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STEPHENS CHRISTOPHER J

Disclosed activity across 4 companies

Tapewire entity
21004
SEC CIK
0001453850

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BARNES GROUP INCB · Entity 83822SVP, Finance and CFODecember 31, 2020January 05, 2021
COLUMBUS MCKINNON CORPCMCO · Entity 5477DirectorAugust 20, 2026August 21, 2026
SEALED AIR CORP/DESEE · Entity 53140Senior VP and CFOFebruary 24, 2023February 28, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BARNES GROUP INC

Report date December 31, 2020 · Filed January 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect102,323.13 Ending reported balance After 2020-12-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-12-31 · Disposition to issuer · Disposed 4,749 · Balance 104,815.13

F1: In accordance with forfeiture provisions of underlying grant agreements, a total of 4,749 unvested Restricted Stock Units ("RSUs") were forfeited on 12/31/2020 as follows: 234 RSUs under 2/8/18 grant, 1143 RSUs under 2/13/19 grant, and 3372 RSUs under 2/13/20 grant.

Row 2 · 2020-12-31 · Tax withholding · Disposed 2,492 · Balance 102,323.13

Common StockSEC Table I · non-derivativeIndirectBy Company's 401(k) Plan2,456.869 Reported balance Holding disclosure · report date 2020-12-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,456.869

Filing footnotes · ownership attribution and instrument terms

F1: In accordance with forfeiture provisions of underlying grant agreements, a total of 4,749 unvested Restricted Stock Units ("RSUs") were forfeited on 12/31/2020 as follows: 234 RSUs under 2/8/18 grant, 1143 RSUs under 2/13/19 grant, and 3372 RSUs under 2/13/20 grant.

COLUMBUS MCKINNON CORP

Report date August 20, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,317 Reported balance After 2026-08-20 transaction · row 1
1 source row

Row 1 · 2026-08-20 · Purchase · Acquired 2,750 · Balance 22,317

SEALED AIR CORP/DE

Report date February 24, 2023 · Filed February 28, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,876 Reported balance After 2023-02-24 transaction · row 1
1 source row

Row 1 · 2023-02-24 · Tax withholding · Disposed 920 · Balance 34,876

Common StockSEC Table I · non-derivativeIndirectBy 401(k) & Profit Sharing Plan241 Reported balance Holding disclosure · report date 2023-02-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 241

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PGT Innovations, Inc.

Report date March 28, 2024 · Filed March 28, 2024

Section 16 reporting ended · disclosed 2024-03-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
PGTI Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-03-28 transaction · row 1
1 source row

Row 1 · 2024-03-28 · Disposition to issuer · Disposed 6,434 · Balance 0

F1: On March 28, 2024, the Company was acquired by MIWD Holding Company LLC pursuant to the merger agreement entered into by and between the Company, MIWD Holding Company LLC, and RMR Merge Co, Inc., dated as of January 16, 2024.

F2: Upon the consummation of the merger, each issued and outstanding share of the Company's common stock was canceled and converted into the right receive $42.00 in cash without interest. In addition, each share of restricted stock and each restricted stock unit that were granted under the Company's Amended and Restated 2019 Equity and Incentive Compensation Plan that were outstanding immediately prior to the consummation of the merger were canceled and converted into the right to receive $42.00 in cash without interest.

Filing footnotes · ownership attribution and instrument terms

F1: On March 28, 2024, the Company was acquired by MIWD Holding Company LLC pursuant to the merger agreement entered into by and between the Company, MIWD Holding Company LLC, and RMR Merge Co, Inc., dated as of January 16, 2024.

F2: Upon the consummation of the merger, each issued and outstanding share of the Company's common stock was canceled and converted into the right receive $42.00 in cash without interest. In addition, each share of restricted stock and each restricted stock unit that were granted under the Company's Amended and Restated 2019 Equity and Incentive Compensation Plan that were outstanding immediately prior to the consummation of the merger were canceled and converted into the right to receive $42.00 in cash without interest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2026 Filed Aug 21, 2026 20:43 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 PurchaseCommon Stock 2,750 $17.14 $47,135.00
Disclosure

SEC source: 0001628280-26-058450 · wk-form4_1787345004.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,317

Read SEC document
August 17, 2026 Filed Aug 19, 2026 22:26 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantDeferred Stock · Derivative 7,590 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-058078 · wk-form4_1787178369.xml · derivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,590

Underlying: Common Stock · 7,590 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is equal in value to one share of Columbus McKinnon Corporation common stock.

F2 · shares: Represents deferred stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026.

F3 · derivative.exercise_date: Deferred Shares will be delivered to the reporting person upon separation, under and subject to the terms of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026.

