Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QuantumScape CorpQS · Entity 4158 | CHIEF FINANCIAL OFFICER | August 18, 2026 | August 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QuantumScape Corp
Report date August 18, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,785,162 |
Reported balance
After 2026-08-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-18 · Tax withholding · Disposed 31,095 · Balance 1,785,162 F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3: Includes 1,301,327 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: Includes 1,301,327 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2023 Filed Oct 6, 2023 21:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 34,607 | $6.34 | $219,356.47 |
DisclosureSEC source: 0001209191-23-052351 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 606,087 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.15 to $6.535, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes 597,182 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 21:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 34,607 | $1.33 | $45,861.20 |
DisclosureSEC source: 0001209191-23-052351 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 640,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 21:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (Right to Buy) · Derivative | 34,607 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001209191-23-049449 · doc4.xml · derivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 331,063 Underlying: Class A Common Stock · 34,607 shares Expires 2027-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 21:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 34,607 | $7.06 | $244,422.32 |
DisclosureSEC source: 0001209191-23-049449 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 604,204 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.84 to $7.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes 597,182 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 21:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 34,607 | $1.33 | $45,861.20 |
DisclosureSEC source: 0001209191-23-049449 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 638,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 20:15 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 2,325 | $6.81 | $15,835.11 |
DisclosureSEC source: 0001209191-23-047182 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 606,087 F2 · kind: Represents a sale to cover tax obligations on the release of RSUs. The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.79 to $6.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 597,182 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:15 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 4,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047182 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608,412 F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date. Read SEC document |
| August 18, 2023 Filed Aug 18, 2023 23:44 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 34,607 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001209191-23-046656 · doc4.xml · derivative · entry 5 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 365,670 Underlying: Class A Common Stock · 34,607 shares Expires 2027-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The option exercise and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| August 18, 2023 Filed Aug 18, 2023 23:44 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 76,648 | $6.84 | $524,348.97 |
DisclosureSEC source: 0001209191-23-046656 · doc4.xml · nonDerivative · entry 4 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 604,204 F4 · kind: The option exercise and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.71 to $6.92, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F6 · balance_after: Includes 597,182 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 18, 2023 Filed Aug 18, 2023 23:44 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 34,607 | $1.33 | $45,861.20 |
DisclosureSEC source: 0001209191-23-046656 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 680,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The option exercise and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 23:44 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 26,385 | $6.87 | $181,301.89 |
DisclosureSEC source: 0001209191-23-046656 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 646,245 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.78 to $7.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 23:44 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 30,978 | $7.02 | $217,536.81 |
DisclosureSEC source: 0001209191-23-046656 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 672,630 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.92 to $7.095, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 05, 2023 Filed Jul 6, 2023 23:58 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (Right to Buy) · Derivative | 34,607 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001209191-23-041706 · doc4.xml · derivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 400,277 Underlying: Class A Common Stock · 34,607 shares Expires 2027-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| July 05, 2023 Filed Jul 6, 2023 23:58 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 34,607 | $8.50 | $294,145.66 |
DisclosureSEC source: 0001209191-23-041706 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 703,608 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.93 to $8.665, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes 700,309 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| July 05, 2023 Filed Jul 6, 2023 23:58 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 34,607 | $1.33 | $45,861.20 |
DisclosureSEC source: 0001209191-23-041706 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 738,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (Right to Buy) · Derivative | 32,667 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001209191-23-037512 · doc4.xml · derivative · entry 6 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 434,884 Underlying: Class A Common Stock · 32,667 shares Expires 2027-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,940 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001209191-23-037512 · doc4.xml · derivative · entry 5 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 58 Underlying: Class A Common Stock · 1,940 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 22:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 34,607 | $7.32 | $253,229.80 |
DisclosureSEC source: 0001209191-23-037512 · doc4.xml · nonDerivative · entry 4 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 703,608 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.69 to $7.655, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 700,309 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 32,667 | $1.33 | $43,290.31 |
DisclosureSEC source: 0001209191-23-037512 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 738,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 1,940 | $1.31 | $2,546.83 |
DisclosureSEC source: 0001209191-23-037512 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 705,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 22:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 41,213 | $7.32 | $301,584.37 |
DisclosureSEC source: 0001209191-23-037512 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 703,608 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.69 to $7.645, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 1,000 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2023. Read SEC document |
| May 18, 2023 Filed May 19, 2023 00:08 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 12,567 | $6.05 | $75,990.14 |
DisclosureSEC source: 0001209191-23-030837 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743,821 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $6.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 700,309 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| May 17, 2023 Filed May 19, 2023 00:08 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 23,112 | $6.08 | $140,551.01 |
DisclosureSEC source: 0001209191-23-030837 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 756,388 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.21, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 16, 2023 Filed May 19, 2023 00:08 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 17,839 | $5.83 | $104,037.05 |
