Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UPWORK, INCUPWK · Entity 4876 | Director · President & CEO | September 18, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UPWORK, INC
Report date September 18, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 793,593 |
Ending reported balance
After 2026-09-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-18 · Exercise / conversion · Acquired 17,733 · Balance 788,809 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 2 · 2026-09-18 · Exercise / conversion · Acquired 28,677 · Balance 817,486 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 3 · 2026-09-18 · Sale · Disposed 23,893 · Balance 793,593 F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 106,400 |
Reported balance
After 2026-09-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-18 · Exercise / conversion · Disposed 17,733 · Balance 106,400 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 286,775 |
Reported balance
After 2026-09-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-18 · Exercise / conversion · Disposed 28,677 · Balance 286,775 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2025, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.
F5: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2025, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2022 Filed Feb 24, 2022 00:02 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 12,429 | $24.41 | $303,452.79 |
DisclosureSEC source: 0001209191-22-012387 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,040 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.17 to $24.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 00:02 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012387 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 00:02 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 20,398 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012387 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 18, 2022 Filed Feb 25, 2022 00:02 UTC Amendment | UPWORK, INC UPWK · Entity 4876 | GrantRestricted Stock Units (RSU) · Derivative | 121,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012810 · doc4a.xml · derivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,765 Underlying: Common Stock · 121,765 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| February 04, 2022 Filed Feb 9, 2022 00:02 UTC | UPWORK, INC UPWK · Entity 4876 | GrantRestricted Stock Units (RSU) · Derivative | 81,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007840 · doc4.xml · derivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,590 Underlying: Common Stock · 81,590 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. Read SEC document |
| January 18, 2022 Filed Jan 21, 2022 00:02 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004190 · doc4.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,756 Underlying: Common Stock · 2,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. Read SEC document |
| January 18, 2022 Filed Jan 21, 2022 00:02 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,170 | $26.54 | $31,048.88 |
DisclosureSEC source: 0001209191-22-004190 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,508 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.33 to $27.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2022 Filed Jan 21, 2022 00:02 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-004190 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 00:18 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 31,041 | $33.35 | $1,035,204.93 |
DisclosureSEC source: 0001209191-21-070847 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,093 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.14 to $33.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 18, 2021 Filed Dec 22, 2021 00:18 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 54,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070847 · doc4.xml · derivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,161 Underlying: Common Stock · 54,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. F5 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. Read SEC document |
| December 18, 2021 Filed Dec 22, 2021 00:18 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070847 · doc4.xml · derivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. F4 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| December 18, 2021 Filed Dec 22, 2021 00:18 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 54,396 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-070847 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 18, 2021 Filed Dec 22, 2021 00:18 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 3,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-070847 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 01:20 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066256 · doc4.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,313 Underlying: Common Stock · 2,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 01:20 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,383 | $42.21 | $58,373.39 |
DisclosureSEC source: 0001209191-21-066256 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,878 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.04 to $42.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 01:20 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066256 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 00:15 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001209191-21-064577 · doc4.xml · derivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,709 Underlying: Common Stock · 20,000 shares Expires 2027-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested with respect to 1/60th of the total shares on October 26, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 00:15 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1 | $46.74 | $46.74 |
DisclosureSEC source: 0001209191-21-064577 · doc4.xml · nonDerivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,699 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 00:15 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 11,091 | $46.23 | $512,776.86 |
DisclosureSEC source: 0001209191-21-064577 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,700 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.68 to $46.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 00:15 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 8,908 | $45.00 | $400,871.58 |
DisclosureSEC source: 0001209191-21-064577 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,791 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.65 to $45.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 00:15 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 20,000 | $3.68 | $73,600.00 |
DisclosureSEC source: 0001209191-21-064577 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 23:10 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,379 | $57.44 | $79,214.45 |
DisclosureSEC source: 0001209191-21-061197 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,699 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $57.21 to $58.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 23:10 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061197 · doc4.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,341 Underlying: Common Stock · 2,586 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 23:10 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-061197 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 22:59 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 3,606 | $47.99 | $173,060.59 |
