Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QuantumScape CorpQS · Entity 4158 | CHIEF LEGAL OFFICER | August 18, 2026 | August 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QuantumScape Corp
Report date August 18, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,527,774 |
Reported balance
After 2026-08-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-18 · Tax withholding · Disposed 25,709 · Balance 1,527,774 F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3: Includes 331 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2026. F4: Includes 1,380,083 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: Trust | 137,888 |
Reported balance
Holding disclosure · report date 2026-08-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 137,888 F5: The Reporting Person is the grantor of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: Includes 331 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2026.
F4: Includes 1,380,083 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.
F5: The Reporting Person is the grantor of the trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2024 Filed Aug 20, 2024 23:56 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 20,960 | $5.78 | $121,071.25 |
DisclosureSEC source: 0001415889-24-021776 · form4-08202024_110822.xml · nonDerivative · entry 3 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,245,765 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.8253, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 23:56 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 2,866 | $5.87 | $16,826.86 |
DisclosureSEC source: 0001415889-24-021776 · form4-08202024_110822.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,266,725 Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 23:56 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 17,122 | $5.74 | $98,266.58 |
DisclosureSEC source: 0001415889-24-021776 · form4-08202024_110822.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,269,591 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 00:25 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 2,879 | $6.03 | $17,355.76 |
DisclosureSEC source: 0001415889-24-020957 · form4-08072024_080805.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,286,713 F2 · kind: Represents a sale to cover tax obligations on the release of RSUs. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 1,020,732 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 05, 2024 Filed Aug 8, 2024 00:25 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 5,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020957 · form4-08072024_080805.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,289,592 F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2024 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 23:03 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 222,476 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001415889-24-020474 · form4-07312024_110714.xml · derivative · entry 9 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 222,476 shares Expires 2027-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 23:03 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 222,476 | $6.58 | $1,463,758.59 |
DisclosureSEC source: 0001415889-24-020474 · form4-07312024_110714.xml · nonDerivative · entry 6 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283,847 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.435 to $6.82, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 1,020,732 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 23:03 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 222,476 | $1.33 | $294,825.20 |
DisclosureSEC source: 0001415889-24-020474 · form4-07312024_110714.xml · nonDerivative · entry 5 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,506,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2024 Filed Jul 31, 2024 23:03 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 222,477 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001415889-24-020474 · form4-07312024_110714.xml · derivative · entry 8 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,476 Underlying: Class A Common Stock · 222,477 shares Expires 2027-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2024 Filed Jul 31, 2024 23:03 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 222,477 | $6.53 | $1,452,530.09 |
DisclosureSEC source: 0001415889-24-020474 · form4-07312024_110714.xml · nonDerivative · entry 4 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283,847 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.64, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 30, 2024 Filed Jul 31, 2024 23:03 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 222,477 | $1.33 | $294,826.52 |
DisclosureSEC source: 0001415889-24-020474 · form4-07312024_110714.xml · nonDerivative · entry 3 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,506,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 23:03 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 66,120 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001415889-24-020474 · form4-07312024_110714.xml · derivative · entry 7 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 444,953 Underlying: Class A Common Stock · 66,120 shares Expires 2027-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 23:03 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 222,476 | $6.58 | $1,464,337.03 |
DisclosureSEC source: 0001415889-24-020474 · form4-07312024_110714.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283,847 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 23:03 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 66,120 | $1.33 | $87,622.22 |
DisclosureSEC source: 0001415889-24-020474 · form4-07312024_110714.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,506,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2024 Filed Jun 28, 2024 20:55 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 156,536 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001415889-24-018459 · form4-06282024_040602.xml · derivative · entry 4 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 511,073 Underlying: Class A Common Stock · 156,536 shares Expires 2027-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2024 Filed Jun 28, 2024 20:55 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 76,167 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001415889-24-018459 · form4-06282024_040602.xml · derivative · entry 3 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 76,167 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2024 Filed Jun 28, 2024 20:55 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 156,536 | $1.33 | $207,441.51 |
DisclosureSEC source: 0001415889-24-018459 · form4-06282024_040602.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,440,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,020,732 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| June 26, 2024 Filed Jun 28, 2024 20:55 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 76,167 | $1.31 | $99,992.04 |
DisclosureSEC source: 0001415889-24-018459 · form4-06282024_040602.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2024 Filed May 22, 2024 01:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 22,554 | $5.72 | $128,936.71 |
DisclosureSEC source: 0001415889-24-014032 · form4-05212024_090502.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,207,500 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 1,020,732 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| May 17, 2024 Filed May 20, 2024 22:39 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 7,218 | $5.64 | $40,731.17 |
DisclosureSEC source: 0001415889-24-013820 · form4-05202024_100538.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,230,054 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 1,020,732 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| May 16, 2024 Filed May 20, 2024 22:39 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 6,324 | $5.82 | $36,825.92 |
DisclosureSEC source: 0001415889-24-013820 · form4-05202024_100538.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,237,272 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $6.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 05, 2024 Filed Apr 10, 2024 00:00 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 531,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010616 · form4-04092024_080404.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,243,596 F1 · kind: The Issuer granted restricted stock units ("RSUs") (50%) and performance restricted stock units ("PSUs") (50%) to the Reporting Person. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. F2 · balance_after: Includes 1,056,828 shares represented by RSUs and PSUs. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 6, 2024 21:55 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 9,937 | $6.00 | $59,640.88 |
DisclosureSEC source: 0001415889-24-007056 · form4-03062024_040302.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 711,756 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.005, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 524,988 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:55 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 9,936 | $6.15 | $61,099.44 |
DisclosureSEC source: 0001415889-24-007056 · form4-03062024_040302.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 721,693 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.1282 to $6.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 23:24 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 21,840 | $6.17 | $134,663.26 |
