TapewireFind a company

person · Reporting owner

Plotkin Chad

Disclosed activity across 2 companies

Tapewire entity
20841
SEC CIK
0001685648

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Clearway Energy, Inc.CWEN · Entity 1796EVP AND CFOJune 01, 2022June 03, 2022
SOLV Energy, Inc.MWH · Entity 3900Chief Financial OfficerAugust 19, 2026August 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Clearway Energy, Inc.

Report date June 01, 2022 · Filed June 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Common Stock, par value $.01 per shareSEC Table I · non-derivativeDirect77,251 Reported balance After 2022-06-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-06-01 · Grant · Acquired 579 · Balance 77,251

F1: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2: Includes 2,993 dividend equivalent rights that may only be settled in Class C Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2: Includes 2,993 dividend equivalent rights that may only be settled in Class C Common Stock.

SOLV Energy, Inc.

Report date August 19, 2026 · Filed August 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
SOLV Energy Management Holdings LP UnitsSEC Table II · derivative / convertible securityDirect896,473 Reported balance After 2026-08-19 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-19 · Sale · Disposed 55,935 · Balance 896,473

F1: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA.

F2: (Continued from footnote 1) Upon a redemption or direct exchange of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date.

F3: In accordance with the terms of the MH LPA and Opco LLCA, represents the required, automatic and non-discretionary pro rata redemption of 55,935 MH Units held by the Reporting Person (and the corresponding (i) direct exchange of an equal number of Opco LLC Interests held by MH and (ii) the cancellation of an equal number of shares of Class B common stock of the Issuer held by MH) in connection with the sale of Class A common stock by MH.

F4: Represents a price per MH Unit equal to the sale price of $27.77 per share of Class A common stock sold by MH.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Limited Partnership Agreement ("MH LPA") of SOLV Energy Management Holdings LP ("MH") and limited liability company agreement ("Opco LLCA") of SOLV Energy Holdings LLC ("Opco"), the Reporting Person is indirectly entitled to redeem common units of Opco ("Opco LLC Interests") held by MH for, at the Issuer's election, shares of Class A common stock of the Issuer ("Class A common stock") on a one-for-one basis or, using proceeds from a substantially contemporaneous follow-on offering or secondary offering, a cash payment equal to the price per share of the Class A common stock net of any underwriting discounts or commissions paid in such offering, in each case in accordance with the terms of the MH LPA and the Opco LLCA.

F2: (Continued from footnote 1) Upon a redemption or direct exchange of Opco LLC Interests by MH, an equal number of shares of Class B common stock of the Issuer held by MH will be surrendered to and cancelled by the Issuer for no additional consideration, and an equal number of limited partnership units in MH ("MH Units") held by the Reporting Person will be cancelled by MH. In accordance with the MH LPA, each share of Class B common stock held by MH entitles the Reporting Person to one vote per share but carries no economic rights. Opco LLC Interests and MH Units do not have an expiration date.

F3: In accordance with the terms of the MH LPA and Opco LLCA, represents the required, automatic and non-discretionary pro rata redemption of 55,935 MH Units held by the Reporting Person (and the corresponding (i) direct exchange of an equal number of Opco LLC Interests held by MH and (ii) the cancellation of an equal number of shares of Class B common stock of the Issuer held by MH) in connection with the sale of Class A common stock by MH.

F4: Represents a price per MH Unit equal to the sale price of $27.77 per share of Class A common stock sold by MH.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 5, 2019 21:59 UTC Clearway Energy, Inc. CWEN · Entity 1796 GrantClass C Common Stock, par value $.01 per share 793 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-003279 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,797

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionatelywith the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 3,739 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 21:44 UTC Clearway Energy, Inc. CWEN · Entity 1796 Tax withholdingClass C Common Stock, par value $.01 per share 2,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000562 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,004

F1 · price: On November 7, 2016, Mr. Plotkin was issued 16,903 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 4, 2017. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 4, 2019, 4,226 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,344 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 663 DERs converted to Class C Common Stock, resulting in the reporting person holding 2,946 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 21:44 UTC Clearway Energy, Inc. CWEN · Entity 1796 Tax withholdingClass C Common Stock, par value $.01 per share 1,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000431 · edgar.xml · nonDerivative · entry 3

