Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QuantumScape CorpQS · Entity 4158 | CHIEF FINANCIAL OFFICER | August 18, 2026 | August 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QuantumScape Corp
Report date August 18, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,785,162 |
Reported balance
After 2026-08-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-18 · Tax withholding · Disposed 31,095 · Balance 1,785,162 F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3: Includes 1,301,327 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: Includes 1,301,327 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 04, 2022 Filed Apr 6, 2022 21:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 46,285 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001209191-22-023501 · doc4.xml · derivative · entry 4 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,634 Underlying: Class A Common Stock · 46,285 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 21:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 22,398 | $21.54 | $482,394.69 |
DisclosureSEC source: 0001209191-22-023501 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,074 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.43 to $21.695, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 541,493 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 21:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 23,887 | $21.22 | $506,920.36 |
DisclosureSEC source: 0001209191-22-023501 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,472 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.43 to $21.425, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 21:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 46,285 | $1.31 | $60,762.95 |
DisclosureSEC source: 0001209191-22-023501 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 1,386 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001209191-22-018190 · doc4.xml · derivative · entry 5 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,919 Underlying: Class A Common Stock · 1,386 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 7,243 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001209191-22-018190 · doc4.xml · derivative · entry 4 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,243 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 46,285 | $15.81 | $731,710.31 |
DisclosureSEC source: 0001209191-22-018190 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,074 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.185 to $16.155, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 541,493 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 1,386 | $1.31 | $1,819.54 |
DisclosureSEC source: 0001209191-22-018190 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 7,243 | $1.31 | $9,508.61 |
DisclosureSEC source: 0001209191-22-018190 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:00 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 139,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016798 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,730 F1 · kind: The Issuer granted RSUs to the Reporting Person as an annual refresh grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. F2 · balance_after: Includes 541,493 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:40 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 29,375 | $17.04 | $500,411.94 |
DisclosureSEC source: 0001209191-22-011325 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,412 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.78 to $17.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 402,175 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 23:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 17,132 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001209191-22-007565 · doc4.xml · derivative · entry 4 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,243 Underlying: Class A Common Stock · 17,132 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 23:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 300 | $16.91 | $5,073.00 |
DisclosureSEC source: 0001209191-22-007565 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,787 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.89 to $16.92, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 469,206 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 23:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 45,985 | $16.28 | $748,815.14 |
DisclosureSEC source: 0001209191-22-007565 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,087 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.875 to $16.86, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 23:00 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionClass A Common Stock | 17,132 | $1.31 | $22,490.89 |
DisclosureSEC source: 0001209191-22-007565 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 02:25 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 1,940 | $23.54 | $45,666.63 |
DisclosureSEC source: 0001209191-22-001303 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,940 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.485 to $23.60, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 469,206 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 02:25 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 44,345 | $23.13 | $1,025,748.63 |
DisclosureSEC source: 0001209191-22-001303 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,880 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.485 to $23.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 23:53 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 1,550 | $23.25 | $36,034.09 |
DisclosureSEC source: 0001209191-21-070988 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,225 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.19 to $23.35, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 469,206 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 23:53 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 44,735 | $22.66 | $1,013,856.15 |
DisclosureSEC source: 0001209191-21-070988 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,775 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.19 to $23.18, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 00:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 2,900 | $26.20 | $75,987.25 |
DisclosureSEC source: 0001209191-21-069325 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,510 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.03 to $26.32, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F6 · balance_after: Includes 469,206 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 00:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 21,063 | $25.41 | $535,290.87 |
DisclosureSEC source: 0001209191-21-069325 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,410 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.03 to $26.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 00:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 22,322 | $24.55 | $548,020.73 |
DisclosureSEC source: 0001209191-21-069325 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,473 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.03 to $25.02, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 581 shares acquired by the Reporting Person on December 1, 2021 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:11 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 2,077 | $37.08 | $77,021.60 |
DisclosureSEC source: 0001209191-21-065628 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,214 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.01 to $37.30, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 469,206 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:11 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 31,164 | $36.68 | $1,143,070.59 |
DisclosureSEC source: 0001209191-21-065628 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,291 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.01 to $37.00, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:11 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 6,217 | $35.56 | $221,057.87 |
DisclosureSEC source: 0001209191-21-065628 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,455 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.97, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 23:27 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 36,439 | $20.20 | $735,936.62 |
DisclosureSEC source: 0001209191-21-052635 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,672 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.84 to $20.59, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 536,232 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 00:50 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 59,193 | $23.33 | $1,381,120.67 |
DisclosureSEC source: 0001209191-21-049501 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,111 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.94 to $23.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F4 · balance_after: Includes 603,263 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 00:50 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 102,933 | $22.43 | $2,308,591.62 |
DisclosureSEC source: 0001209191-21-049501 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,304 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.94 to $22.93, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:50 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 162,126 | $22.96 | $3,721,796.88 |
DisclosureSEC source: 0001209191-21-049501 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,237 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $23.47, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 25, 2021 Filed May 26, 2021 18:55 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 35,094 | $24.96 | $875,984.84 |
DisclosureSEC source: 0001209191-21-035888 · doc4.xml · nonDerivative · entry 4 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,037,363 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.78 to $25.38, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 603,263 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| May 25, 2021 Filed May 26, 2021 18:55 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 127,032 | $24.17 | $3,069,753.69 |
DisclosureSEC source: 0001209191-21-035888 · doc4.xml · nonDerivative · entry 3 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072,457 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.78 to $24.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 24, 2021 Filed May 26, 2021 18:55 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 100 | $26.43 | $2,643.00 |
DisclosureSEC source: 0001209191-21-035888 · doc4.xml · nonDerivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,489 Read SEC document |
| May 24, 2021 Filed May 26, 2021 18:55 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 162,026 | $24.95 | $4,042,014.01 |
DisclosureSEC source: 0001209191-21-035888 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,589 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.597 to $25.54, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 19, 2021 Filed May 22, 2021 00:20 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 34,984 | $28.43 | $994,595.12 |
DisclosureSEC source: 0001209191-21-035140 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,361,615 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.80 to $28.97, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes 603,263 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. F4 · balance_after: Includes 422,283 shares converted from Class B Common Stock to Class A Common Stock. Read SEC document |
| April 26, 2021 Filed Mar 24, 2022 21:03 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass B Common Stock · Derivative | 422,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020945 · doc4.xml · derivative · entry 2 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 422,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. Read SEC document |
| April 26, 2021 Filed Mar 24, 2022 21:03 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass A Common Stock | 422,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020945 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 670,294 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest over time subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 15, 2021 Filed Mar 18, 2021 23:00 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 62,019 | $56.02 | $3,474,304.38 |
DisclosureSEC source: 0001209191-21-021903 · doc4.xml · nonDerivative · entry 1 Hettrich Kevin · CIK 0001834025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,316 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.235 to $57.92, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes 670,294 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 1/6th of the RSUs vested on February 15, 2021 and 1/12th vest quarterly thereafter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.