DisclosureSEC source: 0001415889-24-005585 · form4-02272024_110235.xml · nonDerivative · entry 3 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 731,629 F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.124 to $6.205, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 23:24 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 3,692 | $6.16 | $22,743.09 |
DisclosureSEC source: 0001415889-24-005585 · form4-02272024_110235.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 753,469 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 23:24 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 3,972 | $6.08 | $24,158.50 |
DisclosureSEC source: 0001415889-24-005585 · form4-02272024_110235.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 757,161 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:45 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 4,030 | $6.23 | $25,125.44 |
DisclosureSEC source: 0001415889-24-005051 · form4-02232024_090217.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 761,133 F2 · kind: Represents a sale to cover tax obligations on the release of RSUs. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:45 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 31,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005051 · form4-02232024_090217.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 765,163 F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date. Read SEC document |
| February 20, 2024 Filed Feb 21, 2024 01:36 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 7,439 | $6.54 | $48,625.77 |
DisclosureSEC source: 0001415889-24-004517 · form4-02212024_010248.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 733,596 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 01:36 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 6,819 | $7.00 | $47,745.96 |
DisclosureSEC source: 0001415889-24-004517 · form4-02212024_010248.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 741,035 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.24, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: On November 9, 2023, the Reporting Person filed a Form 4 that inadvertently overstated the total amount of securities beneficially owned by 1,000 shares. This Form 4 corrects that and subsequent reports that carried forward such number. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 22:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 44,848 | $7.04 | $315,801.68 |
DisclosureSEC source: 0001209191-23-057965 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 748,854 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.91 to $7.2471, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 561,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 23:40 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 16,199 | $6.19 | $100,207.01 |
DisclosureSEC source: 0001209191-23-057014 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 793,702 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.135 to $6.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 561,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 22:47 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 8,184 | $5.92 | $48,423.91 |
DisclosureSEC source: 0001209191-23-056106 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 809,901 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.0105, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 561,086 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 22:47 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 11,713 | $5.89 | $69,037.59 |
DisclosureSEC source: 0001209191-23-056106 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 818,085 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 08, 2023 Filed Nov 9, 2023 23:07 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 43,476 | $5.77 | $250,830.43 |
DisclosureSEC source: 0001209191-23-054890 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 829,798 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.75 to $5.7828, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 597,182 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 20:17 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 2,174 | $6.81 | $14,806.68 |
DisclosureSEC source: 0001209191-23-047184 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 872,274 F2 · kind: Represents a sale to cover tax obligations on the release of RSUs. The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.79 to $6.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 597,182 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:17 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 4,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047184 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 874,448 F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 20,665 | $6.87 | $141,997.48 |
DisclosureSEC source: 0001209191-23-046627 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 870,240 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.78 to $7.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 597,182 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 24,261 | $7.02 | $170,368.02 |
DisclosureSEC source: 0001209191-23-046627 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 890,905 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.92 to $7.095, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 22:19 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 32,674 | $6.64 | $216,873.68 |
DisclosureSEC source: 0001209191-23-034846 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 915,166 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.55 to $6.74, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 683,550 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. F3 · balance_after: Includes 1,000 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2023. Read SEC document |
| May 18, 2023 Filed May 19, 2023 00:10 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 9,674 | $6.05 | $58,496.74 |
DisclosureSEC source: 0001209191-23-030841 · doc4.xml · nonDerivative · entry 4 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 946,840 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $6.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 683,550 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| May 17, 2023 Filed May 19, 2023 00:10 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 17,791 | $6.08 | $108,192.41 |
DisclosureSEC source: 0001209191-23-030841 · doc4.xml · nonDerivative · entry 3 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 956,514 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.21, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 16, 2023 Filed May 19, 2023 00:10 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 94,848 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001209191-23-030841 · doc4.xml · derivative · entry 5 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 94,848 shares Expires 2025-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2023 Filed May 19, 2023 00:10 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 13,732 | $5.83 | $80,085.02 |
DisclosureSEC source: 0001209191-23-030841 · doc4.xml · nonDerivative · entry 2 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 974,305 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.77 to $5.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 16, 2023 Filed May 19, 2023 00:10 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 94,848 | $1.05 | $99,988.76 |
DisclosureSEC source: 0001209191-23-030841 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 988,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 23:30 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 167,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023856 · doc4.xml · nonDerivative · entry 1 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 893,189 F1 · kind: The Issuer granted RSUs to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter and a portion of the RSUs vest upon achievement of certain performance milestones, subject to the Reporting Person's continued service as of each vesting date. F2 · balance_after: Includes 761,527 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 03, 2023 Filed Mar 4, 2023 01:46 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 24,375 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001209191-23-016077 · doc4.xml · derivative · entry 8 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,167 Underlying: Class A Common Stock · 24,375 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2023 Filed Mar 4, 2023 01:46 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 161,958 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-23-016077 · doc4.xml · derivative · entry 7 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 161,958 shares Expires 2023-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2023 Filed Mar 4, 2023 01:46 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 186,333 | $9.03 | $1,682,698.79 |
DisclosureSEC source: 0001209191-23-016077 · doc4.xml · nonDerivative · entry 5 MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,340 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.105, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 593,678 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.