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person · Reporting owner

STEPHENS CHRISTOPHER J

Disclosed activity across 4 companies

Tapewire entity
21004
SEC CIK
0001453850

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BARNES GROUP INCB · Entity 83822SVP, Finance and CFODecember 31, 2020January 05, 2021
COLUMBUS MCKINNON CORPCMCO · Entity 5477DirectorAugust 20, 2026August 21, 2026
SEALED AIR CORP/DESEE · Entity 53140Senior VP and CFOFebruary 24, 2023February 28, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BARNES GROUP INC

Report date December 31, 2020 · Filed January 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect102,323.13 Ending reported balance After 2020-12-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-12-31 · Disposition to issuer · Disposed 4,749 · Balance 104,815.13

F1: In accordance with forfeiture provisions of underlying grant agreements, a total of 4,749 unvested Restricted Stock Units ("RSUs") were forfeited on 12/31/2020 as follows: 234 RSUs under 2/8/18 grant, 1143 RSUs under 2/13/19 grant, and 3372 RSUs under 2/13/20 grant.

Row 2 · 2020-12-31 · Tax withholding · Disposed 2,492 · Balance 102,323.13

Common StockSEC Table I · non-derivativeIndirectBy Company's 401(k) Plan2,456.869 Reported balance Holding disclosure · report date 2020-12-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,456.869

Filing footnotes · ownership attribution and instrument terms

F1: In accordance with forfeiture provisions of underlying grant agreements, a total of 4,749 unvested Restricted Stock Units ("RSUs") were forfeited on 12/31/2020 as follows: 234 RSUs under 2/8/18 grant, 1143 RSUs under 2/13/19 grant, and 3372 RSUs under 2/13/20 grant.

COLUMBUS MCKINNON CORP

Report date August 20, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,317 Reported balance After 2026-08-20 transaction · row 1
1 source row

Row 1 · 2026-08-20 · Purchase · Acquired 2,750 · Balance 22,317

SEALED AIR CORP/DE

Report date February 24, 2023 · Filed February 28, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,876 Reported balance After 2023-02-24 transaction · row 1
1 source row

Row 1 · 2023-02-24 · Tax withholding · Disposed 920 · Balance 34,876

Common StockSEC Table I · non-derivativeIndirectBy 401(k) & Profit Sharing Plan241 Reported balance Holding disclosure · report date 2023-02-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 241

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PGT Innovations, Inc.

Report date March 28, 2024 · Filed March 28, 2024

Section 16 reporting ended · disclosed 2024-03-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
PGTI Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-03-28 transaction · row 1
1 source row

Row 1 · 2024-03-28 · Disposition to issuer · Disposed 6,434 · Balance 0

F1: On March 28, 2024, the Company was acquired by MIWD Holding Company LLC pursuant to the merger agreement entered into by and between the Company, MIWD Holding Company LLC, and RMR Merge Co, Inc., dated as of January 16, 2024.

F2: Upon the consummation of the merger, each issued and outstanding share of the Company's common stock was canceled and converted into the right receive $42.00 in cash without interest. In addition, each share of restricted stock and each restricted stock unit that were granted under the Company's Amended and Restated 2019 Equity and Incentive Compensation Plan that were outstanding immediately prior to the consummation of the merger were canceled and converted into the right to receive $42.00 in cash without interest.

Filing footnotes · ownership attribution and instrument terms

F1: On March 28, 2024, the Company was acquired by MIWD Holding Company LLC pursuant to the merger agreement entered into by and between the Company, MIWD Holding Company LLC, and RMR Merge Co, Inc., dated as of January 16, 2024.

F2: Upon the consummation of the merger, each issued and outstanding share of the Company's common stock was canceled and converted into the right receive $42.00 in cash without interest. In addition, each share of restricted stock and each restricted stock unit that were granted under the Company's Amended and Restated 2019 Equity and Incentive Compensation Plan that were outstanding immediately prior to the consummation of the merger were canceled and converted into the right to receive $42.00 in cash without interest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2018 Filed Aug 14, 2018 09:17 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 880 $66.21 $58,264.80
Disclosure

SEC source: 0000009984-18-000070 · edgar.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,850.13

F1 · balance_after: Includes balances of 2333 Restricted Stock Units granted 2/10/2016, 3199 granted 2/8/2017, and 4300 granted 2/87/2018, that are subject to forfeiture if certain events occur.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 09:17 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 1,082 $66.21 $71,639.22
Disclosure

SEC source: 0000009984-18-000070 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,730.13

F1 · balance_after: Includes balances of 2333 Restricted Stock Units granted 2/10/2016, 3199 granted 2/8/2017, and 4300 granted 2/87/2018, that are subject to forfeiture if certain events occur.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 09:00 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 742 $67.25 $49,899.50
Disclosure

SEC source: 0000009984-18-000065 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,812.13

F1 · balance_after: Includes balances of 1899 Restricted Stock Units granted 2/11/2015, 4666 granted 2/10/2016, 3199 granted 2/8/2017, and 4300 granted 2/87/2018, that are subject to forfeiture if certain events occur.

