Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | Director · CHIEF EXECUTIVE OFFICER · 10% owner | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 97,657 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Exercise / conversion · Acquired 97,657 · Balance 97,657 |
| Class A Common StockSEC Table I · non-derivative | Direct | 51,899 |
Reported balance
After 2026-10-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-10-02 · Sale · Disposed 45,758 · Balance 51,899 F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades. |
| Class A Common StockSEC Table I · non-derivative | Direct | 47,424 |
Reported balance
After 2026-10-02 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-10-02 · Sale · Disposed 4,475 · Balance 47,424 F3: Following the sales reported in this Form 4, Mr. Goel holds 2,372,118 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 23,042 |
Reported balance
After 2026-10-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-10-01 · Exercise / conversion · Disposed 23,043 · Balance 23,042 F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7: RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 72,052 |
Reported balance
After 2026-10-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-01 · Exercise / conversion · Disposed 14,411 · Balance 72,052 F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7: RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 151,442 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 16,827 · Balance 151,442 F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7: RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 563,889 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 43,376 · Balance 563,889 F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7: RSUs do not expire; they either vest or are canceled prior to the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.
F3: Following the sales reported in this Form 4, Mr. Goel holds 2,372,118 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing.
F4: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.
F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.
F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2022 Filed Nov 29, 2022 02:14 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-058921 · doc4.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 516,284 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 23, 2022 Filed Nov 29, 2022 02:14 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-058921 · doc4.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 23, 2022 Filed Nov 29, 2022 02:14 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-058921 · doc4.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| October 04, 2022 Filed Oct 7, 2022 01:19 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 5,771 | $17.92 | $103,416.32 |
DisclosureSEC source: 0001209191-22-053020 · doc4.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,037 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $17.72 and the highest price at which shares were sold was $18.10. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| October 01, 2022 Filed Oct 5, 2022 01:46 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 11,237 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052599 · doc4.xml · derivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,074 Underlying: Class A Common Stock · 11,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| October 01, 2022 Filed Oct 5, 2022 01:46 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 11,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052599 · doc4.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2022 Filed Aug 12, 2022 01:40 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045517 · doc4.xml · derivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 531,284 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| August 09, 2022 Filed Aug 12, 2022 01:40 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 50,000 | $20.60 | $1,030,225.00 |
DisclosureSEC source: 0001209191-22-045517 · doc4.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,371 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $21.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| August 09, 2022 Filed Aug 12, 2022 01:40 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045517 · doc4.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| July 05, 2022 Filed Jul 8, 2022 00:51 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 5,865 | $15.28 | $89,627.17 |
DisclosureSEC source: 0001209191-22-041524 · doc4.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,371 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.05 to $15.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 01:02 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 11,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041412 · doc4.xml · derivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,311 Underlying: Class A Common Stock · 11,236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 01:02 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 11,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041412 · doc4.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034574 · doc4.xml · derivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 581,284 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:03 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 25,000 | $20.37 | $509,175.00 |
DisclosureSEC source: 0001209191-22-034574 · doc4.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034574 · doc4.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 02, 2022 Filed Mar 21, 2024 20:17 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008840 · form5-03212024_080330.xml · derivative · entry 6 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 509,284 Underlying: Class A Common Stock · 5,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. The Class B common stock has no expiration date. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. The Class B common stock has no expiration date. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. The Class B common stock has no expiration date. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 02, 2022 Filed Mar 21, 2024 20:17 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass A Common Stock | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008840 · form5-03212024_080330.xml · nonDerivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,037 F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 02, 2022 Filed Mar 21, 2024 20:17 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008840 · form5-03212024_080330.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 01, 2022 Filed Mar 21, 2024 20:17 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008840 · form5-03212024_080330.xml · derivative · entry 5 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 509,284 Underlying: Class A Common Stock · 1,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. The Class B common stock has no expiration date. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. The Class B common stock has no expiration date. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. The Class B common stock has no expiration date. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 01, 2022 Filed Mar 21, 2024 20:17 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass A Common Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008840 · form5-03212024_080330.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,037 F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 01, 2022 Filed Mar 21, 2024 20:17 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008840 · form5-03212024_080330.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| May 13, 2022 Filed May 18, 2022 01:00 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 19,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029896 · doc4.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 606,284 Underlying: Class A Common Stock · 19,747 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F6 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F6 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F6 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F2 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| May 13, 2022 Filed May 18, 2022 01:00 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 22,200 | $20.70 | $459,584.40 |