F3 · derivative.expiration_date: Deferred Shares will be delivered to the reporting person upon separation, under and subject to the terms of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026.

Read SEC document
July 21, 2025 Filed Jul 23, 2025 18:30 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 8,553 $15.21 $130,091.13
Disclosure

SEC source: 0001005229-25-000188 · wk-form4_1753295445.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,567

F1 · shares: Represents shares granted to reporting person under the Columbus McKinnon Corporation Second Amended and Restated 2016 Long Term Incentive Plan effective June 4, 2024.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 17:44 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 PurchaseCommon Stock 5,000 $20.27 $101,350.00
Disclosure

SEC source: 0001005229-25-000020 · wk-form4_1739555037.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,014

Read SEC document
November 14, 2024 Filed Nov 15, 2024 19:50 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 PurchaseCommon Stock 1,000 $37.34 $37,340.00
Disclosure

SEC source: 0001005229-24-000291 · wk-form4_1731700252.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,014

Read SEC document
July 22, 2024 Filed Jul 24, 2024 20:46 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 3,514 $37.00 $130,018.00
Disclosure

SEC source: 0001005229-24-000226 · wk-form4_1721853956.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,014

F1 · balance_after: Represents deferred stock units granted to reporting person under the Columbus McKinnon Corporation Second Amended and Restated 2016 Long Term Incentive Plan effective June 4, 2024.

Read SEC document
May 31, 2024 Filed May 31, 2024 17:24 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 PurchaseCommon Stock 1,500 $38.71 $58,065.00
Disclosure

SEC source: 0001005229-24-000168 · wk-form4_1717176265.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
March 28, 2024 Filed Mar 28, 2024 22:21 UTC PGT Innovations, Inc. PGTI · Entity 92532 Disposition to issuerPGTI Common Stock 6,434 $42.00 $270,228.00
Disclosure

SEC source: 0000950103-24-004607 · dp209125_4-stephens.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On March 28, 2024, the Company was acquired by MIWD Holding Company LLC pursuant to the merger agreement entered into by and between the Company, MIWD Holding Company LLC, and RMR Merge Co, Inc., dated as of January 16, 2024.

F2 · shares: Upon the consummation of the merger, each issued and outstanding share of the Company's common stock was canceled and converted into the right receive $42.00 in cash without interest. In addition, each share of restricted stock and each restricted stock unit that were granted under the Company's Amended and Restated 2019 Equity and Incentive Compensation Plan that were outstanding immediately prior to the consummation of the merger were canceled and converted into the right to receive $42.00 in cash without interest.

Read SEC document
September 06, 2023 Filed Sep 6, 2023 21:45 UTC PGT Innovations, Inc. PGTI · Entity 92532 PurchasePGTI Common Stock 3,000 $26.33 $78,990.00
Disclosure

SEC source: 0000950103-23-013339 · dp199790_4-stephens.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,434

Read SEC document
June 28, 2023 Filed Jul 4, 2023 01:33 UTC PGT Innovations, Inc. PGTI · Entity 92532 GrantPGTI Common Stock 3,434 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-009818 · dp196308_4-stephens.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,434

F1 · shares: Restricted stock granted under the Amended and Restated 2019 Equity and Incentive Compensation Plan, expected to vest in one installment on the earlier of (i) the date of the issuer's 2024 annual meeting of stockholders and (ii) June 28, 2024, subject to the terms of the grant agreement between the issuer and the grantee.

F1 · price: Restricted stock granted under the Amended and Restated 2019 Equity and Incentive Compensation Plan, expected to vest in one installment on the earlier of (i) the date of the issuer's 2024 annual meeting of stockholders and (ii) June 28, 2024, subject to the terms of the grant agreement between the issuer and the grantee.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:34 UTC SEALED AIR CORP/DE SEE · Entity 53140 Tax withholdingCommon Stock 920 $49.06 $45,135.20
Disclosure

SEC source: 0001127602-23-007436 · form4.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,876

Read SEC document
February 10, 2023 Filed Feb 14, 2023 17:45 UTC SEALED AIR CORP/DE SEE · Entity 53140 Tax withholdingCommon Stock 1,115 $49.30 $54,969.50
Disclosure

SEC source: 0001127602-23-005069 · form4.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,796

Read SEC document
January 04, 2023 Filed Jan 6, 2023 16:20 UTC SEALED AIR CORP/DE SEE · Entity 53140 Tax withholdingCommon Stock 5,070 $51.07 $258,924.90
Disclosure

SEC source: 0001127602-23-001029 · form4.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,911

