Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ICHOR HOLDINGS, LTD.ICHR · Entity 4529 | Director | September 15, 2026 | September 16, 2026 |
| Penguin Solutions, Inc.SGH · Entity 4377 | Director | April 15, 2019 | April 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ICHOR HOLDINGS, LTD.
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $0.0001SEC Table I · non-derivative | Direct | 102,427 |
Ending reported balance
After 2026-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-15 · Sale · Disposed 17,400 · Balance 105,027 F1: Represents number of shares sold under a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 19, 2026. The Reporting Person entered into the plan in part to provide liquidity for anticipated tax obligations associated with the vesting of the shares. The shares vested upon the conclusion of the Reporting Person's Advisory Agreement with the Issuer. F2: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $50.02 to $50.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) to this Form 4. Row 2 · 2026-09-15 · Sale · Disposed 2,600 · Balance 102,427 F1: Represents number of shares sold under a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 19, 2026. The Reporting Person entered into the plan in part to provide liquidity for anticipated tax obligations associated with the vesting of the shares. The shares vested upon the conclusion of the Reporting Person's Advisory Agreement with the Issuer. F3: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $51.04 to $51.95 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents number of shares sold under a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 19, 2026. The Reporting Person entered into the plan in part to provide liquidity for anticipated tax obligations associated with the vesting of the shares. The shares vested upon the conclusion of the Reporting Person's Advisory Agreement with the Issuer.
F2: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $50.02 to $50.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) to this Form 4.
F3: The reported price is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $51.04 to $51.95 per share.
Penguin Solutions, Inc.
Report date April 15, 2019 · Filed April 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 274,973 |
Reported balance
After 2019-04-15 transaction · row 1
1 source rowRow 1 · 2019-04-15 · Sale · Disposed 10,000 · Balance 274,973 F1: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18. F2: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $21.06 to $21.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18.
F2: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $21.06 to $21.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2018 Filed Nov 20, 2018 22:59 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 90,690 | $30.47 | $2,763,324.30 |
DisclosureSEC source: 0000950103-18-013635 · dp98579_4-mackenzie.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,080 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $30.01 to $31.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 22:59 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 98,797 | $11.55 | $1,141,105.35 |
DisclosureSEC source: 0000950103-18-013635 · dp98579_4-mackenzie.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:29 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 500 | $30.99 | $15,495.00 |
DisclosureSEC source: 0000950103-18-013127 · dp98130_4-mackenzie.xml · nonDerivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,973 Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:29 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,900 | $29.91 | $86,739.00 |
DisclosureSEC source: 0000950103-18-013127 · dp98130_4-mackenzie.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,473 F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.72 to $30.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:29 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 41,600 | $29.18 | $1,213,888.00 |
DisclosureSEC source: 0000950103-18-013127 · dp98130_4-mackenzie.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,373 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $28.72 to $29.71. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| October 05, 2018 Filed Oct 10, 2018 23:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 21,420 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-011890 · dp96775_4-mackenzie.xml · derivative · entry 7 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,113 Underlying: Ordinary Shares · 21,420 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable on May 23, 2017 as to 50% of the award. The remainder became exercisable in equal quarterly installments through May 23, 2018. Read SEC document |
| October 05, 2018 Filed Oct 10, 2018 23:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 4,500 | $0.00 Strike: $22.47 | $0.00 |
DisclosureSEC source: 0000950103-18-011890 · dp96775_4-mackenzie.xml · derivative · entry 6 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,884 Underlying: Ordinary Shares · 4,500 shares Expires 2019-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The exercise price for this option was incorrectly listed as $2.64 in the reporting person's Form 3. F5 · derivative.exercise_date: This option became exercisable during a period ending on October 31, 2015. Read SEC document |
| October 05, 2018 Filed Oct 10, 2018 23:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,764 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0000950103-18-011890 · dp96775_4-mackenzie.xml · derivative · entry 5 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,819 Underlying: Ordinary Shares · 5,764 shares Expires 2020-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in monthly installments from October 28, 2010 through September 28, 2014. Read SEC document |
| October 05, 2018 Filed Oct 10, 2018 23:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 31,684 | $35.01 | $1,109,256.84 |
DisclosureSEC source: 0000950103-18-011890 · dp96775_4-mackenzie.xml · nonDerivative · entry 4 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,973 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $35.00 to $35.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| October 05, 2018 Filed Oct 10, 2018 23:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 21,420 | $11.55 | $247,401.00 |
