Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clearway Energy, Inc.CWEN · Entity 1796 | EVP AND CFO | June 01, 2022 | June 03, 2022 |
| SOLV Energy, Inc.MWH · Entity 3900 | Chief Financial Officer | August 19, 2026 | August 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clearway Energy, Inc.
Report date June 01, 2022 · Filed June 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 77,251 |
Reported balance
After 2022-06-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-06-01 · Grant · Acquired 579 · Balance 77,251 F1: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2: Includes 2,993 dividend equivalent rights that may only be settled in Class C Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.
F2: Includes 2,993 dividend equivalent rights that may only be settled in Class C Common Stock.
SOLV Energy, Inc.
Report date August 19, 2026 · Filed August 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| SOLV Energy Management Holdings LP UnitsSEC Table II · derivative / convertible security | Direct | 896,473 |
Reported balance
After 2026-08-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-19 · Sale · Disposed 55,935 · Balance 896,473 F1: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA. F2: (Continued from footnote 1) Upon a redemption or direct exchange of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date. F3: In accordance with the terms of the MH LPA and Opco LLCA, represents the required, automatic and non-discretionary pro rata redemption of 55,935 MH Units held by the Reporting Person (and the corresponding (i) direct exchange of an equal number of Opco LLC Interests held by MH and (ii) the cancellation of an equal number of shares of Class B common stock of the Issuer held by MH) in connection with the sale of Class A common stock by MH. F4: Represents a price per MH Unit equal to the sale price of $27.77 per share of Class A common stock sold by MH. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA.
F2: (Continued from footnote 1) Upon a redemption or direct exchange of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date.
F3: In accordance with the terms of the MH LPA and Opco LLCA, represents the required, automatic and non-discretionary pro rata redemption of 55,935 MH Units held by the Reporting Person (and the corresponding (i) direct exchange of an equal number of Opco LLC Interests held by MH and (ii) the cancellation of an equal number of shares of Class B common stock of the Issuer held by MH) in connection with the sale of Class A common stock by MH.
F4: Represents a price per MH Unit equal to the sale price of $27.77 per share of Class A common stock sold by MH.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2026 Filed Aug 22, 2026 00:15 UTC | SOLV Energy, Inc. MWH · Entity 3900 | SaleSOLV Energy Management Holdings LP Units · Derivative | 55,935 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-361503 · ownership.xml · derivative · entry 1 Plotkin Chad · CIK 0001685648 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 896,473 Underlying: Class A Common Stock · 55,935 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA. F2 · derivative.exercise_price: (Continued from footnote 1) Upon a redemption or direct exchange of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date. F3 · shares: In accordance with the terms of the MH LPA and Opco LLCA, represents the required, automatic and non-discretionary pro rata redemption of 55,935 MH Units held by the Reporting Person (and the corresponding (i) direct exchange of an equal number of Opco LLC Interests held by MH and (ii) the cancellation of an equal number of shares of Class B common stock of the Issuer held by MH) in connection with the sale of Class A common stock by MH. F4 · price: Represents a price per MH Unit equal to the sale price of $27.77 per share of Class A common stock sold by MH. F1 · derivative.exercise_date: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA. F2 · derivative.exercise_date: (Continued from footnote 1) Upon a redemption or direct exchange of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date. F1 · derivative.expiration_date: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA. F2 · derivative.expiration_date: (Continued from footnote 1) Upon a redemption or direct exchange of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date. F3 · derivative.underlying_shares: In accordance with the terms of the MH LPA and Opco LLCA, represents the required, automatic and non-discretionary pro rata redemption of 55,935 MH Units held by the Reporting Person (and the corresponding (i) direct exchange of an equal number of Opco LLC Interests held by MH and (ii) the cancellation of an equal number of shares of Class B common stock of the Issuer held by MH) in connection with the sale of Class A common stock by MH. Read SEC document |
| June 04, 2026 Filed Jun 5, 2026 20:40 UTC | SOLV Energy, Inc. MWH · Entity 3900 | Disposition to issuerSOLV Energy Management Holdings LP Units · Derivative | 13,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-259775 · ownership.xml · derivative · entry 1 Plotkin Chad · CIK 0001685648 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 952,408 Underlying: Class A Common Stock · 13,264 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA. F2 · derivative.exercise_price: (Continued from footnote 1) Upon a redemption of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date. F3 · shares: In accordance with the terms of the MH LPA and Opco LLCA, represents the required, automatic and non-discretionary pro rata direct redemption for cash of 13,264 MH Units held by the Reporting Person (and the corresponding (i) surrender of an equal number of Opco LLC Interests held by MH and (ii) cancellation of an equal number of shares of Class B common stock of the Issuer held by MH) as a result of the full exercise of the underwriters' option to purchase additional shares of Class A common stock in connection with the public offering of Class A common stock by affiliates of American Securities LLC and the Issuer pursuant to the prospectus dated May 28, 2026, and accompanying registration statement on Form S-1 (File No. 333-296238), of the Issuer (the "Follow-On Offering"). F4 · price: Represents a price per MH Unit equal to the public offering price in the Follow-On Offering of $36.00 per share of Class A common stock, net of underwriting discounts and commissions. F1 · derivative.exercise_date: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA. F2 · derivative.exercise_date: (Continued from footnote 1) Upon a redemption of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date. F1 · derivative.expiration_date: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA. F2 · derivative.expiration_date: (Continued from footnote 1) Upon a redemption of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date. F3 · derivative.underlying_shares: In accordance with the terms of the MH LPA and Opco LLCA, represents the required, automatic and non-discretionary pro rata direct redemption for cash of 13,264 MH Units held by the Reporting Person (and the corresponding (i) surrender of an equal number of Opco LLC Interests held by MH and (ii) cancellation of an equal number of shares of Class B common stock of the Issuer held by MH) as a result of the full exercise of the underwriters' option to purchase additional shares of Class A common stock in connection with the public offering of Class A common stock by affiliates of American Securities LLC and the Issuer pursuant to the prospectus dated May 28, 2026, and accompanying registration statement on Form S-1 (File No. 333-296238), of the Issuer (the "Follow-On Offering"). Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 21:30 UTC | SOLV Energy, Inc. MWH · Entity 3900 | Disposition to issuerSOLV Energy Management Holdings LP Units · Derivative | 88,422 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-255818 · ownership.xml · derivative · entry 1 Plotkin Chad · CIK 0001685648 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 965,672 Underlying: Class A Common Stock · 88,422 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA. F2 · derivative.exercise_price: (Continued from footnote 1) Upon a redemption of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date. F3 · shares: In accordance with the terms of the MH LPA and Opco LLCA, represents the required, automatic and non-discretionary pro rata direct redemption for cash of 88,422 MH Units held by the Reporting Person (and the corresponding (i) surrender of an equal number of Opco LLC Interests held by MH and (ii) cancellation of an equal number of shares of Class B common stock of the Issuer held by MH) in connection with the public offering of Class A common stock by affiliates of American Securities LLC and the Issuer pursuant to the prospectus dated May 28, 2026, and accompanying registration statement on Form S-1 (File No. 333-296238), of the Issuer (the "Follow-On Offering"). F4 · price: Represents a price per MH Unit equal to the public offering price in the Follow-On Offering of $36.00 per share of Class A common stock, net of underwriting discounts and commissions. F1 · derivative.exercise_date: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA. F2 · derivative.exercise_date: (Continued from footnote 1) Upon a redemption of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date. F1 · derivative.expiration_date: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA. F2 · derivative.expiration_date: (Continued from footnote 1) Upon a redemption of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date. F3 · derivative.underlying_shares: In accordance with the terms of the MH LPA and Opco LLCA, represents the required, automatic and non-discretionary pro rata direct redemption for cash of 88,422 MH Units held by the Reporting Person (and the corresponding (i) surrender of an equal number of Opco LLC Interests held by MH and (ii) cancellation of an equal number of shares of Class B common stock of the Issuer held by MH) in connection with the public offering of Class A common stock by affiliates of American Securities LLC and the Issuer pursuant to the prospectus dated May 28, 2026, and accompanying registration statement on Form S-1 (File No. 333-296238), of the Issuer (the "Follow-On Offering"). Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:29 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006113 · form4-06032022_010631.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,251 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 2,993 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:48 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantRelative Performance Stock Units · Derivative | 13,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004145 · form4-04192022_010430.xml · derivative · entry 4 Plotkin Chad · CIK 0001685648 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,045 Underlying: Class C Common Stock, par value $.01 per share · 19,567 shares Expires 2025-04-15 F8 · derivative.exercise_price: The Reporting Person was issued 13,045 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F8 · shares: The Reporting Person was issued 13,045 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F9 · balance_after: Reporting Person will receive (i) a maximum of 19,567 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 13,045 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 3,261 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:48 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 6,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004145 · form4-04192022_010430.xml · nonDerivative · entry 3 Plotkin Chad · CIK 0001685648 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,672 F5 · shares: Represents RSUs issued to Mr. Plotkin under the LTIP. F6 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F7 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:48 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Tax withholdingClass C Common Stock, par value $.01 per share | 999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004145 · form4-04192022_010430.xml · nonDerivative · entry 2 Plotkin Chad · CIK 0001685648 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,021 F3 · price: On April 15, 2021, Mr. Plotkin was issued 5,622 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 1,953 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 999 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 81 DERs converted to Class C Common Stock, resulting in the reporting person holding 2,414 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:48 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Tax withholdingClass C Common Stock, par value $.01 per share | 1,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004145 · form4-04192022_010430.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,020 F1 · price: On April 15, 2020, Mr. Plotkin was issued 8,250 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 2,994 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,532 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 247 DERs converted to Class C Common Stock, resulting in the reporting person holding 2,495 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:41 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002335 · form4-03032022_010314.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,552 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 2,742 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionDividend Equivalent Rights · Derivative | 1,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · derivative · entry 7 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 1,213 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionDividend Equivalent Rights · Derivative | 1,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · derivative · entry 6 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213 Underlying: Class C Common Stock, par value $.01 per share · 1,213 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionRelative Performance Stock Units · Derivative | 17,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · derivative · entry 5 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 25,502 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Mr. Plotkin was issued 17,001 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2019. Based on the Company reaching a certain level of total shareholder return ("TSR"), 25,502 RPSUs vested on January 2, 2022. F4 · derivative.exercise_price: Mr. Plotkin was entitled to receive (i) a maximum of 25,502 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 17,001 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,250 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Disposition to issuerClass C Common Stock, par value $.01 per share | 14,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · nonDerivative · entry 4 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,110 F6 · price: Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 14,164 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionClass C Common Stock, par value $.01 per share | 1,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · nonDerivative · entry 3 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionClass C Common Stock, par value $.01 per share | 25,502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · nonDerivative · entry 2 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Mr. Plotkin was issued 17,001 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2019. Based on the Company reaching a certain level of total shareholder return ("TSR"), 25,502 RPSUs vested on January 2, 2022. F4 · price: Mr. Plotkin was entitled to receive (i) a maximum of 25,502 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 17,001 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,250 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Tax withholdingClass C Common Stock, par value $.01 per share | 1,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,559 F1 · price: On January 2, 2019, Mr. Plotkin was issued 9,114 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy, Inc., par value $.01 per share. On January 2, 2022, 3,045 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,812 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 434 DERs converted to Class C Common Stock, resulting in the reporting person holding 4,726 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:45 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-010605 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,371 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 5,160 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 1 share to the number of dividend equivalent rights as a result of rounding fractional shares. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:01 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-008607 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,785 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 4,574 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:18 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-006353 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,118 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 3,907 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 21:15 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantRelative Performance Stock Units · Derivative | 11,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004513 · edgar.xml · derivative · entry 3 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,481 Underlying: Class C Common Stock, par value$.01 per share · 17,221 shares Expires 2024-04-15 F6 · derivative.exercise_price: The Reporting Person was issued 11,481 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2021. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F6 · shares: The Reporting Person was issued 11,481 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2021. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F7 · balance_after: Reporting Person will receive (i) a maximum of 17,221 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 11,481 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,870 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 21:15 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 5,622 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-004513 · edgar.xml · nonDerivative · entry 2 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,349 F3 · shares: Represents RSUs issued to Mr. Plotkin under the LTIP. F4 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F5 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 21:15 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Tax withholdingClass C Common Stock, par value $.01 per share | 1,413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-004513 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,727 F1 · price: On April 15, 2020, Mr. Plotkin was issued 8,250 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2021, 2,747 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,413 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 122 DERs converted to Class C Common Stock, resulting in the reporting person holding 3,138 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:12 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 536 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-002712 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,140 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 3,260 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 00:45 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionDividend Equivalent Rights · Derivative | 961 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000225 · edgar.xml · derivative · entry 8 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 961 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F7 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F7 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 00:45 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionDividend Equivalent Rights · Derivative | 961 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000225 · edgar.xml · derivative · entry 7 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 961 Underlying: Class C Common Stock, par value $.01 per share · 961 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F7 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F7 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 00:45 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionRelative Performance Stock Units · Derivative | 11,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000225 · edgar.xml · derivative · entry 6 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 16,632 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Mr. Plotkin was issued 11,088 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.)(the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2018. Based on the Company reaching a certain level of total shareholder return ("TSR"), 16,632 RPSUs vested on January 2, 2021. F6 · derivative.exercise_price: Mr. Plotkin was entitled to receive (i) a maximum of 16,632 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 11,088 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,772 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 00:45 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Disposition to issuerClass C Common Stock, par value $.01 per share | 9,316 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000225 · edgar.xml · nonDerivative · entry 5 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,604 F8 · price: Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,316 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 00:45 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionClass C Common Stock, par value $.01 per share | 961 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000225 · edgar.xml · nonDerivative · entry 4 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 00:45 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionClass C Common Stock, par value $.01 per share | 16,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000225 · edgar.xml · nonDerivative · entry 3 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Mr. Plotkin was issued 11,088 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.)(the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2018. Based on the Company reaching a certain level of total shareholder return ("TSR"), 16,632 RPSUs vested on January 2, 2021. F6 · price: Mr. Plotkin was entitled to receive (i) a maximum of 16,632 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 11,088 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,772 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 00:45 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Tax withholdingClass C Common Stock, par value $.01 per share | 1,658 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000225 · edgar.xml · nonDerivative · entry 2 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,327 F3 · price: On January 2, 2019, Mr. Plotkin was issued 9,114 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2021, 3,035 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,658 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 287 DERs converted to Class C Common Stock, resulting in the reporting person holding 4,647 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 00:45 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Tax withholdingClass C Common Stock, par value $.01 per share | 1,227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000225 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,985 F1 · price: On January 2, 2018, Mr. Plotkin was issued 5,954 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2021, 1,989 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,227 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 344 DERs converted to Class C Common Stock, resulting in the reporting person holding 4,934 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:19 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 706 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-011657 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,212 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 5,278 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 1 share as a result of rounding fractional shares. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 21:08 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-009556 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,505 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 4,572 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:27 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 611 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006882 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,693 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 3,760 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:41 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantRelative Performance Stock Units · Derivative | 16,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004955 · edgar.xml · derivative · entry 2 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,724 Underlying: Class C Common Stock, par value $.01 per share · 25,086 shares Expires 2023-04-15 F4 · derivative.exercise_price: The Reporting Person was issued 16,724 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2020. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2023 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F5 · balance_after: Reporting Person will receive (i) a maximum of 25,086 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 16,724 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,181 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:41 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 8,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-004955 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,082 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Mr. Plotkin under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F3 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversaryof the date of the grant. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:46 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-003096 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,832 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 3,149 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:46 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Tax withholdingClass C Common Stock, par value $.01 per share | 1,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000309 · edgar.xml · nonDerivative · entry 3 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,635 F5 · price: On January 3, 2017, Mr. Plotkin was issued 7,357 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under the LTIP. These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2020, 2,458 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,382 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 477 DERs converted to Class C Common Stock, resulting in the reporting person holding 4,910 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 00:15 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionDividend Equivalent Rights · Derivative | 1,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000397 · edgar.xml · derivative · entry 6 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 1,219 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F3 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 00:15 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionDividend Equivalent Rights · Derivative | 1,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000397 · edgar.xml · derivative · entry 5 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,219 Underlying: Class C Common Stock, par value $.01 per share · 1,219 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F3 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 00:15 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionRelative Performance Stock Units · Derivative | 11,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000397 · edgar.xml · derivative · entry 4 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 17,308 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Mr. Plotkin was issued 11,025 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.)(the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 3, 2017. Based on the Company reaching a certain level of total shareholder return ("TSR"), 17,308 RPSUs vested on January 3, 2020. F2 · derivative.exercise_price: Mr. Plotkin was entitled to receive (i) a maximum of 22,050 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 11,025 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,756 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 00:15 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Tax withholdingClass C Common Stock, par value $.01 per share | 9,708 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000397 · edgar.xml · nonDerivative · entry 3 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,454 F4 · price: Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,708 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 00:15 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionClass C Common Stock, par value $.01 per share | 1,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000397 · edgar.xml · nonDerivative · entry 2 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 00:15 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Exercise / conversionClass C Common Stock, par value $.01 per share | 17,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000397 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Mr. Plotkin was issued 11,025 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.)(the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 3, 2017. Based on the Company reaching a certain level of total shareholder return ("TSR"), 17,308 RPSUs vested on January 3, 2020. F2 · price: Mr. Plotkin was entitled to receive (i) a maximum of 22,050 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 11,025 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,756 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:46 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Tax withholdingClass C Common Stock, par value $.01 per share | 1,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000309 · edgar.xml · nonDerivative · entry 2 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,017 F3 · price: On January 2, 2018, Mr. Plotkin was issued 5,954 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2020, 1,983 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,166 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 247 DERs converted to Class C Common Stock, resulting in the reporting person holding 5,387 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:46 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | Tax withholdingClass C Common Stock, par value $.01 per share | 1,658 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000309 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,183 F1 · price: On January 2, 2019, Mr. Plotkin was issued 9,114 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2020, 3,034 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,658 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 149 DERs converted to Class C Common Stock, resulting in the reporting person holding 5,634 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:55 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-012351 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,841 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 5,783 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 2 shares to the number of dividend equivalent rights as a result of rounding fractional shares. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:36 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-010119 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,220 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 5,162 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:40 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | GrantClass C Common Stock, par value $.01 per share | 756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-007195 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,553 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 4,495 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:48 UTC | Clearway Energy, Inc. CWEN · Entity 1796 | PurchaseClass A Common Stock, par value $.01 per share | 2,700 | $14.79 | $39,933.00 |
DisclosureSEC source: 0001179110-19-003613 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,697 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.78 to $14.79. The price reported above reflects the weighted average purchase price. The Reporting Person herebyundertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.