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Hettrich Kevin

Disclosed activity across 1 company

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21258
SEC CIK
0001834025

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QuantumScape CorpQS · Entity 4158CHIEF FINANCIAL OFFICERAugust 18, 2026August 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QuantumScape Corp

Report date August 18, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,785,162 Reported balance After 2026-08-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-18 · Tax withholding · Disposed 31,095 · Balance 1,785,162

F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: Includes 1,301,327 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: Includes 1,301,327 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2024 Filed Nov 22, 2024 23:09 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 34,607 $2.38 $82,260.84
Disclosure

SEC source: 0001562180-24-007882 · primarydocument.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,078,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 23:39 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 29,239 $4.75 $138,911.57
Disclosure

SEC source: 0001562180-24-007847 · primarydocument.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,043,783

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.66 to $4.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 953,635 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 23:15 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (Right to Buy) · Derivative 34,607 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001562180-24-007308 · primarydocument.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 332,960

Underlying: Class A Common Stock · 34,607 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 23:15 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 34,607 $5.49 $190,006.27
Disclosure

SEC source: 0001562180-24-007308 · primarydocument.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,073,022

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.425 to $5.575, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,009,176 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 23:15 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 34,607 $2.38 $82,260.84
Disclosure

SEC source: 0001562180-24-007308 · primarydocument.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,107,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 22:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001415889-24-023453 · form4-09162024_060902.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 367,567

Underlying: Class A Common Stock · 34,607 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 22:00 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 58,000 $5.78 $335,216.80
Disclosure

SEC source: 0001415889-24-023453 · form4-09162024_060902.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,073,022

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.695 to $5.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,009,176 shares represented by restricted stock units ("RSUs") and performance stock units ("PSUs"). Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 22:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 34,607 $2.38 $82,260.84
Disclosure

SEC source: 0001415889-24-023453 · form4-09162024_060902.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,131,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

Read SEC document
August 20, 2024 Filed Aug 20, 2024 23:55 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 11,734 $5.72 $67,166.59
Disclosure

SEC source: 0001415889-24-021775 · form4-08202024_110828.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,096,415

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 1,009,176 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 23:55 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 23,542 $5.78 $135,985.65
Disclosure

SEC source: 0001415889-24-021775 · form4-08202024_110828.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,108,149

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.8253, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:55 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 19,231 $5.74 $110,370.56
Disclosure

SEC source: 0001415889-24-021775 · form4-08202024_110828.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,131,691

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 00:25 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 3,144 $6.03 $18,953.29
Disclosure

SEC source: 0001415889-24-020955 · form4-08072024_080801.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,922

F3 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 1,111,102 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 05, 2024 Filed Aug 8, 2024 00:25 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 5,745 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020955 · form4-08072024_080801.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,154,066

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2024 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

F2 · balance_after: On June 26, 2026, the Reporting Person filed a Form 4 that overstated the total amount of securities beneficially owned by 200 shares. This footnote corrects the running total of securities held.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:12 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (right to buy) · Derivative 3,300 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-018251 · form4-06262024_090639.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,907

Underlying: Class A Common Stock · 3,300 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:12 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 3,300 $5.01 $16,517.16
Disclosure

SEC source: 0001415889-24-018251 · form4-06262024_090639.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,148,521

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,111,102 shares represented by restricted stock units ("RSUs") and performance stock units ("PSUs"). Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:12 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 3,300 $1.33 $4,373.16
Disclosure

SEC source: 0001415889-24-018251 · form4-06262024_090639.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,151,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F2 · balance_after: Includes 2,500 shares acquired under the Issuer's Employee Stock Purchase Plan on June 3, 2024.

Read SEC document
May 20, 2024 Filed May 20, 2024 22:59 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-013827 · form4-05202024_100557.xml · derivative · entry 5

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,207

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
May 20, 2024 Filed May 20, 2024 22:59 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 45,848 $5.61 $257,243.96
Disclosure

SEC source: 0001415889-24-013827 · form4-05202024_100557.xml · nonDerivative · entry 4

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,145,821

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.505 to $5.685, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 1,111,102 shares represented by RSUs and PSUs. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 20, 2024 Filed May 20, 2024 22:59 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001415889-24-013827 · form4-05202024_100557.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,191,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
May 17, 2024 Filed May 20, 2024 22:59 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 11,434 $5.64 $64,522.06
Disclosure

SEC source: 0001415889-24-013827 · form4-05202024_100557.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,157,062

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 16, 2024 Filed May 20, 2024 22:59 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 10,016 $5.82 $58,325.17
Disclosure

SEC source: 0001415889-24-013827 · form4-05202024_100557.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,168,496

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $6.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 00:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-010615 · form4-04092024_080402.xml · derivative · entry 4

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,814

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 00:00 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 34,607 $6.14 $212,618.49
Disclosure