Read SEC document
July 19, 2018 Filed Jul 23, 2018 14:06 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 6,985 $61.88 $432,231.80
Disclosure

SEC source: 0000009984-18-000054 · edgar.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,554.13

F2 · balance_after: Includes balances of 1899 Restricted Stock Units granted 2/11/2015, 4666 granted 2/10/2016, 4800 granted 2/8/2017, and 4300 granted 2/87/2018, that are subject to forfeiture if certain events occur.

Read SEC document
July 19, 2018 Filed Jul 23, 2018 14:06 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 15,072 $0.00 $0.00
Disclosure

SEC source: 0000009984-18-000054 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,539.13

F1 · kind: Reporting Person has received an aggregate of 15072 shares pursuant to Performance Share Award granted 2/11/2015.

F2 · balance_after: Includes balances of 1899 Restricted Stock Units granted 2/11/2015, 4666 granted 2/10/2016, 4800 granted 2/8/2017, and 4300 granted 2/87/2018, that are subject to forfeiture if certain events occur.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:49 UTC BARNES GROUP INC B · Entity 83822 GrantStock Option-Right to Buy · Derivative 13,500 Not disclosed Strike: $59.28 Not disclosed
Disclosure

SEC source: 0000009984-18-000017 · edgar.xml · derivative · entry 3

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 13,500 shares

Expires 2028-02-08

F4 · price: 1 for 1.

F3 · derivative.exercise_date: The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:49 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0000009984-18-000017 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,467.13

F1 · kind: Reporting Person has received 4,300 Restricted Stock Units that are subject to forfeiture if certain events occur.

F2 · balance_after: Includes balances of 1899 Restricted Stock Units granted 2/11/2015, 4666 granted 2/10/2016 and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 11:33 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,700 Not disclosed Strike: $24.24 Not disclosed
Disclosure

SEC source: 0000009984-17-000082 · edgar.xml · derivative · entry 4

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,700 shares

Expires 2023-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: 1 for 1.

F3 · derivative.exercise_date: The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2013 grant date.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 11:33 UTC BARNES GROUP INC B · Entity 83822 SaleCommon Stock 15,700 $63.53 $997,477.52
Disclosure

SEC source: 0000009984-17-000082 · edgar.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,167.13

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $63.60, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · balance_after: Includes balances of 1899 Restricted Stock Units granted 2/11/2015, 4666 granted 2/10/2016 and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 11:33 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionCommon Stock 15,700 $24.24 $380,568.00
Disclosure

SEC source: 0000009984-17-000082 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,867.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes balances of 1899 Restricted Stock Units granted 2/11/2015, 4666 granted 2/10/2016 and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
August 12, 2017 Filed Aug 14, 2017 17:26 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 332 $58.68 $19,481.76
Disclosure

SEC source: 0000009984-17-000068 · edgar.xml · nonDerivative · entry 4

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,167.13

F1 · balance_after: Includes balances of 1899 granted 2/11/2015, 4666 granted 2/10/2016, and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
August 12, 2017 Filed Aug 14, 2017 17:26 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 806 $58.68 $47,296.08
Disclosure

SEC source: 0000009984-17-000068 · edgar.xml · nonDerivative · entry 3

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,499.13

F1 · balance_after: Includes balances of 1899 granted 2/11/2015, 4666 granted 2/10/2016, and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:26 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 937 $58.68 $54,983.16
Disclosure

SEC source: 0000009984-17-000068 · edgar.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,305.13

F1 · balance_after: Includes balances of 1899 granted 2/11/2015, 4666 granted 2/10/2016, and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 17:26 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 1,149 $59.21 $68,032.29
Disclosure

SEC source: 0000009984-17-000068 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,242.13

F1 · balance_after: Includes balances of 1899 granted 2/11/2015, 4666 granted 2/10/2016, and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 09:12 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 2,053 $61.07 $125,376.71
Disclosure

SEC source: 0000009984-17-000056 · edgar.xml · nonDerivative · entry 4

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,391.13

F2 · balance_after: Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015, 7000 granted 2/10/2016, and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 09:12 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 4,193 $0.00 $0.00
Disclosure

SEC source: 0000009984-17-000056 · edgar.xml · nonDerivative · entry 3

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,444.13

F3 · kind: Reporting Person has acquired an aggregate of 4193 shares pursuant to Performance Share Award granted 2/12/2014.

