureSEC source: 0001628280-23-032792 · wk-form4_1695329589.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,519 F1 · price: Shares withheld, at an average vesting price of $1.36 per share, for the payment of income taxes. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 22:45 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 99,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-030551 · wf-form4_169291713495297.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,787 F1 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the third and fourth quarters of 2023. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 21:10 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,116 | $1.57 | $9,602.12 |
DisclosureSEC source: 0001628280-23-030143 · wf-form4_169265219384484.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,447 F1 · price: Shares withheld, at an average vesting price of $1.57 per share, for the payment of income taxes. Read SEC document |
| July 24, 2023 Filed Jul 25, 2023 20:33 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 18,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-025584 · wf-form4_169031720685561.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 4,942,611 F1 · shares: On July 24, 2023, Mr. Smith made a gift of 18,651 shares to the Smith Living Trust Read SEC document |
| July 24, 2023 Filed Jul 25, 2023 20:33 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 18,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-025584 · wf-form4_169031720685561.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,563 F1 · shares: On July 24, 2023, Mr. Smith made a gift of 18,651 shares to the Smith Living Trust Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:18 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,116 | $1.15 | $7,033.40 |
DisclosureSEC source: 0001628280-23-025336 · wf-form4_168997067154746.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,214 F1 · price: Shares withheld, at an average vesting price of $1.15 per share, for the payment of income taxes. Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:06 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,116 | $1.16 | $7,094.56 |
DisclosureSEC source: 0001628280-23-023192 · wf-form4_168747879841978.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 402,330 F1 · price: Shares withheld, at an average vesting price of $1.16 per share, for the payment of income taxes. Read SEC document |
| May 18, 2023 Filed May 19, 2023 21:17 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,116 | $1.23 | $7,522.68 |
DisclosureSEC source: 0001628280-23-019121 · wf-form4_168453104395494.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 408,446 F2 · price: Shares withheld, at an average vesting price of $1.23 per share, for the payment of income taxes. Read SEC document |
| April 24, 2023 Filed May 19, 2023 21:17 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 27,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019121 · wf-form4_168453104395494.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 4,923,960 F1 · shares: On April 24, 2023, Mr. Smith made a gift of 27,144 shares to the Smith Living Trust Read SEC document |
| April 24, 2023 Filed May 19, 2023 21:17 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 27,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019121 · wf-form4_168453104395494.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,562 F1 · shares: On April 24, 2023, Mr. Smith made a gift of 27,144 shares to the Smith Living Trust Read SEC document |
| April 18, 2023 Filed Apr 19, 2023 21:11 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,116 | $1.15 | $7,033.40 |
DisclosureSEC source: 0001628280-23-012082 · wf-form4_168193868365200.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,706 F1 · price: Shares withheld, at an average vesting price of $1.15 per share, for the payment of income taxes. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 21:38 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 14,008 | $1.18 | $16,529.44 |
DisclosureSEC source: 0001628280-23-008774 · wf-form4_167943470646805.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,822 F1 · price: Shares withheld, at an average vesting price of $1.18 per share, for the payment of income taxes. Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 22:48 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 10,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007382 · wf-form4_167840207239358.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,830 F2 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 22:48 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007382 · wf-form4_167840207239358.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,911 F1 · shares: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2023 financial performance criteria, with 25% of such amount to vest approximately March 2024 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 23:01 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,375 | $3.20 | $20,400.00 |
DisclosureSEC source: 0001628280-23-004629 · wf-form4_167710686373760.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,911 F2 · price: Shares withheld, at an average vesting price of $3.20 per share, for the payment of income taxes. Read SEC document |
| January 24, 2023 Filed Feb 22, 2023 23:01 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 32,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004629 · wf-form4_167710686373760.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Smith Living Trust Disclosed balance after: 4,896,816 F1 · shares: On January 24, 2023, Mr. Smith made a gift of 32,112 shares to the Smith Living Trust Read SEC document |
| January 24, 2023 Filed Feb 22, 2023 23:01 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 32,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004629 · wf-form4_167710686373760.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,286 F1 · shares: On January 24, 2023, Mr. Smith made a gift of 32,112 shares to the Smith Living Trust Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 22:11 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 7,290 | $2.63 | $19,172.70 |
DisclosureSEC source: 0001628280-23-001363 · wf-form4_167425266187455.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,398 F1 · price: Shares withheld, at an average vesting price of $2.63 per share, for the payment of income taxes. Read SEC document |
| December 19, 2022 Filed Dec 22, 2022 01:34 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 904 | $2.05 | $1,853.20 |
DisclosureSEC source: 0001628280-22-032452 · wf-form4_167167284527733.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,688 F1 · price: Shares withheld, at an average vesting price of $2.05 per share, for the payment of income taxes. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:05 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,574 | $2.14 | $11,928.36 |
DisclosureSEC source: 0001628280-22-032020 · wf-form4_167114194353605.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,592 F1 · price: Shares withheld, at an average vesting price of $2.14 per share, for the payment of income taxes. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 12:25 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,479 | $2.26 | $14,642.54 |
DisclosureSEC source: 0001628280-22-030456 · wf-form4_166903349070998.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,166 F1 · price: Shares withheld, at an average vesting price of $2.26 per share, for the payment of income taxes. Read SEC document |
| October 19, 2022 Filed Oct 25, 2022 00:12 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,479 | $2.26 | $14,642.54 |
DisclosureSEC source: 0001628280-22-026925 · wf-form4_166665674098462.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,645 F1 · price: Shares withheld, at an average vesting price of $2.26 per share, for the payment of income taxes. Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 20:59 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 904 | $2.71 | $2,449.84 |
DisclosureSEC source: 0001628280-22-025249 · wf-form4_166370755404319.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,124 F1 · price: Shares withheld, at an average vesting price of $2.71 per share, for the payment of income taxes. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 23:50 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | PurchaseCommon Stock | 5,000 | $2.59 | $12,955.00 |
DisclosureSEC source: 0001628280-22-025036 · wf-form4_166328582208935.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Smith Living Trust Disclosed balance after: 4,864,704 F1 · price: Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.591 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 22:20 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 5,574 | $2.50 | $13,935.00 |
DisclosureSEC source: 0001628280-22-024932 · wf-form4_166319399184672.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,028 F2 · price: Shares withheld, at an average vesting price of $2.50 per share, for the payment of income taxes Read SEC document |
| August 29, 2022 Filed Sep 14, 2022 22:20 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 79,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024932 · wf-form4_166319399184672.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Smith Living Trust Disclosed balance after: 4,859,704 F1 · shares: On August 29, 2022, Mr. Smith made a gift of 79,779 shares to the Smith Living Trust Read SEC document |
| August 29, 2022 Filed Sep 14, 2022 22:20 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GiftCommon Stock | 79,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024932 · wf-form4_166319399184672.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,602 F1 · shares: On August 29, 2022, Mr. Smith made a gift of 79,779 shares to the Smith Living Trust Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.