DisclosureSEC source: 0001209191-21-057102 · doc4.xml · nonDerivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,492 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.96 to $48.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 22:59 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 28,437 | $47.51 | $1,350,973.62 |
DisclosureSEC source: 0001209191-21-057102 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,098 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.96 to $47.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 18, 2021 Filed Sep 21, 2021 22:59 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 54,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057102 · doc4.xml · derivative · entry 6 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,557 Underlying: Common Stock · 54,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. F6 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. Read SEC document |
| September 18, 2021 Filed Sep 21, 2021 22:59 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057102 · doc4.xml · derivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,160 Underlying: Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. F5 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| September 18, 2021 Filed Sep 21, 2021 22:59 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 54,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-057102 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| September 18, 2021 Filed Sep 21, 2021 22:59 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 3,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-057102 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 23:15 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052854 · doc4.xml · derivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,875 Underlying: Common Stock · 2,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 23:15 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 76 | $41.38 | $3,145.02 |
DisclosureSEC source: 0001209191-21-052854 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,280 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.3711 to $41.395 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 23:15 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,237 | $40.73 | $50,387.71 |
DisclosureSEC source: 0001209191-21-052854 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,356 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.37 to $41.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 23:15 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-052854 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 23:18 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001209191-21-051270 · doc4.xml · derivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,709 Underlying: Common Sock · 20,000 shares Expires 2027-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested with respect to 1/60th of the total shares on October 26, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 23:18 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Sock | 3,300 | $45.92 | $151,539.96 |
DisclosureSEC source: 0001209191-21-051270 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,030 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.59 to $46.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 23:18 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Sock | 16,700 | $45.00 | $751,469.94 |
DisclosureSEC source: 0001209191-21-051270 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,330 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.46 to $45.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 23:18 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Sock | 20,000 | $3.68 | $73,600.00 |
DisclosureSEC source: 0001209191-21-051270 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 00:16 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,281 | $50.17 | $64,266.10 |
DisclosureSEC source: 0001209191-21-047497 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,030 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.84 to $50.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 18, 2021 Filed Jul 21, 2021 00:16 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047497 · doc4.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,927 Underlying: Common Stock · 2,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date. Read SEC document |
| July 18, 2021 Filed Jul 21, 2021 00:16 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-047497 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 23:44 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 75,917 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001209191-21-043421 · doc4.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,709 Underlying: Common Sock · 75,917 shares Expires 2027-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested with respect to 1/60th of the total shares on October 26, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 23:44 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Sock | 75,917 | $55.03 | $4,177,591.04 |
DisclosureSEC source: 0001209191-21-043421 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,726 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.23 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 23:44 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Sock | 75,917 | $3.68 | $279,374.56 |
DisclosureSEC source: 0001209191-21-043421 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2021 Filed Jun 22, 2021 23:15 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,083 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001209191-21-042548 · doc4.xml · derivative · entry 9 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,626 Underlying: Common Stock · 4,083 shares Expires 2027-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The options vested with respect to 1/60th of the total shares on October 26, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 22, 2021 Filed Jun 22, 2021 23:15 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 4,083 | $55.08 | $224,905.11 |
DisclosureSEC source: 0001209191-21-042548 · doc4.xml · nonDerivative · entry 6 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,726 F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2021 Filed Jun 22, 2021 23:15 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 4,083 | $3.68 | $15,025.44 |
DisclosureSEC source: 0001209191-21-042548 · doc4.xml · nonDerivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 23:15 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 54,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042548 · doc4.xml · derivative · entry 8 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,952 Underlying: Common Stock · 54,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F8 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. F8 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 23:15 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042548 · doc4.xml · derivative · entry 7 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,020 Underlying: Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. F7 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 23:15 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 9,593 | $48.33 | $463,613.38 |
DisclosureSEC source: 0001209191-21-042548 · doc4.xml · nonDerivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,726 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.17 to $48.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.