Read SEC document
May 05, 2022 Filed May 5, 2022 20:08 UTC SEALED AIR CORP/DE SEE · Entity 53140 PurchaseCommon Stock 1,000 $65.28 $65,280.00
Disclosure

SEC source: 0001127602-22-013457 · form4.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,981

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $65.275 to $65.283 inclusive. The reporting person undertakes to provide to Sealed Air Corporation, any security holder of Sealed Air Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 13:18 UTC SEALED AIR CORP/DE SEE · Entity 53140 GrantCommon Stock 6,251 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-006927 · form4.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,981

F1 · price: Award made under the 2014 Omnibus Incentive Plan.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 16:39 UTC SEALED AIR CORP/DE SEE · Entity 53140 Tax withholdingCommon Stock 1,121 $64.38 $72,169.98
Disclosure

SEC source: 0001127602-22-004680 · form4.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,730

Read SEC document
January 04, 2022 Filed Jan 5, 2022 17:50 UTC SEALED AIR CORP/DE SEE · Entity 53140 Tax withholdingCommon Stock 5,054 $66.94 $338,314.76
Disclosure

SEC source: 0001127602-22-000768 · form4.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,851

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:48 UTC SEALED AIR CORP/DE SEE · Entity 53140 GrantCommon Stock 7,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005358 · form4.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Senior VP and CFO Designate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,905

F1 · price: Award made under the 2014 Omnibus Incentive Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 14:21 UTC SEALED AIR CORP/DE SEE · Entity 53140 GrantCommon Stock 33,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000870 · form4.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · Senior VP and CFO Designate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

F1 · price: Award made under the 2014 Omnibus Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 15:59 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 2,492 $50.69 $126,319.48
Disclosure

SEC source: 0000009984-21-000004 · wf-form4_160988035414118.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,323.13

Read SEC document
December 31, 2020 Filed Jan 5, 2021 15:59 UTC BARNES GROUP INC B · Entity 83822 Disposition to issuerCommon Stock 4,749 $0.00 $0.00
Disclosure

SEC source: 0000009984-21-000004 · wf-form4_160988035414118.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,815.13

F1 · kind: In accordance with forfeiture provisions of underlying grant agreements, a total of 4,749 unvested Restricted Stock Units ("RSUs") were forfeited on 12/31/2020 as follows: 234 RSUs under 2/8/18 grant, 1143 RSUs under 2/13/19 grant, and 3372 RSUs under 2/13/20 grant.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 15:56 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionStock Option-Right to Buy · Derivative 600 $0.00 Strike: $36.31 $0.00
Disclosure

SEC source: 0000009984-20-000120 · wf-form4_160495539885602.xml · derivative · entry 4

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/11/2015 grant date.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 15:56 UTC BARNES GROUP INC B · Entity 83822 SaleCommon Stock 600 $40.21 $24,126.00
Disclosure

SEC source: 0000009984-20-000120 · wf-form4_160495539885602.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,564.13

F1 · balance_after: Includes balances of 1354 Restricted Stock Units ("RSUs") granted 2/8/2018, 3249 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 15:56 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionCommon Stock 600 $36.31 $21,786.00
Disclosure

SEC source: 0000009984-20-000120 · wf-form4_160495539885602.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,164.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes balances of 1354 Restricted Stock Units ("RSUs") granted 2/8/2018, 3249 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 10:37 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionStock Option-Right to Buy · Derivative 20,800 $0.00 Strike: $30.71 $0.00
Disclosure

SEC source: 0000009984-20-000106 · edgar.xml · derivative · entry 6

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,800 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/10/2016 grant date.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 10:37 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionStock Option-Right to Buy · Derivative 15,200 $0.00 Strike: $36.31 $0.00
Disclosure

SEC source: 0000009984-20-000106 · edgar.xml · derivative · entry 5

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 15,200 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/11/2015 grant date.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 10:37 UTC BARNES GROUP INC B · Entity 83822 SaleCommon Stock 36,000 $39.28 $1,414,015.20
Disclosure

SEC source: 0000009984-20-000106 · edgar.xml · nonDerivative · entry 3

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,564.13

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.05 to $39.63, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · balance_after: Includes balances of 1354 Restricted Stock Units ("RSUs") granted 2/8/2018, 3249 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 10:37 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionCommon Stock 20,800 $30.71 $638,768.00
Disclosure

SEC source: 0000009984-20-000106 · edgar.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,564.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes balances of 1354 Restricted Stock Units ("RSUs") granted 2/8/2018, 3249 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 10:37 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionCommon Stock 15,200 $36.31 $551,912.00
Disclosure

SEC source: 0000009984-20-000106 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,764.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes balances of 1354 Restricted Stock Units ("RSUs") granted 2/8/2018, 3249 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 17:05 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 750 $40.97 $30,727.50
Disclosure

SEC source: 0000009984-20-000102 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,564.13

F1 · balance_after: Includes balances of 1354 Restricted Stock Units ("RSUs") granted 2/8/2018, 3249 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur.