SEC source: 0001415889-24-010615 · form4-04092024_080402.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,178,512

F2 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.06 to $6.255, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,147,198 shares represented by RSUs and PSUs. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 00:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001415889-24-010615 · form4-04092024_080402.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,213,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
April 05, 2024 Filed Apr 10, 2024 00:00 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 622,210 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010615 · form4-04092024_080402.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,178,512

F1 · kind: The Issuer granted restricted stock units ("RSUs") (50%) and performance restricted stock units ("PSUs") (50%) to the Reporting Person. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 20:55 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-007822 · form4-03132024_040302.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,421

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

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March 11, 2024 Filed Mar 13, 2024 20:55 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 34,607 $6.11 $211,383.02
Disclosure

SEC source: 0001415889-24-007822 · form4-03132024_040302.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 556,302

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.03 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 524,988 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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March 11, 2024 Filed Mar 13, 2024 20:55 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001415889-24-007822 · form4-03132024_040302.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 590,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

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February 26, 2024 Filed Feb 27, 2024 23:23 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 5,848 $6.16 $36,024.26
Disclosure

SEC source: 0001415889-24-005581 · form4-02272024_110231.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,302

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 23, 2024 Filed Feb 27, 2024 23:23 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 6,292 $6.08 $38,269.20
Disclosure

SEC source: 0001415889-24-005581 · form4-02272024_110231.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562,150

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 22, 2024 Filed Feb 23, 2024 21:41 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 6,384 $6.23 $39,801.69
Disclosure

SEC source: 0001415889-24-005046 · form4-02232024_090214.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 568,442

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 21, 2024 Filed Feb 21, 2024 23:48 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 11,294 $6.46 $73,002.16
Disclosure

SEC source: 0001415889-24-004677 · form4-02212024_110221.xml · nonDerivative · entry 5

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 543,259

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.39 to $6.61, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F7 · balance_after: Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 21, 2024 Filed Feb 23, 2024 21:41 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 31,567 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005046 · form4-02232024_090214.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,826

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

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February 20, 2024 Filed Feb 21, 2024 23:48 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-004677 · form4-02212024_110221.xml · derivative · entry 6

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 158,028

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

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February 20, 2024 Filed Feb 21, 2024 23:48 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 34,607 $6.54 $226,333.24
Disclosure

SEC source: 0001415889-24-004677 · form4-02212024_110221.xml · nonDerivative · entry 4

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 554,553

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.80, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 20, 2024 Filed Feb 21, 2024 23:48 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001415889-24-004677 · form4-02212024_110221.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 589,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 23:48 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 11,156 $6.54 $72,922.31
Disclosure

SEC source: 0001415889-24-004677 · form4-02212024_110221.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 554,553

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 23:48 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 10,227 $7.00 $71,608.43
Disclosure

SEC source: 0001415889-24-004677 · form4-02212024_110221.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 565,709

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.24, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 22:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-24-000833 · doc4.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 192,635

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 22:00 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 34,607 $6.51 $225,149.68
Disclosure

SEC source: 0001209191-24-000833 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 575,936

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.36 to $6.63, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 561,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 22:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001209191-24-000833 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 610,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
December 14, 2023 Filed Dec 19, 2023 02:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-23-059060 · doc4.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,242

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
December 14, 2023 Filed Dec 19, 2023 02:00 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 34,607 $7.62 $263,802.24
Disclosure

SEC source: 0001209191-23-059060 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 575,936

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.795, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 561,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
December 14, 2023 Filed Dec 19, 2023 02:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001209191-23-059060 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 610,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F2 · balance_after: Includes 2,500 shares acquired under the Issuer's Employee Stock Purchase Plan on December 1, 2023.

Read SEC document
November 20, 2023 Filed Nov 20, 2023 23:30 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-23-056133 · doc4.xml · derivative · entry 5

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 261,849

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
November 20, 2023 Filed Nov 20, 2023 23:30 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 45,981 $6.08 $279,486.31
Disclosure

SEC source: 0001209191-23-056133 · doc4.xml · nonDerivative · entry 4

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 573,436

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.95 to $6.205, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 561,086 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 20, 2023 Filed Nov 20, 2023 23:30 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001209191-23-056133 · doc4.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 619,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 23:30 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 8,751 $5.92 $51,778.79
Disclosure

SEC source: 0001209191-23-056133 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 584,810

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.0105, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 23:30 UTC QuantumScape Corp QS · Entity 4158 Tax withholdingClass A Common Stock 12,526 $5.89 $73,829.50
Disclosure

SEC source: 0001209191-23-056133 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 593,561

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 21:00 UTC QuantumScape Corp QS · Entity 4158 Exercise / conversionStock Option (Right to Buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-23-052351 · doc4.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 296,456

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.