Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QuantumScape CorpQS · Entity 4158 | CHIEF LEGAL OFFICER | August 18, 2026 | August 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QuantumScape Corp
Report date August 18, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,527,774 |
Reported balance
After 2026-08-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-18 · Tax withholding · Disposed 25,709 · Balance 1,527,774 F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3: Includes 331 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2026. F4: Includes 1,380,083 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: Trust | 137,888 |
Reported balance
Holding disclosure · report date 2026-08-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 137,888 F5: The Reporting Person is the grantor of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: Includes 331 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2026.
F4: Includes 1,380,083 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.
F5: The Reporting Person is the grantor of the trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2023 Filed Mar 4, 2023 01:46 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 24,375 | $1.31 | $31,999.50 |
DisclosureSEC source: 0001209191-23-016077 · doc4.xml · nonDerivative · entry 4 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2023 Filed Mar 4, 2023 01:46 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 161,958 | $0.64 | $104,284.76 |
DisclosureSEC source: 0001209191-23-016077 · doc4.xml · nonDerivative · entry 3 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 887,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 01:46 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 130,648 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-23-016077 · doc4.xml · derivative · entry 6 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,958 Underlying: Class A Common Stock · 130,648 shares Expires 2023-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 01:46 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 130,648 | $9.05 | $1,182,795.54 |
DisclosureSEC source: 0001209191-23-016077 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,340 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.85 to $9.22, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 01:46 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 130,648 | $0.64 | $84,124.25 |
DisclosureSEC source: 0001209191-23-016077 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2023 Filed Feb 18, 2023 02:22 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 20,000 | $10.31 | $206,160.00 |
DisclosureSEC source: 0001209191-23-010965 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,340 F3 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.12 to $10.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 593,678 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 16, 2023 Filed Feb 18, 2023 02:22 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 27,372 | $9.68 | $265,010.23 |
DisclosureSEC source: 0001209191-23-010965 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,340 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.37 to $10.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| January 24, 2023 Filed Jan 27, 2023 00:00 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 379,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005112 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,712 F1 · kind: The Issuer granted RSUs to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter and a portion of the RSUs vest upon achievement of certain performance milestones, subject to the Reporting Person's continued service as of each vesting date. F2 · balance_after: Includes 652,657 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. F3 · balance_after: Includes 2 shares acquired under the Issuer's Employee Stock Purchase Plan on December 1, 2022. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 22:01 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 20,000 | $7.15 | $143,012.00 |
DisclosureSEC source: 0001209191-22-057892 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,771 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.25, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 272,718 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 22:01 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 33,265 | $7.37 | $245,029.99 |
DisclosureSEC source: 0001209191-22-057892 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,771 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.55, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 23:13 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 36,757 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-22-050638 · doc4.xml · derivative · entry 3 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,606 Underlying: Class A Common Stock · 36,757 shares Expires 2023-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 23:13 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 36,757 | $12.62 | $463,729.99 |
DisclosureSEC source: 0001209191-22-050638 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,036 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.74, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 331,698 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 23:13 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 36,757 | $0.64 | $23,667.83 |
DisclosureSEC source: 0001209191-22-050638 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 21:19 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 20,000 | $12.18 | $243,600.00 |
DisclosureSEC source: 0001209191-22-046701 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,036 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.06 to $12.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 331,698 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 21:19 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 31,804 | $12.81 | $407,348.81 |
DisclosureSEC source: 0001209191-22-046701 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,036 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.65 to $13.00, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 21:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 41,044 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-22-045631 · doc4.xml · derivative · entry 5 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,363 Underlying: Class A Common Stock · 41,044 shares Expires 2023-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 21:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 211,085 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001209191-22-045631 · doc4.xml · derivative · entry 4 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,848 Underlying: Class A Common Stock · 211,085 shares Expires 2025-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 21:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 252,129 | $12.53 | $3,158,344.34 |
DisclosureSEC source: 0001209191-22-045631 · doc4.xml · nonDerivative · entry 3 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,840 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.59, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 390,677 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 21:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 41,044 | $0.64 | $26,428.23 |
DisclosureSEC source: 0001209191-22-045631 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 21:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 211,085 | $1.05 | $222,525.81 |
DisclosureSEC source: 0001209191-22-045631 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 915 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2022. Read SEC document |
| May 18, 2022 Filed May 19, 2022 21:01 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 20,000 | $11.94 | $238,792.00 |
DisclosureSEC source: 0001209191-22-030592 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,925 F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in December 2021. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.84 to $12.11, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 390,677 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:01 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 25,818 | $11.84 | $305,581.85 |
