Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UPWORK, INCUPWK · Entity 4876 | Director · President & CEO | September 18, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UPWORK, INC
Report date September 18, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 793,593 |
Ending reported balance
After 2026-09-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-18 · Exercise / conversion · Acquired 17,733 · Balance 788,809 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 2 · 2026-09-18 · Exercise / conversion · Acquired 28,677 · Balance 817,486 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 3 · 2026-09-18 · Sale · Disposed 23,893 · Balance 793,593 F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 106,400 |
Reported balance
After 2026-09-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-18 · Exercise / conversion · Disposed 17,733 · Balance 106,400 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 286,775 |
Reported balance
After 2026-09-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-18 · Exercise / conversion · Disposed 28,677 · Balance 286,775 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2025, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.
F5: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2025, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2021 Filed Jan 21, 2021 02:00 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004583 · doc4.xml · derivative · entry 6 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,097 Underlying: Common Stock · 2,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. F7 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. Read SEC document |
| January 18, 2021 Filed Jan 21, 2021 02:00 UTC | UPWORK, INC UPWK · Entity 4876 | GrantEmployee Stock Option (right to buy) · Derivative | 1,500,000 | $0.00 Strike: $38.80 | $0.00 |
DisclosureSEC source: 0001209191-21-004583 · doc4.xml · derivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 1,500,000 shares Expires 2031-01-17 F6 · derivative.exercise_date: The option will vest in 16 equal quarterly installments conditioned upon the achievement of certain performance milestones that are based on market capitalization metrics, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. Read SEC document |
| January 18, 2021 Filed Jan 21, 2021 02:00 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-004583 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:39 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 54,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064847 · doc4.xml · derivative · entry 6 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,742 Underlying: Common Stock · 54,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. F6 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:39 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064847 · doc4.xml · derivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,740 Underlying: Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. F5 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:39 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,549 | $40.24 | $62,339.20 |
DisclosureSEC source: 0001209191-20-064847 · doc4.xml · nonDerivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,386 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.23 to $40.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:39 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 28,043 | $39.79 | $1,115,758.06 |
DisclosureSEC source: 0001209191-20-064847 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,935 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.23 to $40.22 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:39 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 54,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-064847 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:39 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 3,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-064847 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| October 19, 2020 Filed Oct 20, 2020 21:03 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,314 | $20.65 | $27,134.10 |
DisclosureSEC source: 0001209191-20-055383 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,723 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.56 to $20.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 18, 2020 Filed Oct 20, 2020 21:03 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-055383 · doc4.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,682 Underlying: Common Stock · 2,586 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. Read SEC document |
| October 18, 2020 Filed Oct 20, 2020 21:03 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-055383 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 20:51 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 54,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051486 · doc4.xml · derivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,137 Underlying: Common Stock · 54,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. F5 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 20:51 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051486 · doc4.xml · derivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,600 Underlying: Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. F4 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 20:51 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 30,558 | $15.17 | $463,509.86 |
DisclosureSEC source: 0001209191-20-051486 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,451 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.05 to $15.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 20:51 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 54,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051486 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 20:51 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 3,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051486 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 21:28 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,287 | $14.67 | $18,882.99 |
DisclosureSEC source: 0001209191-20-043210 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,754 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.61 to $14.71 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 18, 2020 Filed Jul 21, 2020 21:28 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043210 · doc4.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,268 Underlying: Common Stock · 2,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. Read SEC document |
| July 18, 2020 Filed Jul 21, 2020 21:28 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-043210 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:49 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 54,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038257 · doc4.xml · derivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,532 Underlying: Common Stock · 54,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. F6 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:49 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038257 · doc4.xml · derivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,460 Underlying: Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. F5 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:49 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 23,858 | $11.92 | $284,294.31 |
DisclosureSEC source: 0001209191-20-038257 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,456 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.79 to $12.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:49 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 54,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-038257 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:49 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 3,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-038257 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 2,110 shares acquired under the Issuer's employee stock purchase plan on May 14, 2020. Read SEC document |
| April 20, 2020 Filed Apr 21, 2020 21:11 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 895 | $7.72 | $6,907.52 |