Read SEC document
August 08, 2020 Filed Aug 11, 2020 12:33 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 1,325 $39.58 $52,443.50
Disclosure

SEC source: 0000009984-20-000095 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,314.13

F1 · balance_after: Includes balances of 1354 Restricted Stock Units ("RSUs") granted 2/8/2018, 4916 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 15:49 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 6,364 $39.82 $253,414.48
Disclosure

SEC source: 0000009984-20-000075 · edgar.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,639.13

F2 · balance_after: Includes balances of 1543 Restricted Stock Units ("RSUs") granted 2/8/2017, 2787 RSUs granted 2/8/2018, 4916 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 15:49 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 13,732 $0.00 $0.00
Disclosure

SEC source: 0000009984-20-000075 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,003.13

F1 · kind: Reporting Person has acquired an aggregate of 13,732 shares pursuant to Performance Share Award granted 2/8/2017.

F2 · balance_after: Includes balances of 1543 Restricted Stock Units ("RSUs") granted 2/8/2017, 2787 RSUs granted 2/8/2018, 4916 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 15:09 UTC BARNES GROUP INC B · Entity 83822 GrantEmployee Stock Option-Right to Buy · Derivative 16,300 Not disclosed Strike: $66.10 Not disclosed
Disclosure

SEC source: 0000009984-20-000020 · edgar.xml · derivative · entry 3

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,300

Underlying: Common Stock · 16,300 shares

Expires 2030-02-13

F4 · price: 1 for 1.

F3 · derivative.exercise_date: The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.

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February 13, 2020 Filed Feb 18, 2020 15:09 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 5,600 $0.00 $0.00
Disclosure

SEC source: 0000009984-20-000020 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,271.13

F1 · kind: Reporting Person has received 5600 Restricted Stock Units that are subject to forfeiture if certain events occur.

F2 · balance_after: Includes balances of 1543 Restricted Stock Units granted 2/8/2017, 2787 granted 2/8/2018, and 4916 granted 2/13/2019, that are subject to forfeiture if certain events occur.

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December 31, 2019 Filed Jan 3, 2020 15:25 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 219 $61.96 $13,569.24
Disclosure

SEC source: 0000009984-20-000003 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,617.13

F1 · balance_after: Includes balances of 1543 Restricted Stock Units granted 2/8/2017, 2787 granted 2/87/2018, and 4916 granted 2/13/2019, that are subject to forfeiture if certain events occur.

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October 31, 2019 Filed Nov 1, 2019 16:39 UTC BARNES GROUP INC B · Entity 83822 SaleCommon Stock 21,265 $58.32 $1,240,174.80
Disclosure

SEC source: 0000009984-19-000102 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,890.13

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.86 to $58.61, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · balance_after: Includes balances of 1599 Restricted Stock Units granted 2/8/2017, 2866 granted 2/87/2018, and 5000 granted 2/13/2019, that are subject to forfeiture if certain events occur.

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August 10, 2019 Filed Aug 12, 2019 16:20 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 1,082 $45.29 $49,003.78
Disclosure

SEC source: 0000009984-19-000082 · edgar.xml · nonDerivative · entry 3

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,155.13

F1 · balance_after: Includes balances of 1599 Restricted Stock Units granted 2/8/2017, 2866 granted 2/87/2018, and 5000 granted 2/13/2019, that are subject to forfeiture if certain events occur.

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August 08, 2019 Filed Aug 12, 2019 16:20 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 742 $46.31 $34,362.02
Disclosure

SEC source: 0000009984-19-000082 · edgar.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,237.13

F1 · balance_after: Includes balances of 1599 Restricted Stock Units granted 2/8/2017, 2866 granted 2/87/2018, and 5000 granted 2/13/2019, that are subject to forfeiture if certain events occur.

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August 08, 2019 Filed Aug 12, 2019 16:20 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 665 $46.31 $30,796.15
Disclosure

SEC source: 0000009984-19-000082 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,979.13

F1 · balance_after: Includes balances of 1599 Restricted Stock Units granted 2/8/2017, 2866 granted 2/87/2018, and 5000 granted 2/13/2019, that are subject to forfeiture if certain events occur.