F2 · balance_after: Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015, 7000 granted 2/10/2016, and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 09:12 UTC BARNES GROUP INC B · Entity 83822 Tax withholdingCommon Stock 4,835 $61.07 $295,273.45
Disclosure

SEC source: 0000009984-17-000056 · edgar.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,251.13

F2 · balance_after: Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015, 7000 granted 2/10/2016, and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 09:12 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 10,420 $0.00 $0.00
Disclosure

SEC source: 0000009984-17-000056 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,086.13

F1 · kind: Reporting Person has acquired an aggregate of 10420 shares pursuant to Performance Share Award granted 2/12/2014.

F2 · balance_after: Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015, 7000 granted 2/10/2016, and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
May 02, 2017 Filed May 4, 2017 13:03 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,600 Not disclosed Strike: $26.59 Not disclosed
Disclosure

SEC source: 0000009984-17-000037 · edgar.xml · derivative · entry 5

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,600 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: 1 for 1.

F4 · derivative.exercise_date: The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/8/2012 grant date.

Read SEC document
May 02, 2017 Filed May 4, 2017 13:03 UTC BARNES GROUP INC B · Entity 83822 SaleCommon Stock 1,100 $55.52 $61,072.00
Disclosure

SEC source: 0000009984-17-000037 · edgar.xml · nonDerivative · entry 3

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,666.13

F3 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.44 to $55.61, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · balance_after: Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015, 7000 granted 2/10/2016 and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
May 02, 2017 Filed May 4, 2017 13:03 UTC BARNES GROUP INC B · Entity 83822 SaleCommon Stock 12,500 $54.82 $685,250.00
Disclosure

SEC source: 0000009984-17-000037 · edgar.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,766.13

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.44 to $55.40, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · balance_after: Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015, 7000 granted 2/10/2016 and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
May 02, 2017 Filed May 4, 2017 13:03 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionCommon Stock 13,600 $26.59 $361,624.00
Disclosure

SEC source: 0000009984-17-000037 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,266.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015, 7000 granted 2/10/2016 and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:57 UTC BARNES GROUP INC B · Entity 83822 GrantStock Option-Right to Buy · Derivative 15,000 Not disclosed Strike: $47.04 Not disclosed
Disclosure

SEC source: 0000009984-17-000018 · edgar.xml · derivative · entry 3

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-02-08

F5 · price: 1 for 1.

F4 · derivative.exercise_date: The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:57 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0000009984-17-000018 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,666.13

F1 · kind: Reporting Person has received 4800 Restricted Stock Units that are subject to forfeiture if certain events occur.

F2 · balance_after: Includes 5283.58 shares previously reported as indirect.

F3 · balance_after: Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015, and 7000 granted 2/10/2016, that are subject to forfeiture if certain events occur.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 14:19 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $20.69 Not disclosed
Disclosure

SEC source: 0000009984-16-000202 · edgar.xml · derivative · entry 5

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: 1 for 1.

F2 · derivative.exercise_date: The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/9/2011 grant date.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 14:19 UTC BARNES GROUP INC B · Entity 83822 SaleCommon Stock 10,000 $46.22 $462,198.00
Disclosure

SEC source: 0000009984-16-000202 · edgar.xml · nonDerivative · entry 2

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,582.5503

F1 · balance_after: Includes balances of 1,633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3,799 granted 2/11/2015 and 7,000 granted 2/10/2016, that are subject to forfeiture if certain events occur.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 14:19 UTC BARNES GROUP INC B · Entity 83822 Exercise / conversionCommon Stock 10,000 $20.69 $206,900.00
Disclosure

SEC source: 0000009984-16-000202 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,582.5503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes balances of 1,633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3,799 granted 2/11/2015 and 7,000 granted 2/10/2016, that are subject to forfeiture if certain events occur.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 14:38 UTC BARNES GROUP INC B · Entity 83822 SaleCommon Stock 23,039 $38.76 $893,021.59
Disclosure

SEC source: 0000009984-16-000184 · edgar.xml · nonDerivative · entry 1

STEPHENS CHRISTOPHER J · CIK 0001453850 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,582.5503

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.56 to $39.11, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · shares: Transaction is made in accordance with a 10b5-1 Trading Plan entered into on August 12, 2016.

F3 · balance_after: Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015 and 7000 granted 2/10/2016, that are subject to forfeiture if certain events occur.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.