DisclosureSEC source: 0001209191-20-025283 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,949 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.64 to $7.81 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 18, 2020 Filed Apr 21, 2020 21:11 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025283 · doc4.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,853 Underlying: Common Stock · 2,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. Read SEC document |
| April 18, 2020 Filed Apr 21, 2020 21:11 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025283 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 21:10 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 54,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020497 · doc4.xml · derivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,927 Underlying: Common Stock · 54,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. F5 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 21:10 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020497 · doc4.xml · derivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,320 Underlying: Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. F4 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 21:10 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 23,326 | $5.64 | $131,521.32 |
DisclosureSEC source: 0001209191-20-020497 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,259 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $6.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 21:10 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 54,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020497 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 21:10 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 3,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020497 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 01:29 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 3,116 | $8.43 | $26,266.63 |
DisclosureSEC source: 0001209191-20-015805 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,330 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.30 to $8.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 29, 2020 Filed Mar 4, 2020 01:29 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 7,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015805 · doc4.xml · derivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSU vested 100% on the date of grant. F4 · derivative.expiration_date: The RSU vested 100% on the date of grant. Read SEC document |
| February 29, 2020 Filed Mar 4, 2020 01:29 UTC | UPWORK, INC UPWK · Entity 4876 | GrantRestricted Stock Units (RSU) · Derivative | 7,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015805 · doc4.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,985 Underlying: Common Stock · 7,985 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSU vested 100% on the date of grant. F4 · derivative.expiration_date: The RSU vested 100% on the date of grant. Read SEC document |
| February 29, 2020 Filed Mar 4, 2020 01:29 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 7,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015805 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 00:20 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,123 | $9.95 | $11,168.68 |
DisclosureSEC source: 0001567619-20-001386 · doc1.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,461 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.931 to $9.975 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2020 Filed Jan 23, 2020 00:20 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001386 · doc1.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,438 Underlying: Common Stock · 2,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 18, 2020 Filed Jan 23, 2020 00:20 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001386 · doc1.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 22:15 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023486 · doc1.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,180 Underlying: Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 6.25% of the RSUs vested on June 18, 2019, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's (i) continued employment with the Issuer and (ii) continued leadership of the Issuer's marketing and product departments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F3 · derivative.expiration_date: 6.25% of the RSUs vested on June 18, 2019, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's (i) continued employment with the Issuer and (ii) continued leadership of the Issuer's marketing and product departments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 22:15 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,380 | $10.82 | $14,931.60 |
DisclosureSEC source: 0001567619-19-023486 · doc1.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,999 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 22:15 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023486 · doc1.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 23:27 UTC | UPWORK, INC UPWK · Entity 4876 | GrantRestricted Stock Units (RSU) · Derivative | 870,322 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023156 · doc1.xml · derivative · entry 1 Brown Hayden · CIK 0001753662 · Director · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,322 Underlying: Common Stock · 870,322 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 6.25% of the RSUs will vest on March 18, 2020, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's continued employment as Chief Executive Officer with the Issuer through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F2 · derivative.expiration_date: 6.25% of the RSUs will vest on March 18, 2020, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's continued employment as Chief Executive Officer with the Issuer through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 01:49 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,067 | $11.83 | $12,619.09 |
DisclosureSEC source: 0001567619-19-021980 · doc1.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,519 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.82 to $11.83 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 1,067 shares acquired under the Issuer's employee stock purchase plan on November 14, 2019. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 21:02 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018610 · doc1.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,040 Underlying: Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 6.25% of the RSUs vested on June 18, 2019, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's (i) continued employment with the Issuer and (ii) continued leadership of the Issuer's marketing and product departments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F3 · derivative.expiration_date: 6.25% of the RSUs vested on June 18, 2019, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's (i) continued employment with the Issuer and (ii) continued leadership of the Issuer's marketing and product departments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 21:02 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,422 | $14.39 | $20,459.31 |
DisclosureSEC source: 0001567619-19-018610 · doc1.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,519 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 21:02 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018610 · doc1.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 21:19 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001567619-19-016590 · doc1.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,120 Underlying: Common Stock · 15,000 shares Expires 2027-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, at a rate of 1/60th of the shares each month following the September 26, 2017 vesting commencement date, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 21:19 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 15,000 | $15.53 | $232,929.00 |
DisclosureSEC source: 0001567619-19-016590 · doc1.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,081 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.