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,348

F6 · price: On January 3, 2017, Mr. Plotkin was issued 7,357 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under the LTIP. These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2019, 2,450 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,440 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F7 · balance_after: In connection with the vesting of the RSUs described above, 338 DERs converted to Class C Common Stock, resulting in the reporting person holding 3,609 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:44 UTC Clearway Energy, Inc. CWEN · Entity 1796 GrantRelative Performance Stock Units · Derivative 17,001 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000431 · edgar.xml · derivative · entry 4

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,001

Underlying: Class C Common Stock, par value $.01 per share · 25,501 shares

Expires 2022-01-02

F8 · derivative.exercise_price: The Reporting Person was issued 17,001 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on January 2, 2019. The RPSUs will convert to shares of ClearwayEnergy, Inc. Class C Common Stock on January 2, 2022 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F9 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of shares of 25,501 Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 17,001 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,250 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:44 UTC Clearway Energy, Inc. CWEN · Entity 1796 GrantClass C Common Stock, par value $.01 per share 9,114 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000431 · edgar.xml · nonDerivative · entry 2

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,788

F3 · shares: Represents RSUs issued to Mr. Plotkin under the LTIP.

F4 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F5 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary ofthe date of the grant.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:44 UTC Clearway Energy, Inc. CWEN · Entity 1796 Tax withholdingClass C Common Stock, par value $.01 per share 1,104 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000431 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,674

F1 · price: On January 2, 2018, Mr. Plotkin was issued 5,954 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2019, 1,982 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,104 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 142 DERs converted to Class C Common Stock, resulting in the reporting person holding 3,947 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 13:45 UTC Clearway Energy, Inc. CWEN · Entity 1796 GrantClass C Common Stock, par value $.01 per share 734 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-013440 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,778

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 4,089 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 1 share to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:28 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantClass C Common Stock, par value $.01 per share 635 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011155 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,043

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 3,354 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:55 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantClass C Common Stock, par value $.01 per share 704 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008089 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,408

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 2,719 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:55 UTC Clearway Energy, Inc. NYLD · Entity 1796 PurchaseClass A Common Stock, par value $.01 per share 1,250 $16.12 $20,150.00
Disclosure

SEC source: 0001179110-18-004057 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,997

F1 · price: This transaction was executed in multiple trades at prices ranging from $16.125 to $16.1278. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:12 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantClass C Common Stock, par value $.01 per share 699 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-003491 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,704

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 2,015 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 22:26 UTC Clearway Energy, Inc. NYLD · Entity 1796 Tax withholdingClass C Common Stock, par value $.01 per share 3,106 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000626 · edgar.xml · nonDerivative · entry 2

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,005

F3 · price: On November 7, 2016, Mr. Plotkin was issued 16,903 RSUs by NRG Yield, Inc. under NRG Yield, Inc.'s Equity Incentive Plan that vest as follows: (1) 7,099 shares on January 4, 2017, (2) 5,578 shares on January 4, 2018, and (3) 4,226 shares on January 4, 2019. Each RSU is equivalent in value to one share of Class C Common Stock of NRG Yield, Inc., par value $.01 per share. On January 4, 2018, 5,578 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,106 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 441 dividend equivalent rights converted to Class C Common Stock, resulting in the reporting person holding 1,316 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG Yield, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of NRG Yield, Inc. Class C Common Stock.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:26 UTC Clearway Energy, Inc. NYLD · Entity 1796 Tax withholdingClass C Common Stock, par value $.01 per share 1,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000626 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,111

F1 · price: On January 3, 2017, Mr. Plotkin was issued 7,357 Restricted Stock Units ("RSUs") by NRG Yield, Inc. under NRG Yield, Inc.'s Equity Incentive Plan. These RSUs vest ratably over a three year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of NRG Yield, Inc., par value $.01 per share. On January 3, 2018, 2,449 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,416 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 150 dividend equivalent rights converted to Class C Common Stock, resulting in the reporting person holding 1,757 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG Yield, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of NRG Yield, Inc. Class C Common Stock.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 23:06 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantRelative Performance Stock Units · Derivative 11,088 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000535 · edgar.xml · derivative · entry 2

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,088

Underlying: Class C Common Stock, par value $.01 per share · 16,632 shares

Expires 2021-01-02

F4 · derivative.exercise_price: The Reporting Person was issued 11,088 Relative Performance Stock Units ("RPSUs") by NRG Yield, Inc. under the LTIP on January 2, 2018. The RPSUs will convert to shares of NRG Yield, Inc. Class C Common Stock on January 2, 2021 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F5 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of 16,632 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 11,088 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,772 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 23:06 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantCommon Stock, par value $.01 per share 5,954 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000535 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,527

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Reporting Person under NRG Yield, Inc.'s Amended and Restated 2013 Equity Incentive Plan ("LTIP").