DisclosureSEC source: 0000950103-18-011890 · dp96775_4-mackenzie.xml · nonDerivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2018 Filed Oct 10, 2018 23:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 4,500 | $22.47 | $101,115.00 |
DisclosureSEC source: 0000950103-18-011890 · dp96775_4-mackenzie.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2018 Filed Oct 10, 2018 23:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 5,764 | $2.64 | $15,216.96 |
DisclosureSEC source: 0000950103-18-011890 · dp96775_4-mackenzie.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18. Read SEC document |
| August 10, 2018 Filed Aug 16, 2018 20:32 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantRestricted Stock Unit · Derivative | 3,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047058 · doc4.xml · derivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,810 Underlying: Ordinary Shares · 3,810 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. F1 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 21:51 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 4,680 | $0.00 Strike: $9.42 | $0.00 |
DisclosureSEC source: 0001209191-18-042190 · doc4.xml · derivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,102 Underlying: Ordinary Shares · 4,680 shares Expires 2022-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on October 9, 2016 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 21:51 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares | 4,680 | $22.13 | $103,568.40 |
DisclosureSEC source: 0001209191-18-042190 · doc4.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 21:51 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares | 4,680 | $9.42 | $44,085.60 |
DisclosureSEC source: 0001209191-18-042190 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2018 Filed Apr 10, 2018 22:33 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 4,680 | $0.00 Strike: $9.42 | $0.00 |
DisclosureSEC source: 0001209191-18-024553 · doc4.xml · derivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,782 Underlying: Ordinary Shares · 4,680 shares Expires 2022-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on October 9, 2016 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| April 09, 2018 Filed Apr 10, 2018 22:33 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares | 4,680 | $24.29 | $113,677.20 |
DisclosureSEC source: 0001209191-18-024553 · doc4.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 09, 2018 Filed Apr 10, 2018 22:33 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares | 4,680 | $9.42 | $44,085.60 |
DisclosureSEC source: 0001209191-18-024553 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 14:37 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 4,690 | $0.00 Strike: $9.42 | $0.00 |
DisclosureSEC source: 0001209191-18-003063 · doc4.xml · derivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,462 Underlying: Ordinary Shares · 4,690 shares Expires 2022-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on October 9, 2016 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 14:37 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares | 4,690 | $26.10 | $122,409.00 |
DisclosureSEC source: 0001209191-18-003063 · doc4.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 14:37 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares | 4,690 | $9.42 | $44,179.80 |
DisclosureSEC source: 0001209191-18-003063 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 22:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 132,045 | $32.10 | $4,238,644.50 |
DisclosureSEC source: 0000950103-17-012213 · dp83919_4-mackenzie.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,973 F1 · price: The reporting person was a selling shareholder under a registration statement on Form S-1 of the Issuer. This price represents the public offering price of $33.50 per share less the underwriters' discount. F2 · balance_after: Includes restricted stock units. Read SEC document |
| October 09, 2017 Filed Oct 10, 2017 21:28 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 4,680 | $0.00 Strike: $9.42 | $0.00 |
DisclosureSEC source: 0001209191-17-056494 · doc4.xml · derivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,152 Underlying: Ordinary Shares · 4,680 shares Expires 2022-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option vested on October 9, 2016 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| October 09, 2017 Filed Oct 10, 2017 21:28 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares | 4,680 | $27.11 | $126,874.80 |
DisclosureSEC source: 0001209191-17-056494 · doc4.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 09, 2017 Filed Oct 10, 2017 21:28 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares | 4,680 | $9.42 | $44,085.60 |
DisclosureSEC source: 0001209191-17-056494 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:00 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 11,690 | $0.00 Strike: $9.42 | $0.00 |
DisclosureSEC source: 0001209191-17-054846 · doc4.xml · derivative · entry 3 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,832 Underlying: Ordinary Shares · 11,690 shares Expires 2022-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option vested on October 9, 2016 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:00 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares | 11,690 | $26.72 | $312,356.80 |
DisclosureSEC source: 0001209191-17-054846 · doc4.xml · nonDerivative · entry 2 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:00 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares | 11,690 | $9.42 | $110,119.80 |
DisclosureSEC source: 0001209191-17-054846 · doc4.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:31 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingCommon Stock | 31,308 | $15.98 | $500,301.84 |
DisclosureSEC source: 0000950103-17-005748 · dp77327_4-mackenzie.xml · nonDerivative · entry 1 MacKenzie Iain · CIK 0001344017 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,018 F1 · shares: This amount reflects a net share withholding by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.