Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | Director · CHIEF EXECUTIVE OFFICER · 10% owner | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 97,657 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Exercise / conversion · Acquired 97,657 · Balance 97,657 |
| Class A Common StockSEC Table I · non-derivative | Direct | 51,899 |
Reported balance
After 2026-10-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-10-02 · Sale · Disposed 45,758 · Balance 51,899 F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades. |
| Class A Common StockSEC Table I · non-derivative | Direct | 47,424 |
Reported balance
After 2026-10-02 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-10-02 · Sale · Disposed 4,475 · Balance 47,424 F3: Following the sales reported in this Form 4, Mr. Goel holds 2,372,118 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 23,042 |
Reported balance
After 2026-10-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-10-01 · Exercise / conversion · Disposed 23,043 · Balance 23,042 F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7: RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 72,052 |
Reported balance
After 2026-10-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-01 · Exercise / conversion · Disposed 14,411 · Balance 72,052 F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7: RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 151,442 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 16,827 · Balance 151,442 F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7: RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 563,889 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 43,376 · Balance 563,889 F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7: RSUs do not expire; they either vest or are canceled prior to the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.
F3: Following the sales reported in this Form 4, Mr. Goel holds 2,372,118 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing.
F4: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.
F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.
F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2021 Filed Dec 2, 2021 22:04 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000021 · wf-form4_163848262718379.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 22:04 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000021 · wf-form4_163848262718379.xml · derivative · entry 5 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 686,231 Underlying: Class A Common Stock · 200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 22:04 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 200 | $41.64 | $8,328.00 |
DisclosureSEC source: 0001833511-21-000021 · wf-form4_163848262718379.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.19 to $42.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 22:04 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000021 · wf-form4_163848262718379.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 23:57 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000019 · wf-form4_163771182203481.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 686,431 Underlying: Class A Common Stock · 5,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 23:57 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass A Common Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000019 · wf-form4_163771182203481.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F4 · kind: Reflects the gift of common stock to a charitable donor advised fund. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 23:57 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 200 | $40.01 | $8,002.00 |
DisclosureSEC source: 0001833511-21-000019 · wf-form4_163771182203481.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 5,200 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 23:57 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000019 · wf-form4_163771182203481.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 5,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:36 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000017 · wf-form4_163719578770062.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 691,831 Underlying: Class A Common Stock · 1,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:36 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 100 | $41.57 | $4,157.00 |
DisclosureSEC source: 0001833511-21-000017 · wf-form4_163719578770062.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:36 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,600 | $40.32 | $64,512.00 |
DisclosureSEC source: 0001833511-21-000017 · wf-form4_163719578770062.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 100 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:36 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000017 · wf-form4_163719578770062.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 1,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 12, 2021 Filed Nov 13, 2021 02:24 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000015 · wf-form4_163677025947105.xml · derivative · entry 11 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 693,531 Underlying: Class A Common Stock · 400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F8 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F8 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 12, 2021 Filed Nov 13, 2021 02:24 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 400 | $40.02 | $16,008.00 |
DisclosureSEC source: 0001833511-21-000015 · wf-form4_163677025947105.xml · nonDerivative · entry 8 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 7 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 12, 2021 Filed Nov 13, 2021 02:24 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000015 · wf-form4_163677025947105.xml · nonDerivative · entry 7 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 11, 2021 Filed Nov 13, 2021 02:24 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 12,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000015 · wf-form4_163677025947105.xml · derivative · entry 10 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 693,931 Underlying: Class A Common Stock · 12,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F8 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F8 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 11, 2021 Filed Nov 13, 2021 02:24 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 12,183 | $40.08 | $488,294.64 |
DisclosureSEC source: 0001833511-21-000015 · wf-form4_163677025947105.xml · nonDerivative · entry 6 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 6 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 11, 2021 Filed Nov 13, 2021 02:24 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 12,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000015 · wf-form4_163677025947105.xml · nonDerivative · entry 5 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 12,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 10, 2021 Filed Nov 13, 2021 02:24 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 14,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000015 · wf-form4_163677025947105.xml · derivative · entry 9 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 706,114 Underlying: Class A Common Stock · 14,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F8 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F8 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 10, 2021 Filed Nov 13, 2021 02:24 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 7,536 | $40.84 | $307,770.24 |