F2 · price: Each RSU is equivalent in value to one share of NRG Yield, Inc.'s Class C Common Stock, par value $.01 per share.

F3 · balance_after: The Reporting Person will receive from NRG Yield, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:34 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantClass C Common Stock, par value $.01 per share 445 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014939 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,573

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 1,907 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 2 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:34 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantClass C Common Stock, par value $.01 per share 437 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-012088 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,126

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 1460 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:56 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantClass C Common Stock, par value $.01 per share 431 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-008643 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,689

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 1023 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:29 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantClass C Common Stock, par value $.01 per share 429 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003898 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,258

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 592 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:08 UTC Clearway Energy, Inc. NYLD · Entity 1796 Tax withholdingClass C Common Stock, par value $.01 per share 3,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-000678 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,829

F1 · price: On November 7, 2016, Mr. Plotkin was issued 16,903 Restricted Stock Units ("RSUs") by NRG Yield, Inc. under NRG Yield, Inc.'s Equity Incentive Plan that vest as follows: (1) 7,099 shares on January 4, 2017, (2) 5,578 shares on January 4, 2018, and (3) 4,226 shares on January 4, 2019. Each RSU is equivalent in value to one share of Class C Common Stock of NRG Yield, Inc., par value $.01 per share. On January 4, 2017, 7,099 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form is being filed to reflect the surrender of 3,920 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 117 dividend equivalent rights converted to Class C Common Stock, resulting in the reporting person holding163 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG Yield, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of NRG Yield, Inc. Class C Common Stock.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:17 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantRelative Performance Stock Units · Derivative 11,025 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000564 · edgar.xml · derivative · entry 2

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,025

Underlying: Class C Common Stock, par value $.01 per share · 22,050 shares

Expires 2020-01-03

F4 · derivative.exercise_price: The Reporting Person was issued 11,025 Relative Performance Stock Units ("RPSUs") by NRG Yield, Inc. under the LTIP on January 3, 2017. The RPSUs will convert to shares of NRG Yield, Inc. Class C Common Stock on January 3, 2020 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F5 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of 22,050 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 11,025 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,756 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:17 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantClass C Common Stock, par value $.01 per share 7,357 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-000564 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,749

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Reporting Person under NRG Yield, Inc.'s 2013 Equity Incentive Plan ("LTIP").

F2 · price: Each RSU is equivalent in value to one share of NRG Yield, Inc.'s Class C Common Stock, par value $.01 per share.

F3 · balance_after: The Reporting Person will receive from NRG Yield, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:16 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantClass C Common Stock, par value $.01 per share 280 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-032380 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,392

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units, which become exercisable proportionately with the Restricted Stock Units to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc.

F2 · balance_after: Includes 280 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 22:41 UTC Clearway Energy, Inc. NYLD · Entity 1796 PurchaseClass A Common Stock, par value $.01 per share 1,280 $15.63 $20,004.61
Disclosure

SEC source: 0001179110-16-031385 · edgar.xml · nonDerivative · entry 2

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747

F3 · price: This transaction was executed in multiple trades at prices ranging from $15.6105 to $15.6456. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 22:41 UTC Clearway Energy, Inc. NYLD · Entity 1796 GrantClass C Common Stock, par value $.01 per share 16,903 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-031385 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,112

F1 · shares: Represents Restricted Stock Units issued to Mr. Plotkin under NRG Yield, Inc.'s Equity Incentive Plan.

F2 · price: Each Restricted Stock Unit is equivalent in value to one share of Class C Common Stock of NRG Yield, Inc., par value $.01. Mr. Plotkin will receive from NRG Yield, Inc. one such share of Class C Common Stock as follows: (1) 7099 shares on January 4, 2017, (2) 5578 shares on January 4, 2018, and (3) 4226 shares on January 4, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.