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MCCARTHY MICHAEL O III

Disclosed activity across 1 company

Tapewire entity
21320
SEC CIK
0001177264

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QuantumScape CorpQS · Entity 4158CHIEF LEGAL OFFICERAugust 18, 2026August 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QuantumScape Corp

Report date August 18, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,527,774 Reported balance After 2026-08-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-18 · Tax withholding · Disposed 25,709 · Balance 1,527,774

F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: Includes 331 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2026.

F4: Includes 1,380,083 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Class A Common StockSEC Table I · non-derivativeIndirectBy: Trust137,888 Reported balance Holding disclosure · report date 2026-08-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 137,888

F5: The Reporting Person is the grantor of the trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: Includes 331 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2026.

F4: Includes 1,380,083 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

F5: The Reporting Person is the grantor of the trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2026 Filed Aug 20, 2026 23:28 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 25,709 $5.74 $147,685.35
Disclosure

SEC source: 0001177264-26-000012 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,527,774

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 331 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2026.

F4 · balance_after: Includes 1,380,083 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 18, 2026 Filed May 20, 2026 23:34 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 24,211 $7.37 $178,485.91
Disclosure

SEC source: 0001177264-26-000010 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,553,152

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.21 to $8.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,435,162 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
April 14, 2026 Filed Apr 17, 2026 01:12 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 103,857 $0.00 $0.00
Disclosure

SEC source: 0001177264-26-000008 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,577,363

F2 · kind: The Issuer granted RSUs to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs are eligible to vest based on the Issuer's total shareholder return ("TSR") relative to certain indexed companies during a performance period beginning on January 1, 2026 and ending on December 31, 2028, subject to the Reporting Person's continued service as of each vesting date.

F3 · balance_after: Includes 1,485,965 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
April 14, 2026 Filed Apr 17, 2026 01:12 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 519,287 $0.00 $0.00
Disclosure

SEC source: 0001177264-26-000008 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473,506

F1 · kind: The Issuer granted restricted stock units ("RSUs") (40%) and performance restricted stock units ("PSUs") (60%) to the Reporting Person. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
March 06, 2026 Filed Mar 7, 2026 00:57 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 45,000 $6.73 $302,859.00
Disclosure

SEC source: 0001177264-26-000006 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 954,219

F2 · balance_after: Includes 862,821 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
March 04, 2026 Filed Mar 7, 2026 00:57 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 30,000 $6.90 $207,144.00
Disclosure

SEC source: 0001177264-26-000006 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 999,219

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 25, 2026 Filed Feb 26, 2026 00:59 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 18,393 $7.05 $129,648.58
Disclosure

SEC source: 0001177264-26-000004 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,029,219

F2 · kind: Represents a sale to cover tax obligations on the RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 862,821 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 00:59 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 42,025 $0.00 $0.00
Disclosure

SEC source: 0001177264-26-000004 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,047,612

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2025 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 23:56 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 18,356 $7.08 $129,883.38
Disclosure

SEC source: 0001177264-26-000002 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,005,587

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 862,821 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:56 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 58,332 $7.14 $416,752.97
Disclosure

SEC source: 0001177264-26-000002 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,023,943

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.96 to $7.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 761 shares acquired under the Issuer's Employee Stock Purchase Plan on December 1, 2025.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:22 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 40,000 $11.79 $471,652.00
Disclosure

SEC source: 0001177264-25-000020 · primarydocument.xml · nonDerivative · entry 6

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trust

Disclosed balance after: 137,888

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.765 to $11.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the grantor of the trust.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:22 UTC QuantumScape Corp QS · Entity 4158 GiftClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001177264-25-000020 · primarydocument.xml · nonDerivative · entry 5

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trust

Disclosed balance after: 177,888

F1 · kind: Gift transfer of shares from Reporting Person to trusts for no consideration.

F2 · ownership.nature: The Reporting Person is the grantor of the trust.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:22 UTC QuantumScape Corp QS · Entity 4158 GiftClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001177264-25-000020 · primarydocument.xml · nonDerivative · entry 4

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,081,514

F1 · kind: Gift transfer of shares from Reporting Person to trusts for no consideration.