DisclosureSEC source: 0001209191-23-030837 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 779,500 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.77 to $5.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 23:33 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 167,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023858 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 797,339 F1 · kind: The Issuer granted RSUs to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter and a portion of the RSUs vest upon achievement of certain performance milestones, subject to the Reporting Person's continued service as of each vesting date. F2 · balance_after: Includes 795,040 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 22:36 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,718 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001209191-23-016427 · doc4.xml · derivative · entry 4 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,998 Underlying: Class A Common Stock · 25,718 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 22:36 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 48,471 | $9.15 | $443,611.44 |
DisclosureSEC source: 0001209191-23-016427 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,490 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.92 to $9.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 627,191 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 22:36 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 25,718 | $1.31 | $33,762.59 |
DisclosureSEC source: 0001209191-23-016427 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:36 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 48,471 | $8.67 | $420,427.76 |
DisclosureSEC source: 0001209191-23-016427 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,243 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.42 to $8.91, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 16, 2023 Filed Feb 18, 2023 02:26 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 36,404 | $9.68 | $352,456.25 |
DisclosureSEC source: 0001209191-23-010967 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,714 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.37 to $10.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 627,191 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| January 24, 2023 Filed Jan 27, 2023 00:00 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 379,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005115 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,118 F1 · kind: The Issuer granted RSUs to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter and a portion of the RSUs vest upon achievement of certain performance milestones, subject to the Reporting Person's continued service as of each vesting date. F2 · balance_after: Includes 702,929 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. F3 · balance_after: Includes 803 shares acquired under the Issuer's Employee Stock Purchase Plan on December 1, 2022. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 22:01 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 43,849 | $7.37 | $322,991.73 |
DisclosureSEC source: 0001209191-22-057896 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,376 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.55, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 322,990 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 12,472 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001209191-22-049940 · doc4.xml · derivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,716 Underlying: Class A Common Stock · 12,472 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 46,285 | $11.18 | $517,619.04 |
DisclosureSEC source: 0001209191-22-049940 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,225 F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person in September 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.915 to $11.515, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 398,729 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 12,472 | $1.31 | $16,373.24 |
DisclosureSEC source: 0001209191-22-049940 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 21:16 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 41,920 | $12.81 | $536,915.55 |
DisclosureSEC source: 0001209191-22-046697 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,038 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.65 to $13.00, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 398,729 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 12:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 56,437 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001209191-22-045352 · doc4.xml · derivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,188 Underlying: Class A Common Stock · 56,437 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 12:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 56,437 | $11.81 | $666,633.84 |
DisclosureSEC source: 0001209191-22-045352 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,958 F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person in September 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.61 to $12.34, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 474,462 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 12:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 56,437 | $1.31 | $74,090.49 |
DisclosureSEC source: 0001209191-22-045352 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 01:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 36,133 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001209191-22-041854 · doc4.xml · derivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,625 Underlying: Class A Common Stock · 36,133 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 01:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 36,133 | $10.06 | $363,519.66 |
DisclosureSEC source: 0001209191-22-041854 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,958 F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person in September 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.285, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 474,462 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 01:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 36,133 | $1.31 | $47,435.40 |
DisclosureSEC source: 0001209191-22-041854 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 10:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 14,591 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001209191-22-033758 · doc4.xml · derivative · entry 4 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,758 Underlying: Class A Common Stock · 14,591 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 10:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 5,293 | $12.84 | $67,944.12 |
DisclosureSEC source: 0001209191-22-033758 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,958 F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person in September 2021. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.76 to $12.97, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 474,462 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 10:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 40,992 | $12.17 | $498,966.92 |
DisclosureSEC source: 0001209191-22-033758 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,251 F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person in September 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.76 to $12.75, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 10:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 14,591 | $1.31 | $19,155.06 |
DisclosureSEC source: 0001209191-22-033758 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 915 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2022. Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:01 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 46,285 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001209191-22-030588 · doc4.xml · derivative · entry 4 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,349 Underlying: Class A Common Stock · 46,285 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:01 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 35,337 | $11.84 | $418,248.73 |
DisclosureSEC source: 0001209191-22-030588 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,737 F3 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.48 to $12.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 474,462 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:01 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 46,285 | $11.81 | $546,542.54 |
DisclosureSEC source: 0001209191-22-030588 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,074 F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person in September 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.47 to $12.18, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:01 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 46,285 | $1.31 | $60,762.95 |
DisclosureSEC source: 0001209191-22-030588 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.