DisclosureSEC source: 0001833511-21-000015 · wf-form4_163677025947105.xml · nonDerivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.21 to $41.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 10, 2021 Filed Nov 13, 2021 02:24 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 6,385 | $41.53 | $265,169.05 |
DisclosureSEC source: 0001833511-21-000015 · wf-form4_163677025947105.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 7,536 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.21 to $41.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 10, 2021 Filed Nov 13, 2021 02:24 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 800 | $42.38 | $33,904.00 |
DisclosureSEC source: 0001833511-21-000015 · wf-form4_163677025947105.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 13,921 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.24 to $42.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 10, 2021 Filed Nov 13, 2021 02:24 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 14,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000015 · wf-form4_163677025947105.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 14,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 16:14 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000013 · wf-form4_163604247537567.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 720,835 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 16:14 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,519 | $28.89 | $43,883.91 |
DisclosureSEC source: 0001833511-21-000013 · wf-form4_163604247537567.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.76 to $29.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 16:14 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 13,481 | $28.28 | $381,242.68 |
DisclosureSEC source: 0001833511-21-000013 · wf-form4_163604247537567.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 1,519 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.76 to $28.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 16:14 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000013 · wf-form4_163604247537567.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 01:22 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000011 · wf-form4_163339692424221.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 735,835 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 01:22 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 6,308 | $24.65 | $155,492.20 |
DisclosureSEC source: 0001833511-21-000011 · wf-form4_163339692424221.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.29 to $25.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 01:22 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 8,692 | $23.69 | $205,913.48 |
DisclosureSEC source: 0001833511-21-000011 · wf-form4_163339692424221.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 6,308 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.28 to $24.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 01:22 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000011 · wf-form4_163339692424221.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:49 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000009 · wf-form4_163069133956249.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 750,835 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:49 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,671 | $29.71 | $79,355.41 |
DisclosureSEC source: 0001833511-21-000009 · wf-form4_163069133956249.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.58 to $29.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:49 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 12,329 | $29.20 | $360,006.80 |
DisclosureSEC source: 0001833511-21-000009 · wf-form4_163069133956249.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 2,671 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.58 to $29.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:49 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000009 · wf-form4_163069133956249.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:42 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000007 · wf-form4_162491294543438.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 765,835 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:42 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,693 | $41.18 | $69,717.74 |
DisclosureSEC source: 0001833511-21-000007 · wf-form4_162491294543438.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 0 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust on March 4, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.01 to $41.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:42 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 13,307 | $40.35 | $536,937.45 |
DisclosureSEC source: 0001833511-21-000007 · wf-form4_162491294543438.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 1,693 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust on March 4, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:42 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000007 · wf-form4_162491294543438.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Goel Family Trust Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:04 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantStock Option (Right to buy Class A Common Stock) · Derivative | 250,636 | $0.00 Strike: $36.25 | $0.00 |
DisclosureSEC source: 0001833511-21-000002 · wf-form4_161229986534234.xml · derivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,636 Underlying: Class A Common Stock · 250,636 shares Expires 2031-01-29 F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2021, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:04 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantRestricted Stock Unit · Derivative | 42,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001833511-21-000002 · wf-form4_161229986534234.xml · derivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,203 Underlying: Class A Common Stock · 42,203 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. In connection with the award, the Reporting Person has made a deferral election pursuant to which settlement of all RSUs has been deferred until January 29, 2026. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:07 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 450,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063001 · doc4.xml · derivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 780,835 Underlying: Class A Common Stock · 450,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are trustees and beneficiaries. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:07 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 450,000 | $20.00 | $9,000,000.00 |
DisclosureSEC source: 0001209191-20-063001 · doc4.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are trustees and beneficiaries. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:07 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063001 · doc4.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 450,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are trustees and beneficiaries. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.