DisclosureSEC source: 0001209191-22-030592 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,925 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.48 to $12.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 13, 2022 Filed May 17, 2022 20:50 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 27,871 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001209191-22-029719 · doc4.xml · derivative · entry 3 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,933 Underlying: Class A Common Stock · 27,871 shares Expires 2025-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2022 Filed May 17, 2022 20:50 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 27,871 | $12.51 | $348,540.79 |
DisclosureSEC source: 0001209191-22-029719 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,743 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.525, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 440,949 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| May 13, 2022 Filed May 17, 2022 20:50 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 27,871 | $1.05 | $29,381.61 |
DisclosureSEC source: 0001209191-22-029719 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:00 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 139,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016799 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,743 F1 · kind: The Issuer granted RSUs to the Reporting Person as an annual refresh grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. F2 · balance_after: Includes 440,949 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:36 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 18,620 | $17.04 | $317,197.29 |
DisclosureSEC source: 0001209191-22-011312 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,425 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.78 to $17.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 301,631 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-21-069989 · doc4.xml · derivative · entry 4 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,407 Underlying: Class A Common Stock · 100,000 shares Expires 2023-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 22:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 158,857 | $24.01 | $3,813,727.66 |
DisclosureSEC source: 0001209191-21-069989 · doc4.xml · nonDerivative · entry 3 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.10, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 22:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 100,000 | $24.08 | $2,408,370.00 |
DisclosureSEC source: 0001209191-21-069989 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,045 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 351,903 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 100,000 | $0.64 | $64,390.00 |
DisclosureSEC source: 0001209191-21-069989 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 51,279 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · derivative · entry 14 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,407 Underlying: Class A Common Stock · 51,279 shares Expires 2023-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 158,857 | $25.82 | $4,102,180.20 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 10 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees Disclosed balance after: 133,436 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $26.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 51,279 | $26.14 | $1,340,566.39 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 9 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,045 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F8 · balance_after: Includes 351,903 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 51,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 8 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 12,862 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · derivative · entry 13 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,686 Underlying: Class A Common Stock · 12,862 shares Expires 2023-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 17,930 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · derivative · entry 12 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 17,930 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 47,320 | $26.26 | $1,242,476.51 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 7 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees Disclosed balance after: 292,293 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.35, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 30,792 | $26.26 | $808,517.86 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 6 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,045 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.325, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 12,862 | $0.64 | $8,281.84 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 5 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 17,930 | $0.64 | $11,545.13 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 4 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The shares were initially acquired as Class B Common Stock via an option exercise, and then automatically converted on a one-to-one basis to Class A Common Stock in connection with the sale of the shares. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 60,936 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · derivative · entry 11 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,930 Underlying: Class B Common Stock · 60,936 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 60,387 | $26.55 | $1,603,099.73 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 3 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees Disclosed balance after: 339,613 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.67, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 60,936 | $26.55 | $1,617,850.80 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,045 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.68, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:22 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 60,936 | $0.64 | $39,236.69 |
DisclosureSEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The shares were initially acquired as Class B Common Stock via an option exercise, and then automatically converted on a one-to-one basis to Class A Common Stock in connection with the sale of the shares. F2 · balance_after: Includes 944 shares purchased under the Issuer's Employee Stock Purchase Plan in December 2021. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:14 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 1,417 | $37.08 | $52,546.75 |
DisclosureSEC source: 0001209191-21-065633 · doc4.xml · nonDerivative · entry 3 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,101 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.01 to $37.30, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 351,903 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:14 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 21,262 | $36.68 | $779,873.15 |
DisclosureSEC source: 0001209191-21-065633 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,518 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.01 to $37.00, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:14 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 4,242 | $35.56 | $150,832.79 |
DisclosureSEC source: 0001209191-21-065633 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,780 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.97, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 23:24 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 24,860 | $20.20 | $502,082.50 |
DisclosureSEC source: 0001209191-21-052632 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,022 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.84 to $20.59, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 402,175 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 21:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 68,714 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-21-038965 · doc4.xml · derivative · entry 8 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,548 Underlying: Class A Common Stock · 68,714 shares Expires 2023-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.