DisclosureSEC source: 0001209191-22-029896 · doc4.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 2,800 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.06 to $21.055 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: The Reporting Person transferred 5,253 shares of Class A Common Stock to The Goel Family Trust in connection with the transaction, which transfer represents a change in the form of beneficial ownership of such shares. F2 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| May 13, 2022 Filed May 18, 2022 01:00 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 19,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029896 · doc4.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 19,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person transferred 5,253 shares of Class A Common Stock to The Goel Family Trust in connection with the transaction, which transfer represents a change in the form of beneficial ownership of such shares. F2 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| May 01, 2022 Filed May 18, 2022 01:00 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,800 | $21.10 | $59,082.80 |
DisclosureSEC source: 0001209191-22-029896 · doc4.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.06 to $21.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 04, 2022 Filed Apr 5, 2022 00:45 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,113 | $28.01 | $59,185.13 |
DisclosureSEC source: 0001833511-22-000019 · wf-form4_164911954302294.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,253 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $28.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. Read SEC document |
| April 04, 2022 Filed Apr 5, 2022 00:45 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,871 | $27.59 | $106,800.89 |
DisclosureSEC source: 0001833511-22-000019 · wf-form4_164911954302294.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,366 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.88 to $27.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:45 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 11,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-22-000019 · wf-form4_164911954302294.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,547 Underlying: Class A Common Stock · 11,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F5 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:45 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 11,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-22-000019 · wf-form4_164911954302294.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:41 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-22-000017 · wf-form4_164643004126975.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 626,031 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:41 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,262 | $24.58 | $80,179.96 |
DisclosureSEC source: 0001833511-22-000017 · wf-form4_164643004126975.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.30 to $25.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:41 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 11,738 | $23.90 | $280,538.20 |
DisclosureSEC source: 0001833511-22-000017 · wf-form4_164643004126975.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 3,262 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.30 to $24.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:41 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-22-000017 · wf-form4_164643004126975.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 23:37 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantStock Option (Right to buy Class A Common Stock) · Derivative | 116,670 | $0.00 Strike: $26.27 | $0.00 |
DisclosureSEC source: 0001833511-22-000012 · wf-form4_164427702474815.xml · derivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,670 Underlying: Class A Common Stock · 116,670 shares Expires 2032-02-03 F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on April 1, 2022, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 23:37 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantRestricted Stock Unit · Derivative | 179,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-22-000012 · wf-form4_164427702474815.xml · derivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,784 Underlying: Class A Common Stock · 179,784 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 23:06 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-22-000010 · wf-form4_164401597219550.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 641,031 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 23:06 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,600 | $27.13 | $43,408.00 |
DisclosureSEC source: 0001833511-22-000010 · wf-form4_164401597219550.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.96 to $27.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 23:06 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 13,400 | $26.44 | $354,296.00 |
DisclosureSEC source: 0001833511-22-000010 · wf-form4_164401597219550.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 1,600 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.93 to $26.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 23:06 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-22-000010 · wf-form4_164401597219550.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 02:14 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-22-000008 · wf-form4_164134885961031.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 656,031 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 02:14 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 10,915 | $33.18 | $362,159.70 |
DisclosureSEC source: 0001833511-22-000008 · wf-form4_164134885961031.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 02:14 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 4,085 | $33.85 | $138,277.25 |
DisclosureSEC source: 0001833511-22-000008 · wf-form4_164134885961031.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 10,915 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.61 to $34.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 02:14 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-22-000008 · wf-form4_164134885961031.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 22:39 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000023 · wf-form4_163857115601118.xml · derivative · entry 5 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 671,031 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F6 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F6 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 22:39 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,417 | $38.29 | $54,256.93 |
DisclosureSEC source: 0001833511-21-000023 · wf-form4_163857115601118.xml · nonDerivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.23 to $38.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 22:39 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 9,983 | $37.74 | $376,758.42 |
DisclosureSEC source: 0001833511-21-000023 · wf-form4_163857115601118.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 1,417 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.20 to $38.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 22:39 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,600 | $36.66 | $131,976.00 |
DisclosureSEC source: 0001833511-21-000023 · wf-form4_163857115601118.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 11,400 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.20 to $37.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 22:39 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000023 · wf-form4_163857115601118.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 22:04 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000021 · wf-form4_163848262718379.xml · derivative · entry 6 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 686,031 Underlying: Class A Common Stock · 200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 22:04 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 200 | $41.07 | $8,214.00 |
DisclosureSEC source: 0001833511-21-000021 · wf-form4_163848262718379.xml · nonDerivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.03 to $41.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.