F4 · balance_after: Includes 1,081,514 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 24, 2025 Filed Nov 27, 2025 00:22 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 36,415 $11.60 $422,530.53
Disclosure

SEC source: 0001177264-25-000020 · primarydocument.xml · nonDerivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trust

Disclosed balance after: 137,888

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.60 to $11.655, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the grantor of the trust.

Read SEC document
November 24, 2025 Filed Nov 27, 2025 00:22 UTC QuantumScape Corp QS · Entity 4158 GiftClass A Common Stock 36,415 $0.00 $0.00
Disclosure

SEC source: 0001177264-25-000020 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trust

Disclosed balance after: 174,303

F1 · kind: Gift transfer of shares from Reporting Person to trusts for no consideration.

F2 · ownership.nature: The Reporting Person is the grantor of the trust.

Read SEC document
November 24, 2025 Filed Nov 27, 2025 00:22 UTC QuantumScape Corp QS · Entity 4158 GiftClass A Common Stock 36,415 $0.00 $0.00
Disclosure

SEC source: 0001177264-25-000020 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,121,514

F1 · kind: Gift transfer of shares from Reporting Person to trusts for no consideration.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 23:05 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 758 $13.46 $10,203.36
Disclosure

SEC source: 0001177264-25-000018 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,157,929

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,081,514 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 23:05 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 59,108 $13.04 $770,862.89
Disclosure

SEC source: 0001177264-25-000018 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,158,687

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $13.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 22:15 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 20,435 $16.12 $329,440.81
Disclosure

SEC source: 0001177264-25-000016 · primarydocument.xml · nonDerivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trust

Disclosed balance after: 137,888

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.12 to $16.1301, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: The Reporting Person is the grantor of the trust.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 22:15 UTC QuantumScape Corp QS · Entity 4158 GiftClass A Common Stock 158,323 $0.00 $0.00
Disclosure

SEC source: 0001177264-25-000016 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trust

Disclosed balance after: 158,323

F1 · kind: Gift transfer of shares from Reporting Person to trust for no consideration.

F3 · ownership.nature: The Reporting Person is the grantor of the trust.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 22:15 UTC QuantumScape Corp QS · Entity 4158 GiftClass A Common Stock 158,323 $0.00 $0.00
Disclosure

SEC source: 0001177264-25-000016 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,217,795

F1 · kind: Gift transfer of shares from Reporting Person to trust for no consideration.

F2 · balance_after: Includes 1,217,795 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 30, 2025 Filed Oct 31, 2025 22:55 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001177264-25-000014 · primarydocument.xml · derivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2025 Filed Oct 31, 2025 22:55 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 50,000 $15.78 $788,985.00
Disclosure

SEC source: 0001177264-25-000014 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,376,118

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.77 to $15.795, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 1,217,795 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 30, 2025 Filed Oct 31, 2025 22:55 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 50,000 $2.38 $118,850.00
Disclosure

SEC source: 0001177264-25-000014 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,426,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2025 Filed Oct 29, 2025 01:01 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001177264-25-000013 · primarydocument.xml · derivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2025 Filed Oct 29, 2025 01:01 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 46,264 $15.26 $706,039.53
Disclosure

SEC source: 0001177264-25-000013 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,376,118

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.23 to $15.315, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 1,217,795 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 24, 2025 Filed Oct 29, 2025 01:01 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 25,000 $2.38 $59,425.00
Disclosure

SEC source: 0001177264-25-000013 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,422,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2025 Filed Sep 17, 2025 00:07 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 38,035 $9.13 $347,267.16
Disclosure

SEC source: 0001177264-25-000009 · form4-09172025_120935.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,397,382

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.1301 to $9.135, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 1,217,795 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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August 18, 2025 Filed Aug 20, 2025 20:18 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 31,766 $8.70 $276,440.44
Disclosure

SEC source: 0001177264-25-000005 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435,417

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.55 to $9.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,217,795 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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July 25, 2025 Filed Jul 29, 2025 21:19 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001177264-25-000003 · primarydocument.xml · derivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 300,000 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2025 Filed Jul 29, 2025 21:19 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 500,000 $11.60 $5,798,850.00
Disclosure

SEC source: 0001177264-25-000003 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,467,183

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $11.795, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,287,596 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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July 25, 2025 Filed Jul 29, 2025 21:19 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 300,000 $2.38 $713,100.00
Disclosure

SEC source: 0001177264-25-000003 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,967,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 711 shares acquired under the Issuer's Employee Stock Purchase Plan on June 2, 2025.