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July 17, 2019 Filed Jul 18, 2019 16:51 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 8,430 $52.65 $443,839.50
Disclosure

SEC source: 0000009984-19-000069 · edgar.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,644.13

F2 · balance_after: Includes balances of 2333 Restricted Stock Units granted 2/10/2016, 3199 granted 2/8/2017, 4300 granted 2/87/2018, and 5000 granted 2/13/2019, that are subject to forfeiture if certain events occur.

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July 17, 2019 Filed Jul 18, 2019 16:51 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 20,224 $0.00 $0.00
Disclosure

SEC source: 0000009984-19-000069 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,074.13

F1 · kind: Reporting Person has acquired an aggregate of 20224 shares pursuant to Performance Share Award dated 2/10/2016.

F2 · balance_after: Includes balances of 2333 Restricted Stock Units granted 2/10/2016, 3199 granted 2/8/2017, 4300 granted 2/87/2018, and 5000 granted 2/13/2019, that are subject to forfeiture if certain events occur.

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February 26, 2019 Filed Feb 27, 2019 16:50 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionStock Option-Right to Buy · Derivative 3,800 Not disclosed Strike: $37.13 Not disclosed
Disclosure

SEC source: 0000009984-19-000038 · edgar.xml · derivative · entry 7

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,800 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: 1 for 1.

F4 · derivative.exercise_date: The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2014 grant date.

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February 26, 2019 Filed Feb 27, 2019 16:50 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionStock Option-Right to Buy · Derivative 9,400 Not disclosed Strike: $37.13 Not disclosed
Disclosure

SEC source: 0000009984-19-000038 · edgar.xml · derivative · entry 6

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,400 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: 1 for 1.

F4 · derivative.exercise_date: The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2014 grant date.

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February 26, 2019 Filed Feb 27, 2019 16:50 UTC BARNES GROUP INC B · Entity 83822 SaleCommon Stock 8,704 $59.19 $515,182.80
Disclosure

SEC source: 0000009984-19-000038 · edgar.xml · nonDerivative · entry 4

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,850.13

F3 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.69 to $59.65, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · balance_after: Includes balances of 2333 Restricted Stock Units granted 2/10/2016, 3199 granted 2/8/2017, 4300 granted 2/87/2018, and 5000 granted 2/13/2019, that are subject to forfeiture if certain events occur.

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February 26, 2019 Filed Feb 27, 2019 16:50 UTC BARNES GROUP INC B · Entity 83822 SaleCommon Stock 4,496 $58.47 $262,862.69
Disclosure

SEC source: 0000009984-19-000038 · edgar.xml · nonDerivative · entry 3

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,554.13

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.34 to $58.68, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · balance_after: Includes balances of 2333 Restricted Stock Units granted 2/10/2016, 3199 granted 2/8/2017, 4300 granted 2/87/2018, and 5000 granted 2/13/2019, that are subject to forfeiture if certain events occur.

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February 26, 2019 Filed Feb 27, 2019 16:50 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionCommon Stock 3,800 $37.13 $141,094.00
Disclosure

SEC source: 0000009984-19-000038 · edgar.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,050.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes balances of 2333 Restricted Stock Units granted 2/10/2016, 3199 granted 2/8/2017, 4300 granted 2/87/2018, and 5000 granted 2/13/2019, that are subject to forfeiture if certain events occur.

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February 26, 2019 Filed Feb 27, 2019 16:50 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionCommon Stock 9,400 $37.13 $349,022.00
Disclosure

SEC source: 0000009984-19-000038 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,250.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes balances of 2333 Restricted Stock Units granted 2/10/2016, 3199 granted 2/8/2017, 4300 granted 2/87/2018, and 5000 granted 2/13/2019, that are subject to forfeiture if certain events occur.

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February 13, 2019 Filed Feb 15, 2019 16:23 UTC BARNES GROUP INC B · Entity 83822 GrantStock Option-Right to Buy · Derivative 14,400 Not disclosed Strike: $60.72 Not disclosed
Disclosure

SEC source: 0000009984-19-000028 · edgar.xml · derivative · entry 3

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

Underlying: Common Stock · 14,400 shares

Expires 2029-02-13

F4 · price: 1 for 1.

F3 · derivative.exercise_date: The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.

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February 13, 2019 Filed Feb 15, 2019 16:23 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000009984-19-000028 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,850.13

F1 · kind: Reporting Person has received 5000 Restricted Stock Units that are subject to forfeiture if certain events occur.

F2 · balance_after: Includes balances of 2333 Restricted Stock Units granted 2/10/2016, 3199 granted 2/8/2017, and 4300 granted 2/87/2018, that are subject to forfeiture if certain events occur.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.