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Brown Hayden

Disclosed activity across 1 company

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21150
SEC CIK
0001753662

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UPWORK, INCUPWK · Entity 4876Director · President & CEOSeptember 18, 2026September 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UPWORK, INC

Report date September 18, 2026 · Filed September 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect793,593 Ending reported balance After 2026-09-18 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-09-18 · Exercise / conversion · Acquired 17,733 · Balance 788,809

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Row 2 · 2026-09-18 · Exercise / conversion · Acquired 28,677 · Balance 817,486

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Row 3 · 2026-09-18 · Sale · Disposed 23,893 · Balance 793,593

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect106,400 Reported balance After 2026-09-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-18 · Exercise / conversion · Disposed 17,733 · Balance 106,400

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect286,775 Reported balance After 2026-09-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-18 · Exercise / conversion · Disposed 28,677 · Balance 286,775

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2025, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2025, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2021 Filed Jun 22, 2021 23:15 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 20,931 $47.70 $998,352.19
Disclosure

SEC source: 0001209191-21-042548 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,319

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.17 to $48.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 23:15 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 54,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042548 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 23:15 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042548 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:10 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034615 · doc4.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,438

Underlying: Common Stock · 2,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:10 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 1,310 $40.29 $52,779.90
Disclosure

SEC source: 0001209191-21-034615 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,995

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.10 to $40.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:10 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 2,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-034615 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,109 shares acquired under the Issuer's employee stock purchase plan on May 14, 2021.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:25 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001209191-21-033154 · doc4.xml · derivative · entry 5

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,709

Underlying: Common Sock · 20,000 shares

Expires 2027-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested with respect to 1/60th of the total shares on October 26, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:25 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Sock 900 $39.36 $35,421.03
Disclosure

SEC source: 0001209191-21-033154 · doc4.xml · nonDerivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,634

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.20 to $39.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:25 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Sock 5,672 $38.57 $218,774.14
Disclosure

SEC source: 0001209191-21-033154 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,534

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.17 to $39.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:25 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Sock 13,428 $37.88 $508,588.19
Disclosure

SEC source: 0001209191-21-033154 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,206

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.17 to $38.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:25 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Sock 20,000 $3.68 $73,600.00
Disclosure

SEC source: 0001209191-21-033154 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,668 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · derivative · entry 12

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Sock · 41,668 shares

Expires 2025-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested and immediately exercisable.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,359 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · derivative · entry 11

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Sock · 1,359 shares

Expires 2025-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested and immediately exercisable.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,141 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · derivative · entry 10

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,141 shares

Expires 2024-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested and immediately exercisable.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 120,597 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · derivative · entry 9

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,597 shares

Expires 2024-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested and immediately exercisable.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,965 $0.00 Strike: $3.04 $0.00
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · derivative · entry 8

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,965 shares

Expires 2023-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested and immediately exercisable.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,375 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · derivative · entry 7

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,375 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested and immediately exercisable.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Sock 41,668 $3.03 $126,254.04
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · nonDerivative · entry 6

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Sock 1,359 $3.58 $4,865.22
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · nonDerivative · entry 5

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Sock 13,141 $3.67 $48,227.47
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · nonDerivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Sock 120,597 $2.76 $332,847.72
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Sock 20,965 $3.04 $63,733.60
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Sock 2,375 $1.52 $3,610.00
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 23:39 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 1,418 $46.56 $66,027.89
Disclosure

SEC source: 0001209191-21-027674 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,529

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $46.37 to $46.73 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 18, 2021 Filed Apr 20, 2021 23:39 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027674 · doc4.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,512

Underlying: Common Stock · 2,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date.

Read SEC document
April 18, 2021 Filed Apr 20, 2021 23:39 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 2,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-027674 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 22:48 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 54,395 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022436 · doc4.xml · derivative · entry 7

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,347

Underlying: Common Stock · 54,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer.

F7 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 22:48 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022436 · doc4.xml · derivative · entry 6

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,880

Underlying: Common Stock · 3,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer.

F6 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 22:48 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 290 $46.58 $13,507.04
Disclosure

SEC source: 0001209191-21-022436 · doc4.xml · nonDerivative · entry 5

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,362

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.48 to $46.60 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 22:48 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 8,322 $45.83 $381,408.08
Disclosure

SEC source: 0001209191-21-022436 · doc4.xml · nonDerivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,652

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.46 to $46.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 18, 2021 Filed Mar 22, 2021 22:48 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 23,185 $44.86 $1,040,178.80
Disclosure

SEC source: 0001209191-21-022436 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,974

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.46 to $45.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 18, 2021 Filed Mar 22, 2021 22:48 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 54,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-022436 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

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March 18, 2021 Filed Mar 22, 2021 22:48 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-022436 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

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March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 177,411 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · derivative · entry 13

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,709

Underlying: Common Sock · 177,411 shares

Expires 2027-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The options vested with respect to 1/60th of the total shares on October 26, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

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March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,333 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · derivative · entry 12

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,668

Underlying: Common Sock · 3,333 shares

Expires 2025-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options vested with respect of 1/60th of the total shares on February 1, 2016, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

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March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 76,755 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · derivative · entry 11

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359

Underlying: Common Sock · 76,755 shares

Expires 2025-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options vested with respect of 1/60th of the total shares on May 15, 2015, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date. The stock option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,501 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · derivative · entry 10

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,141

Underlying: Common Stock · 2,501 shares

Expires 2024-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options vested with respect to 1/60th of the total shares on January 19, 2015, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

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March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Sock 28,563 $46.07 $1,315,894.55
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · nonDerivative · entry 9

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,904

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.88 to $46.46 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Sock 97,756 $45.19 $4,417,847.81
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · nonDerivative · entry 8

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,467

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.88 to $45.87 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Sock 38,759 $44.41 $1,721,422.85
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · nonDerivative · entry 7

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,223

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.88 to $44.875 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Sock 79,418 $43.51 $3,455,461.30
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · nonDerivative · entry 6

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,982

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.88 to $43.87 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Sock 15,504 $42.47 $658,394.41
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · nonDerivative · entry 5

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,400

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.88 to $42.875 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Sock 177,411 $3.68 $652,872.48
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · nonDerivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Sock 3,333 $3.03 $10,098.99
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Sock 76,755 $3.58 $274,782.90
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 00:04 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Sock 2,501 $3.67 $9,178.67
Disclosure

SEC source: 0001209191-21-018751 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:15 UTC UPWORK, INC UPWK · Entity 4876 GrantRestricted Stock Units (RSU) · Derivative 41,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012553 · doc4.xml · derivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Stock · 41,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

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January 20, 2021 Filed Jan 21, 2021 02:00 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 80 $41.35 $3,308.30
Disclosure

SEC source: 0001209191-21-004583 · doc4.xml · nonDerivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,904

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $41.27 to $41.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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January 20, 2021 Filed Jan 21, 2021 02:00 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 354 $40.75 $14,425.43
Disclosure

SEC source: 0001209191-21-004583 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,984

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.27 to $41.26 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 20, 2021 Filed Jan 21, 2021 02:00 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 633 $39.87 $25,235.18
Disclosure

SEC source: 0001209191-21-004583 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,338

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.27 to $40.26 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.