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May 16, 2025 Filed May 20, 2025 22:04 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 64,373 $4.55 $293,000.15
Disclosure

SEC source: 0001562180-25-004044 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,666,472

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.24 to $4.7923, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,287,596 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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April 08, 2025 Filed Apr 10, 2025 21:06 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 683,370 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003104 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,730,845

F1 · kind: The Issuer granted restricted stock units ("RSUs") (40%) and performance restricted stock units ("PSUs") (60%) to the Reporting Person. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

F2 · balance_after: Includes 1,433,086 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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March 04, 2025 Filed Mar 4, 2025 23:48 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 2,841 $4.10 $11,656.34
Disclosure

SEC source: 0001562180-25-002058 · primarydocument.xml · nonDerivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,047,475

F2 · kind: Represents a sale to cover tax obligations on the RSUs.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.06 to $4.1907, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 749,716 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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March 03, 2025 Filed Mar 4, 2025 23:48 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 17,034 $4.53 $77,107.81
Disclosure

SEC source: 0001562180-25-002058 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050,316

F2 · kind: Represents a sale to cover tax obligations on the RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $4.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 28, 2025 Filed Mar 4, 2025 23:48 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 56,827 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002058 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067,350

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2024 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

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February 21, 2025 Filed Feb 22, 2025 00:53 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 76,315 $5.23 $399,219.03
Disclosure

SEC source: 0001562180-25-001510 · primarydocument.xml · nonDerivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,010,523

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.0957 to $5.3499, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 749,716 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 20, 2025 Filed Feb 22, 2025 00:53 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 7,325 $5.12 $37,514.99
Disclosure

SEC source: 0001562180-25-001510 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086,838

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.0531 to $5.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:53 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 35,557 $5.27 $187,332.05
Disclosure

SEC source: 0001562180-25-001510 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,094,163

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 553 shares acquired under the Issuer's Employee Stock Purchase Plan on December 2, 2024.

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November 21, 2024 Filed Nov 22, 2024 23:09 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 27,305 $5.07 $138,441.81
Disclosure

SEC source: 0001562180-24-007883 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,129,167

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.04 to $5.085, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 868,913 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 23:39 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 25,412 $4.75 $120,729.87
Disclosure

SEC source: 0001562180-24-007848 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,156,472

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.66 to $4.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 868,913 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 22:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (right to buy) · Derivative 106,084 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001415889-24-023455 · form4-09162024_060906.xml · derivative · entry 6

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · 106,084 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 22:00 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 106,084 $5.90 $625,630.39
Disclosure

SEC source: 0001415889-24-023455 · form4-09162024_060906.xml · nonDerivative · entry 4

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,181,884

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.8090 to $5.9606, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 921,630 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 22:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 106,084 $2.38 $252,161.67
Disclosure

SEC source: 0001415889-24-023455 · form4-09162024_060906.xml · nonDerivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,287,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 22:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (right to buy) · Derivative 97,177 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001415889-24-023455 · form4-09162024_060906.xml · derivative · entry 5

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,084

Underlying: Class A Common Stock · 97,177 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 22:00 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 100,038 $5.80 $579,890.27
Disclosure

SEC source: 0001415889-24-023455 · form4-09162024_060906.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,181,884

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7626 to $5.8555, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 22:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 97,177 $2.38 $230,989.73
Disclosure

SEC source: 0001415889-24-023455 · form4-09162024_060906.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,281,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 20:55 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 50,575 $5.99 $303,025.17
Disclosure

SEC source: 0001415889-24-022140 · form4-08232024_040807.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,184,745

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.8017 to $6.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 921,630 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 20, 2024 Filed Aug 20, 2024 23:56 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 10,445 $5.72 $59,788.22
Disclosure

SEC source: 0001415889-24-021776 · form4-08202024_110822.xml · nonDerivative · entry 4

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,235,320

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 921,630 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.